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DOI: 10.1176/appi.books.9781585623440.346212
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Chapter 9. Clinical Management of Alcohol Abuse and Dependence
CLINICAL MANAGEMENT OF ALCOHOL ABUSE AND DEPENDENCE:
INTRODUCTION
Alcohol abuse and dependence are prevalent and costly problems in the United States today. Data
from the Epidemiologic Catchment Area Study indicate that the lifetime prevalence of alcohol
dependence is 14.7% (Regier et al. 1990). More strikingly, approximately 100,000 Americans die
each year from alcohol-related disease or injury (McGinnis and Foege 1999). It has been estimated
that alcohol-related problems account for at least 15% of health care expenditures and cost the
U.S. economy an excess of $185 billion in medical costs, loss of life and property, and reduced
productivity (Harwood 2000). Unfortunately, alcohol dependence is underdiagnosed and difficult to
treat. In as few as 1–2 years following treatment, only about 20%–30% of treated patients have
maintained abstinence, with most returning to heavy drinking. Clearly, there is a critical need for
the development of more effective therapies for the treatment of alcoholism.
DIAGNOSTIC ISSUES
Intoxication
Depending on the individual, effects of alcohol may be observed after as little as one standard
drink. Most states in this country have designated a blood alcohol level of 0.08 g/dL as the legal
limit of intoxication. Table 9–1 lists diagnostic criteria for alcohol intoxication as defined by the
DSM-IV-TR (American Psychiatric Association 2000). In nonalcoholics, a blood alcohol level of 0.40
g/dL is associated with a 50% risk of mortality. In determining how quickly a person’s blood
alcohol level will decrease, one can use the rule of thumb that the body metabolizes approximately
1 drink (approximately 0.015 g/dL) per hour.
TABLE 9–1. DSM-IV-TR criteria for alcohol intoxication
- Recent ingestion of alcohol.
- Clinically significant maladaptive behavioral or psychological changes (e.g., inappropriate sexual or
aggressive behavior, mood lability, impaired judgment, impaired social or occupational functioning) that
developed during, or shortly after, alcohol ingestion.
- One (or more) of the following signs, developing during, or shortly after, alcohol use:
(1) slurred speech
(2) incoordination
(3) unsteady gait
(4) nystagmus
(5) impairment in attention or memory
(6) stupor or coma
- The symptoms are not due to a general medical condition and are not better accounted for by another
mental disorder.
Abuse
Alcohol abuse is diagnosed in individuals who have repetitive problems in interpersonal, legal, or
psychosocial domains within a 12-month period, but do not meet criteria for alcohol dependence.
Table 9–2 presents the DSM-IV-TR criteria used to diagnose alcohol abuse.Print: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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TABLE 9–2. DSM-IV-TR criteria for substance abuse
- A maladaptive pattern of substance use leading to clinically significant impairment or distress, as
manifested by one (or more) of the following, occurring within a 12-month period:
(1) recurrent substance use resulting in a failure to fulfill major role obligations at work, school, or home
(e.g., repeated absences or poor work performance related to substance use; substance-related absences,
suspensions, or expulsions from school; neglect of children or household)
(2) recurrent substance use in situations in which it is physically hazardous (e.g., driving an automobile or
operating a machine when impaired by substance use)
(3) recurrent substance-related legal problems (e.g., arrests for substance-related disorderly conduct)
(4) continued substance use despite having persistent or recurrent social or interpersonal problems caused
or exacerbated by the effects of the substance (e.g., arguments with spouse about consequences of
intoxication, physical fights)
- The symptoms have never met the criteria for Substance Dependence for this class of substance.
Dependence
The diagnosis of alcohol dependence is met when an individual continues to drink despite
significant alcohol-related problems. There is a pattern of repeated alcohol consumption that can
result in tolerance, withdrawal, and compulsive drinking behavior in which the person cannot stop
drinking, despite attempts to do so. Although tolerance and withdrawal symptoms are not
necessary for the diagnosis of alcohol dependence, some studies indicate a more severe clinical
course for patients with histories of either of these physiological components, especially
withdrawal (Schuckit et al. 1998). Table 9–3 outlines the DSM-IV-TR criteria used to diagnose
alcohol dependence.
TABLE 9–3. DSM-IV-TR criteria for substance dependence
A maladaptive pattern of substance use, leading to clinically significant impairment or distress, as manifested
by three (or more) of the following, occurring at any time in the same 12-month period:
(1) tolerance, as defined by either of the following:
(a) a need for markedly increased amounts of the substance to achieve intoxication or desired effect
(b) markedly diminished effect with continued use of the same amount of the substance
(2) withdrawal, as manifested by either of the following:
(a) the characteristic withdrawal syndrome for the substance (refer to Criteria A and B of the criteria sets for
Withdrawal from the specific substances)
(b) the same (or a closely related) substance is taken to relieve or avoid withdrawal symptoms
(3) the substance is often taken in larger amounts or over a longer period than was intended
(4) there is a persistent desire or unsuccessful efforts to cut down or control substance use
(5) a great deal of time is spent in activities necessary to obtain the substance (e.g., visiting multiple doctors
or driving long distances), use the substance (e.g., chain-smoking), or recover from its effects
(6) important social, occupational, or recreational activities are given up or reduced because of substance use
(7) the substance use is continued despite knowledge of having a persistent or recurrent physical or
psychological problem that is likely to have been caused or exacerbated by the substance (e.g., current
cocaine use despite recognition of cocaine-induced depression, or continued drinking despite recognition that
an ulcer was made worse by alcohol consumption)
Specify if:
With Physiological Dependence: evidence of tolerance or withdrawal (i.e., either Item 1 or 2 is present)Print: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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Without Physiological Dependence: no evidence of tolerance or withdrawal (i.e., neither Item 1 nor 2 is
present)
Course specifiers (see text for definitions):
Early Full Remission
Early Partial Remission
Sustained Full Remission
Sustained Partial Remission
On Agonist Therapy
In a Controlled Environment
Withdrawal
Alcohol withdrawal typically begins 6–8 hours after the last drink, peaks 24–28 hours after the last
drink, and generally resolves within 7 days (Myrick and Anton 2004). The manifestation of alcohol
withdrawal varies widely, and possible manifestations are outlined in Table 9–4. Only about 5% of
individuals with alcohol dependence will develop more than mild to moderate withdrawal
symptoms. Chronic medical conditions, nutritional deficiencies, and electrolyte abnormalities often
contribute to and complicate the picture of alcohol withdrawal.
TABLE 9–4. DSM-IV-TR criteria for alcohol withdrawal
- Cessation of (or reduction in) alcohol use that has been heavy and prolonged.
- Two (or more) of the following, developing within several hours to a few days after Criterion A:
(1) autonomic hyperactivity (e.g., sweating or pulse rate greater than 100)
(2) increased hand tremor
(3) insomnia
(4) nausea or vomiting
(5) transient visual, tactile, or auditory hallucinations or illusions
(6) psychomotor agitation
(7) anxiety
(8) grand mal seizures
- The symptoms in Criterion B cause clinically significant distress or impairment in social, occupational, or
other important areas of functioning.
- The symptoms are not due to a general medical condition and are not better accounted for by another
mental disorder.
Specify if:
With Perceptual Disturbances
Alcohol withdrawal seizures, usually grand mal in type, are estimated to occur in 5%–15% of
patients. An individual with a history of alcohol withdrawal seizures is considered to be at
significant risk for seizures during subsequent withdrawal periods. Although it is not life
threatening, alcohol hallucinosis occurs in 3%–10% of patients with severe alcohol withdrawal.
Hallucinations can be auditory, visual, or tactile in the presence of a clear sensorium. Delirium
tremens (DTs), or alcohol withdrawal delirium, are characterized by agitation, tremulousness,
autonomic instability, fevers, auditory and visual hallucinations, and disorientation, and are the
most severe complication of alcohol withdrawal. DTs are estimated to occur in 5% of patients
admitted for alcohol withdrawal (Mayo-Smith et al. 2004) and must be considered a medical
emergency, given that without prompt and adequate treatment the mortality rate of this conditionPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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can be as high as 20%.
IDENTIFICATION
Essential steps in identifying individuals with alcohol use disorders include understanding the high
prevalence of these disorders and the generally low rate at which they are identified and treated. It
has been reported that only 20% of people with significant alcohol use disorders are identified as
having such, and only 20% of those identified individuals will actually receive treatment (Kaner et
- 1999).
Several questionnaires are available for the detection of drinking-related problems. A positive
response to any of the questions on the CAGE (named for its four questions; Ewing 1984) should
lead the clinician to further investigate problem drinking with the patient. The Alcohol Use
Disorders Identification Test (AUDIT) (Saunders et al. 1993), a 10-item questionnaire, and the 10-
and 25-item Michigan Alcohol Screening Test (MAST) (Conley 2001) are also frequently used to
indicate potential alcohol problems.
Because patients may underreport their drinking, biomarkers of heavy alcohol use can play an
important role in identifying individuals at risk for alcohol use disorders. Table 9–5 outlines
biological markers that may be indicative of heavy drinking. -Glutamyltransferase (GGT) has
typically been recognized as a liver enzyme whose elevation may be indicative of alcohol use. The
sensitivity of GGT in detecting alcohol abuse is 40%–60%, with a specificity of about 80%. A
limitation of GGT is that it may not be particularly sensitive to relapse. The carbohydrate-deficient
transferrin test (%CDT), which is a newer tool for identifying heavy alcohol use, measures the
relative percentage in serum of the carbohydrate-deficient form of an iron transport protein. The
diagnostic specificity of the %CDT for recent heavy drinking is approximately 70% in patients with
non-alcohol-induced liver cirrhosis, 88.2% in hepatitis patients, and 93.5% in patients with a
nonspecific elevation of GGT (Hock et al. 2005), making it a more sensitive and specific indicator of
alcohol consumption. The combination of a %CDT and GGT measurement further enhances the
detection of problem drinking.
TABLE 9–5. Values of biological markers suggesting heavy drinking
Marker
Men Women Accuracy
% Carbohydrate-deficient transferrin (%CDT) >2.0 U/L >2.6 U/L Very good
-Glutamyltransferase (GGT) >35 U/L >30 U/L Very good
Mean corpuscular volume (MCV)
>91 m3
>91 m3
Good
Aspartate aminotransferase (AST) >40 U/L >33 U/L Fair
Alanine aminotransferase (ALT) >46 U/L >35 U/L Fair
Uric acid
>8.0 mg/dL >6.2 mg/dL Fair
5-Hydroxytryptophol to 5-hydroxyindoleacetic acid ratio >20 pmol/nmol >20 pmol/nmol Fair
Source. Adapted from Schuckit and Tapert 2004.
MEDICAL COMPLICATIONS
Alcohol was identified as the third leading actual cause of death in the United States in 2000,
contributing to 85,000 deaths, or 3.5% of all deaths in that year (Mokdad et al. 2004). The
mortality risk is calculated to be 33% higher for hazardous drinkers (four to six drinks daily for
men and two to four drinks daily for women) and 47% higher for harmful drinkers (more than six
drinks daily for men and more than four drinks daily for women) compared with abstainers or
lower-level drinkers.
A major cause of early mortality among alcoholic individuals is heart disease, occurring at an
earlier age and at a higher rate in these individuals than in their nonalcoholic counterparts.
Although light-to-moderate alcohol consumption has been associated with a lower risk ofPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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myocardial infarction or cardiac death in men and postmenopausal women, heavier alcohol
consumption has been associated with a significantly increased risk of cardiac diseases, including
cardiomyopathy, dysrhythmias, and hypertension.
The consequences of heavy alcohol consumption on the liver are well documented and can occur as
a progression from steatosis (“fatty liver”) to alcoholic hepatitis and cirrhosis. Steatosis, marked by
an excessive buildup of fat inside liver cells, is the earliest stage of alcoholic liver disease and can
occur with heavy drinking for as little as a few days. Steatosis can be reversed with abstinence.
Alcoholic hepatitis, acute inflammation of the liver caused by excessive alcohol intake, can be
accompanied by nausea, lack of appetite, vomiting, fever, abdominal pain and tenderness, jaundice,
and, sometimes, mental confusion. Up to 70% of all alcoholic hepatitis patients may eventually go
on to develop permanent scarring of the liver (cirrhosis). In addition, the combination of alcohol
use and infection with hepatitis C virus can be particularly dangerous. It has been estimated that
patients infected with hepatitis C who consume alcohol are 31 times more likely to develop
cirrhosis than those who abstain from alcohol use (Henry et al. 2002). A substantial proportion of
individuals with cirrhosis will progress to liver cancer.
Another leading cause of death among alcoholic patients is cancer. A large meta-analysis found that
alcohol consumption particularly increases the risks for cancers of the oral cavity, pharynx,
esophagus, and larynx. Statistically significant increases in risk also exist for cancers of the
stomach, colon, rectum, liver, female breast, and ovaries (Bagnardi et al. 2001). The authors found
that concurrent tobacco use, which is common among drinkers, enhances alcohol’s effects on the
risk for cancers of the upper digestive and respiratory tract.
TREATMENT OF ALCOHOLISM
Alcohol Withdrawal
Patients being treated for alcohol withdrawal often need adjunctive management of a variety of
medical conditions. A physical examination should be performed with particular emphasis placed on
assessing for cardiac conditions such as arrhythmia or heart failure, liver disease, pancreatic
disease, gastrointestinal bleeding, infections, or neurological impairment. Vital signs should be
stabilized while electrolyte and nutritional disturbances are corrected.
Nutritional deficits are common in persons with chronic alcohol use. These deficits include
hypomagnesemia, hypophosphatemia, and hypokalemia. Deficits are secondary to dietary habits
and alcohol-related changes in the digestive tract. Most individuals with alcoholism are vitamin
deficient and therefore could benefit from oral multivitamin preparations containing folic acid for a
few weeks. The replacement of thiamine is particularly important, given its role in Wernicke’s
encephalopathy. All patients being treated for alcohol withdrawal should immediately be given 100
mg/day of thiamine and throughout the withdrawal period. It is important to also remember that
thiamine should be provided prior to glucose administration in order to prevent precipitation of
Wernicke’s encephalopathy by depletion of thiamine reserves.
Inpatient versus outpatient treatment
Alcohol detoxification can be safely and effectively accomplished on both an outpatient and
inpatient basis. Although there have been studies evaluating inpatient versus outpatient
detoxification, no specific criteria have been rigorously tested.
Inpatient treatment
Inpatient treatment of alcohol withdrawal provides the safest setting for detoxification. Trained
staff can ensure that patients will be carefully monitored and appropriately supported. The use of
an inpatient facility may also be of greater benefit in providing continuity of care, given that
individuals often begin the process of rehabilitation while in the hospital. In addition, inpatient
detoxification offers the patient a separation from the environmental stimulation for alcohol and/or
other drug use during the treatment period.Print: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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Despite the lack of research-based criteria, certain patients are more likely to respond favorably to
inpatient treatment. Individuals with an established history of significant withdrawal symptoms,
patients who have recently been drinking at very high levels, or patients with a history of
withdrawal seizures or DTs are better served by inpatient treatment. A serious concomitant medical
illness or psychiatric illness also favors the need for inpatient treatment. In addition, patients who
have already experienced multiple detoxification treatments may be at an increased risk of
complications and should therefore be considered for inpatient detoxification (Brown et al. 1988).
Outpatient treatment
An increasing number of alcohol detoxification treatments are taking place outside the hospital
setting. The shift from inpatient to outpatient treatment may in some ways reflect the changing
health care environment, which has limited access to inpatient settings. As a result, increased
attention is being focused on the efficacy and safety of outpatient detoxification. In a review of the
literature on ambulatory detoxification, Abbott et al. (1995) found that less than 10%–20% of
patients required admission to an inpatient unit. The completion rates for ambulatory detoxification
programs ranged from 35% to 95% with most programs showing completion rates above 70%. In
most studies reviewed, 50% of patients continued in alcohol rehabilitation treatment. Most
importantly, this review found no reports of mortality or serious medical complications during
outpatient treatment, except for one program that reported a seizure occurring after the start of
detoxification.
Although no specific criteria have been formulated to determine patient selection for outpatient
alcohol detoxification, there are important factors about candidates’ suitability for outpatient
treatment that should be assessed (Table 9–6). Candidates for outpatient detoxification should
have only mild to moderate withdrawal symptoms, no concomitant medical or severe psychiatric
illnesses that could interfere with the withdrawal process, and no history of withdrawal seizures or
DTs; potential outpatient candidates should also have a sober significant other to serve as a
reliable support person. Patients should be seen daily to reassess withdrawal symptoms, the
occurrence of medical complications, and to monitor the treatment regime.
TABLE 9–6. Relative indications for outpatient alcohol detoxification
Mild to moderate withdrawal symptoms
No medical or neurological illness
No infection
Psychiatrically stable
No history of seizures or delirium tremens
Reliable support person (for care and vehicular transport)
Need to re-assess in 24 hours
Pharmacological treatment
Benzodiazepines are considered by research studies and consensus reports to be the drugs of
choice to treat alcohol withdrawal (Anton and Becker 1995; Institute of Medicine 1990). More
specifically, in North America, benzodiazepines are the mainstay of alcohol withdrawal treatment
and are considered the standard of care, as judged by multiple reviews on this topic (Mayo-Smith
MF et al. 2004; Ntais et al. 2005).
In general, there are two dosing strategies for treating alcohol withdrawal. The first option entails
using a fixed dosing schedule. A loading procedure is recommended for inpatients in severe alcohol
withdrawal. In this treatment strategy, 10 mg or more of diazepam or another long half-life
benzodiazepine is administered every hour until either symptoms are suppressed or the patient
becomes oversedated. Often, only 1–2 days of medication is used and tapering is not required. In
the most recent trials (Myrick et al. 2005; Ntais et al. 2005), symptom-triggered treatment isPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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employed, as measured by the Clinical Institute of Withdrawal Assessment for Alcohol Scale,
Revised (CIWA-Ar) to indicate the need for a benzodiazepine (Saitz et al. 1994).
Symptom-triggered treatment allows for reduced total doses of benzodiazepines. With lower doses
of benzodiazepines, patients display less sedation and are able to more readily engage in other
treatment activities. The CIWA-Ar appears to be a useful instrument for quantifying alcohol
withdrawal and an effective guide for determining the need for ancillary “rescue” medication
dosing.
Based on reviews and meta-analyses, no one single benzodiazepine appears to be superior to
others in the treatment of alcohol withdrawal (Mayo-Smith 1997). The selection of a specific
benzodiazepine should be made on the basis of clinical factors such as age, status of liver function,
and the presence or absence of a history of seizures. An agent’s kinetic profile, in terms of half-life
and simplicity of liver metabolism, has been used as the rationale to promote one benzodiazepine
over another. Longer half-life agents may cause problems ranging from oversedation to
coordination difficulties and confusion in individuals with liver impairment. Many alcoholic patients
present with liver dysfunction, which indicates that the use of shorter half-life agents such as
oxazepam and lorazepam is favored. Because lorazepam is available in multiple methods of
administration, including oral, sublingual, and intramuscular, all of which have good absorption, it
may be a particularly effective agent, in contrast to chlordiazepoxide or diazepam.
Treatment of complicated withdrawal
More severe complications of alcohol withdrawal include withdrawal seizures and DTs. Primary
alcohol withdrawal seizures are self-limited and usually require only supportive treatment.
However, benzodiazepines are considered the treatment of choice. The issue of what method
should be used in the treatment of DTs is somewhat controversial. Benzodiazepines are often
prescribed to decrease both autonomic hyperactivity and the risk of alcohol withdrawal seizures
and to control agitation. Despite these beneficial effects, benzodiazepines may contribute to the
behavioral dyscontrol and confusion that accompanies DTs. Low doses of antipsychotic agents such
as haloperidol are also used for the treatment of DTs.
Relapse Prevention
Disulfiram
Disulfiram is an alcohol deterrent drug that has been in use for over 50 years. It interrupts the
metabolism of alcohol by irreversibly inhibiting aldehyde dehydrogenase, thereby blocking the
breakdown of acetaldehyde to acetate. When a patient taking disulfiram drinks alcohol, the
accumulation of acetaldehyde results in facial flushing, nausea and vomiting, headache, and
changes in blood pressure. The patient’s fear of this disulfiram-alcohol reaction, particularly after
experiencing it, is presumed to serve as a strong reinforcement for abstinence.
A large placebo-controlled trial of disulfiram treatment found no significant differences in rates of
abstinence or time to first drinking day (Fuller et al. 1986). Patient nonadherence was likely a main
contributor of the negative finding, considering that only 20% of 577 subjects who completed the
study were compliant with disulfiram treatment. However, among patients who drank and had a
complete set of assessment interviews, those in the 250-mg disulfiram group reported significantly
fewer drinking days than those in the 1-mg or no-disulfiram groups. A significant relationship
between adherence to drug regimen and complete abstinence was found in all groups. Fuller et al.
(1986) concluded from their findings that disulfiram may help reduce drinking frequency after
relapse, but it does not enhance counseling in aiding alcoholic patients to sustain continuous
abstinence or delay the resumption of drinking. They also suggested that older, more motivated
men seemed to be more compliant and to do better with disulfiram.
Adherence is an obstacle in determining the generalization of disulfiram’s effectiveness. Wright and
Moore (1990) have shown that supervised disulfiram treatment and incentive-driven interventions
are associated with decreased alcohol consumption and increased rates of abstinence. A detailedPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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meta-analysis revealed that evidence for the efficacy of disulfiram is lacking overall, but that some
evidence is available for disulfiram being effective when given under supervision (Berglund et al.
2003).
Naltrexone
After it was shown to reduce drinking frequency and the likelihood of relapse to heavy drinking,
naltrexone was approved by the U.S. Food and Drug Administration (FDA) in 1994 for the treatment
of alcohol dependence (O’Malley et al. 1992; Volpicelli et al. 1992). Although its mechanism of
action is not fully understood, naltrexone’s competitive antagonism at the opioid receptor is
hypothesized to block the release of dopamine induced by the consumption of alcohol and therefore
reduces alcohol craving and loss of control by reducing the rewarding effects of alcohol.
A large meta-analysis including 27 randomized, controlled trials of naltrexone revealed that
short-term treatment with naltrexone decreased relapse with a risk ratio of 0.64, with the number
needed to treat (NNT; i.e., the number of patients treated to achieve a better outcome over placebo
response) being 7 (Srisurapanont and Jarusuraisin 2005). The analysis also showed that, in a
comparison with the placebo group, naltrexone lowered the risk of treatment withdrawal in
alcohol-dependent patients by 28% (NNT = 13).
The efficacy of naltrexone was recently supported by the Combining Medications and Behavioral
Interventions for Alcoholism (COMBINE) trial, a federally funded, randomized, controlled trial
involving 1,383 recently abstinent alcoholics from 11 U.S. academic sites and that evaluated the
efficacy of naltrexone, acamprosate, or both, in comparison with each other and placebo, with
health care provider–delivered medical management, and with or without a specialized alcohol
counselor, delivered combined behavioral intervention (Anton et al. 2006). In this trial, individuals
that were given naltrexone plus medical management; or naltrexone, medical management, and
combined behavioral intervention; had a higher percentage of days abstinent than those receiving
placebo and medical management only. Naltrexone also reduced the risk over time of heavy
drinking days.
Not all studies of naltrexone have revealed positive results (Gastpar et al. 2002; Krystal et al.
2001), which suggests there may be subtypes of individuals who are more likely to respond to
naltrexone. The drug may be preferentially effective among alcoholics whose disease is mostly
characterized by reward craving, given that it is believed to work by blocking endogenous opioids,
thereby diminishing the pleasant effects of alcohol consumption. King et al. (1997) investigated the
effects of naltrexone on subjective response to alcohol in a double-blind, placebo-controlled trial.
They found a differential response to naltrexone, based on subjects’ paternal history of alcoholism
and levels of stimulation experienced during alcohol drinking.
Work recently conducted by researchers reveals that variants of the opioid receptor, which may
alter the affinity of the receptor for endogenous ligands, may also affect response to naltrexone. In
a post-hoc study that combined three previously collected data sets, subjects of European descent
with one or two copies of the 118G variant allele and who were treated with naltrexone had
significantly lower rates of relapse and took a longer time to return to heavy drinking than those
homozygous for this allele (Oslin et al. 2003). These differences were not found among subjects
assigned to placebo. Given potential genetic variabilities in the response to naltrexone,
meta-analyses may underestimate the effect size for naltrexone because of the heterogeneity of
patients (Heilig and Egli 2006).
Because compliance is clearly critical in the success of naltrexone, a long-acting injectable
naltrexone is also available. Garbutt et al. (2005) performed a randomized, double-blind,
placebo-controlled trial of extended-release, injectable naltrexone in 624 actively drinking,
alcohol-dependent adults who received either a monthly intramuscular injection of 380 mg of
long-acting naltrexone, 190 mg of long-acting naltrexone, or a matching volume of placebo
combined with 12 sessions of low-intensity psychosocial intervention. Compared with placebo, 380
mg of long-acting naltrexone resulted in a 25% decrease in the event rate of heavy drinking days,Print: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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and 190 mg of naltrexone resulted in a 17% decrease. The same study also revealed that men more
than women and those with lead-in abstinence exhibited greater treatment effects.
A crucial consideration for the clinician and the patient is that naltrexone is an opioid antagonist
and can therefore induce withdrawal in an opioid-dependent individual. Special consideration must
also be taken with pain control, because naltrexone will block the effects of opioid analgesics. In a
supervised hospital setting, the antagonist properties of naltrexone can be overridden with
increased doses of opioid analgesics.
Acamprosate
Acamprosate was approved by the FDA in 2004 for the treatment of alcohol dependence but has
been available by prescription in France since 1989. It is reported to assist in the maintenance of
abstinence and decrease negative symptoms associated with the acute postwithdrawal period in
recently detoxified alcohol-dependent individuals. Acamprosate is structurally similar to
-aminobutyric acid (GABA), the major inhibitory neurotransmitter in the central nervous system,
and is thought to exert its therapeutic effect by modulating the excitatory glutamate amino acid
system (N-methyl-D-aspartic acid; NMDA) in the brain. By functioning to increase GABAergic
activity and/or inhibiting glutamatergic activity via modulation of the NMDA receptor, acamprosate
may ameliorate alcohol withdrawal symptomatology (Boeijinga et al. 2004).
Multiple trials performed in Europe and elsewhere support the efficacy and safety of acamprosate.
Mann et al. (2004) performed a large meta-analysis, involving 4,087 individuals, of 17 randomized,
placebo-controlled trials of acamprosate. They found that continuous abstinence rates at 6 months
were significantly higher in the acamprosate-treated patients. At 12 months, the overall pooled
difference for continued abstinence between subjects treated with acamprosate and those given
placebo was 13.3%. The effect sizes in abstinence rates at 3, 6, and 12 months were 1.33, 1.50,
and 1.95, respectively. Bouza et al. (2004) also performed a meta-analysis comprising 13 studies of
acamprosate and 19 studies of naltrexone. They too found that acamprosate helped maintain
abstinence in alcohol-dependent individuals who had stopped drinking.
Not all studies of acamprosate have shown efficacy over placebo. Findings of the COMBINE study,
mentioned earlier (Anton et al. 2006), did not support the efficacy of acamprosate under
intent-to-treat analyses. There has been much speculation about the reasons for this discrepancy in
results. Differences in study populations and designs may be contributing factors. For instance, in
many of the European clinical trials, acamprosate was initiated while the patients were hospitalized
for alcohol detoxification and many patients had lengthy hospital stays for rehabilitation. In
contrast, the COMBINE patients were initiated on study drugs as outpatients, after attaining a
minimal 4 days of abstinence (Anton et al. 2006). However, over 50% of participants had more
than 4 days of reported abstinence prior to randomization. Additionally, a combined analysis of
many studies conducted in Europe did not find predictors of response, including alcohol withdrawal
symptoms or severity of alcohol problems (Verheul et al. 2005). In summary, at present, it is
unclear which alcoholic individuals will be more likely to respond to acamprosate, but the weight of
the data does suggest that those with a strong commitment to abstinence who take the medication
for several weeks while abstaining might have better outcomes in the long run than those who are
not given acamprosate.
Because acamprosate is poorly absorbed, it is generally given in high doses of approximately 2
g/day, in three doses. Acamprosate has been found to be generally well tolerated by patients in all
of the clinical trials to date. Diarrhea is the most common side effect noted, but headache,
dizziness, and pruritis have also been reported, to a much lesser degree.
Combination therapy
Attention has recently focused on the use of naltrexone and acamprosate in combination. Although
studies have shown that the two medications are safe and well tolerated in combination, the results
supporting the combination’s superior efficacy over naltrexone alone are mixed. Some trials have
shown superior efficacy (Feeney et al. 2006; Kiefer and Wiedemann 2004), but the COMBINE trialPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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did not show a superior effect of naltrexone and acamprosate over naltrexone alone (Anton et al.
2006).
Nonpharmacological treatment options
Treatment modalities that have been used for alcohol use disorders include psychodynamic
psychotherapy, cognitive-behavioral therapy (CBT), motivational enhancement therapy, 12-step
facilitation (TSF), contingency management, network therapy, group therapy, and family therapy.
Motivational interviewing, or motivational enhancement therapy (MET), is a brief, time-limited
intervention and therapeutic approach, in which the clinician works with the patient to build trust
by showing empathy. Areas of resistance to change are noted, and the patient is encouraged to
discuss why altering drinking patterns might be beneficial. Modifications of motivational
enhancement have been used in brief physician interventions. The clinician asks about drinking
behavior, reviews alcohol-related problems, and emphasizes the adverse effects of alcohol. One
paradigm incorporates two 15-minute physician visits separated by a month. These interventions
are followed by two 5-minute telephone conversations with a nurse to reinforce the lessons
learned. In addition, the patient keeps a diary of his or her drinking pattern and establishes
realistic goals that are set in a contract. Evaluation of this approach revealed that more than
two-thirds of the drinking patients agreed to participate in therapy, and excellent outcomes of
reduced drinking and alcohol problems were maintained over a 4-year period (Fleming et al. 2002).
Project MATCH (Matching Alcoholism Treatments to Client Heterogeneity) was a multisite clinical
trial designed to investigate if patient–treatment matching improved treatment outcomes. Over a
12-week period, 1,726 subjects were randomly assigned to TSF, CBT, or MET. Interaction effects
with selected patient characteristics were studied, including severity of alcohol involvement,
cognitive impairment, psychiatric severity, conceptual level, gender, meaning seeking, motivational
readiness to change, social support for drinking versus abstinence, sociopathy, and typology of
alcoholism. Subjects were recruited from two parallel study arms: one with alcohol-dependent
patients who received outpatient therapy and one with patients who received aftercare therapy
following inpatient or day hospital treatment. Overall, study subjects showed significant and
sustained improvement in increased percentage of abstinent days and decreased number of drinks
per drinking days, with few clinically significant outcome differences among the three treatments
in either treatment arm. There was no difference in sustained abstinence among treatments in the
aftercare arm. However, outpatients who received TSF were more likely to remain completely
abstinent in the year following treatment than outpatients who received the other treatments. With
regard to matching patient characteristics with specific treatments, client anger demonstrated the
most consistent interaction in the trial, with significant matching effects evident at both the 1-year
and 3-year follow-ups. Clients identified as having high levels of anger fared better in MET than in
CBT or TSF. Conversely, clients with low levels of anger performed better after treatment in CBT
and TSF than in MET. The overarching conclusion of this study appears to be that once patients
have reached a point at which they are willing to consider abstinence, their motivation and
characteristics are likely to be better predictors of outcome than any specific aspect of the
treatment program (Project MATCH Research Group 1997, 1998).
SPECIAL POPULATIONS
Comorbid Populations
The co-occurrence of substance abuse and psychiatric disorders is a complex and common
phenomenon. The National Institute of Mental Health Epidemiologic Catchment Area (ECA) study
and the National Comorbidity Study (NCS) are two large epidemiological surveys that have
evaluated the prevalence of comorbid psychiatric and substance use disorders in community
samples. In the ECA study, 45% of individuals with alcohol use disorders had at least one
co-occurring psychiatric disorder (Regier et al. 1990). Likewise, in the NCS, 78% of
alcohol-dependent men and 86% of alcohol-dependent women met lifetime criteria for another
psychiatric disorder, including drug dependence (Kessler et al. 1996). The co-occurrence of
psychiatric and alcohol use disorders is clinically important because comorbidity has a negativePrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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impact on the course, treatment outcome, and prognosis of both syndromes.
The accurate diagnosis and differentiation between substance-induced states and primary
psychiatric diagnoses are two of the more difficult tasks in assessing patients with co-occurring
psychiatric symptoms and substance use disorders. Clinicians often differentiate substance-induced
transient symptoms from psychiatric illness through observation during a period of abstinence.
However, the duration of abstinence necessary for accurate diagnosis should be based on both the
diagnosis being assessed and the substance used. Sustained psychiatric symptoms during lengthy
periods of abstinence, a family history of the particular psychiatric disorder, and the onset of
psychiatric symptoms before the onset of substance abuse and dependence all suggest a primary
psychiatric illness.
Although the treatments for psychiatric and substance use disorders have largely consisted of
separate clinical services, the integration of services is paramount to the optimal treatment of
individuals with comorbid conditions. Such programs often include a mix of group and individual
therapy. CBTs are among the most efficacious treatments for anxiety disorders and substance use
disorders (Anton et al. 1999). Brown et al. (1997) demonstrated that alcoholic persons with
depressive symptoms had improved outcomes at 3- and 6-month follow-up visits after treatment
with CBT for depression, compared with a control group given treatment in the form of relaxation
training. Individuals with comorbid psychiatric and substance use disorders can also benefit from
participation in 12-step groups such as Alcoholics Anonymous and Narcotics Anonymous.
The ideal approach to the pharmacological treatment of comorbid conditions is to use an agent that
has no abuse potential, is safe and well tolerated, and may be efficacious for both disorders. Data
support the use of selective serotonin reuptake inhibitor (SSRI) agents for the
pharmacotherapeutic treatment of comorbid alcohol dependence and major depression. Higher
doses of SSRIs and tricyclic antidepressants may be required because of the possibility that alcohol
use has induced hepatic microsomal activity. The use of SSRIs in the area of subtyping alcoholics
shows promise, but much work remains to be done (Kranzler et al. 1996; Pettinati et al. 2000).
Although lithium is accepted as the gold-standard agent in the treatment of bipolar disorder,
anticonvulsant agents have shown some promise in the treatment of substance use disorders and
comorbid bipolar and substance use disorders (Myrick et al. 2004). Research investigating the use
of psychiatric medications in combination with alcohol-treatment medications such as naltrexone
and acamprosate would be useful.
Adolescents
Alcohol is the most the common substance of abuse among adolescents. In 2005, 47% of twelfth
graders reported past-30-days drinking and 29.2% reported binge drinking (five or more drinks in
a row, per occasion) within the past 2 weeks (Johnston et al. 2006). Diagnostic criteria for alcohol
use disorders are based on adult symptom patterns, which may not fit for some heavy-drinking
teenagers. The diagnostic criteria of preoccupation, loss of control, and reckless behavior while
using can occur in teenagers, but medical problems and severe withdrawal are unlikely (Brown and
D’Amico 2001).
When evaluating adolescents with possible alcohol use disorders, educational status, family
functioning, peer relationships, legal status, and use of free time should be assessed, in addition to
direct questions about the use of alcohol and other drugs and possible psychiatric disorders.
Investigating areas of academic performance, school attendance, disciplinary problems, and any
history of abuse can be particularly important because it helps the practitioner ascertain the
adolescent’s risk of an alcohol use disorder. There is a high level of co-occurrence of substance use
and other psychiatric disorders in adolescents.
Psychosocial treatments for alcohol use disorders in adolescents should be adapted for this specific
population. If at all possible, family participation should be viewed as a prerequisite for successful
treatment for any adolescent with a substance use disorder. Motivational therapy, CBT, behavioral
therapies (including operant-conditioning methods as well as behavioral contingency contracts andPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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parent management training), family therapy, and 12-step approaches may all be useful options. In
employing 12-step approaches, it is important to help the family identify a support group that is
geared specifically toward adolescents. Multisystemic therapy involves working with teenagers,
parents, schools, community resources, and peers to decrease problem behaviors (Henggeler et al.
1995). As with adults, the aim of pharmacotherapy in adolescents with substance use disorders
includes detoxification, interfering with the physiological and subjective effects of the substance,
and treatment of co-occurring psychiatric disorders. A small, open-label trial of naltrexone in
adolescents found that it was well tolerated and reduced craving and drinking among adolescents
who were dependent on alcohol (Deas et al. 2005).
Women
Differences have been identified in the incidence, development, and consequences of alcohol
dependence in women as compared with men; women more often drink alone, binge less, have
more regular drinking patterns, and drink smaller quantities. For women in relationships, drinking
patterns are more likely to match that of their significant others. After equivalent doses of alcohol,
women have been shown to have higher blood ethanol levels than men. Likely contributors to this
include lower levels of alcohol dehydrogenase in the gastric mucosa and livers of women compared
with men, as well as the lower adjusted total body water content and smaller volume of
distribution in women (Frezza et al. 1990).
The faster progression from first drink to significant problems with alcohol in women as compared
with men has been termed the telescoping effect (Frezza et al. 1990). Women reach criteria for
alcohol dependence from onset of drinking more quickly than men and progress to liver disease
with lower levels of drinking over a shorter period of time than do men. In addition, women who
develop cirrhosis from alcohol dependence have a higher rate of mortality than their male
counterparts. Women’s risk of breast cancer is also increased by moderate to heavy alcohol
consumption.
Alcohol use disorders in women can lead to sexual dysfunction, menstrual cycle abnormalities, and
amenorrhea (Blume and Russell 2001). Alcohol may also increase the risk of spontaneous abortion.
Fetal alcohol syndrome, resulting from heavy use of alcohol during pregnancy, is characterized by
growth deficiencies, facial abnormalities, and significant impairments in the neurodevelopment of
the fetus (Jones and Smith 1973). In addition, studies suggest that even low to moderate levels of
drinking during pregnancy are associated with alcohol-related birth defects.
Women with alcohol use disorders are more likely to present for treatment of other problems, such
as marital or relationship difficulties, physical illness, or emotional problems (Weisner and Schmidt
1992). Related to this, they are more likely to seek treatment in psychiatric or primary care
settings than in traditional substance disorders treatment programs (Beckman and Kocel 1982).
Estimates indicate that women make up approximately 25% of patients in traditional treatment
centers for alcohol dependence in the United States (U.S. Department of Health and Human
Services 1990). It is important to recognize potential gender-specific barriers that may have an
impact on treatment initiation and completion. Such barriers include lack of gender and cultural
appropriateness in program content, fear of legal consequences (particularly loss of child custody),
lack of child care and transportation, inadequate or no health insurance coverage, caretaker roles
for dependent family members, and societal intolerance and stigmatization of substance-dependent
women (Chasnoff 1991). Some evidence suggests that gender-specific services can improve
treatment retention, substance use outcomes, and possibly psychosocial functioning in women
when compared with traditional mixed-gender programs, but further research is warranted (Brady
and Ashley 2005; Greenfield et al. 2007).
Older Adults
According to the annual national survey on drug use and health sponsored by the Substance Abuse
and Mental Health Services Administration (SAMHSA 2004), 49.9% of individuals between the ages
of 60 and 64 years and 35.3% of individuals ages 65 years and older reported past-month alcoholPrint: Chapter 9. Clinical Management of Alcohol Abuse and Dependence http://www.psychiatryonline.com/popup.aspx?aID=346216&print=yes…
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use. In addition, 6.5% of people ages 65 years and older reported binge drinking (5 or more drinks
on one occasion, on at least 1 day in the past month) and 1.8% reported heavy drinking (5 or more
drinks on the same occasion, on each of 5 or more days in the past 30 days). Standard drinking
guidelines for adults 65 years and older state that individuals should not consume more than 1
standard drink per day or 7 standard drinks per week (National Institute for Alcohol Abuse and
Alcoholism 1995).
There are several barriers to diagnosing alcohol use disorders among older adults. Many problems
caused by alcohol can mimic other disorders common in this age group, such as dementia and
depression. Other barriers include patient reluctance to divulge this information and clinician
failure to adequately screen in this subset of the population. Identification and treatment are of
utmost importance because even relatively moderate amounts of alcohol can increase the risk for
health problems such as hypertension, sleep problems, and malnutrition (SAMHSA 1998). Other
consequences may include acute pancreatitis, alcohol-induced cirrhosis, or alcohol-related
cardiomyopathy, in addition to an increased risk of trauma from falls or motor vehicle accidents
(Oslin 2004). Because individuals generally take more prescription and over-the-counter
medications with increasing age, the risk for interactions with alcohol and drugs is certainly
heightened. Alcohol use is one of the leading risk factors for developing adverse drug reactions and
is known to interfere with the metabolism of many medications, such as digoxin and warfarin
(Fraser 1997).
CONCLUSION
Alcoholism is a devastating illness that leads to huge societal losses. Despite the fact that
alcoholism is underdiagnosed, effective identification strategies are available and need to be
further utilized in medical settings. Over the past decade, there have been exciting developments in
the treatment of alcohol withdrawal and relapse prevention. In particular, there have been
advancements not only in the treatment strategies for alcohol withdrawal but also the location in
which detoxification may occur. There has also been much progress made in the prevention of
relapse to alcohol use. Improvements include the approval of a new medication for alcohol
dependence, the use of combined treatments for alcohol dependence, and increased research in the
use of nonpharmacological treatment strategies. Despite these advances, more effective
interventions for individuals with alcohol use disorders are needed. An increased understanding of
the neurobiological underpinnings of alcohol dependence, including the role of pharmacogenetics,
may lead to enhanced effectiveness of future treatment strategies.
KEY POINTS
Detection and referral rates of alcoholic patients are low.
The biomarker carbohydrate-deficient transferrin test alone, or in combination with -glutamyltransferase,
may be used to identify heavy alcohol use and monitor drinking status during alcohol treatment.
Treatment of alcohol withdrawal has primarily become an outpatient procedure.
The Clinical Institute of Withdrawal Assessment for Alcohol Scale, Revised, appears to be a useful
instrument for quantifying alcohol withdrawal and guiding the need for ancillary rescue medication dosing.
U.S. Food and Drug Administration–approved medications for the treatment of alcohol dependence include
disulfiram, naltrexone, and acamprosate.
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Copyright © 2008 American Psychiatric Publishing, Inc. All Rights Reserved.
Course Content
Introduction to Alcohol Abuse and Dependence
-
Understanding Alcohol Abuse and Dependence
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Epidemiology of Alcohol Use Disorders
-
Neurobiology of Alcohol Dependence
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Quiz: Key Concepts in Alcohol Abuse and Dependence
-
Social and Psychological Factors in Alcohol Use
Understanding the Impact of Alcohol on Health
Assessment and Diagnosis of Alcohol Use Disorders
Developing Effective Treatment Plans and Strategies
Case Studies and Advanced Intervention Techniques
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