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Schatzberg, Charles B. Nemeroff. Copyright ©2009 American Psychiatric Publishing, Inc. DOI:
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Chapter 55. Treatment of Schizophrenia
TREATMENT OF SCHIZOPHRENIA: INTRODUCTION
Schizophrenia is a debilitating brain disorder characterized by a chronic relapsing and remitting
course of psychosis that is superimposed on persistent “deficit” features such as cognitive
dysfunction and negative symptoms. It appears to be equally prevalent across geographical and
cultural boundaries (see Jablensky et al. 1992), afflicting approximately 1% of the population
(Perala et al. 2007).
The etiology and pathophysiology of schizophrenia remain poorly understood, but the importance of
genetic factors is consistently supported by twin (Gottesman 1991; Kendler 1983), family
(Gottesman 1991; Kendler 1983; Tsuang et al. 1980), and adoption (Kety et al. 1964, 1994)
studies. In the past few years, a number of genes have been identified as being associated with
schizophrenia. Furthermore, intensive research has focused on trying to understand how these
candidate genes may play a role in the pathophysiology of schizophrenia (G. Harrison 2004; P. J.
Harrison and Owen 2003; Porteous et al. 2006; Stefansson et al. 2004). Although the heritability of
schizophrenia is high, it appears that environmental events, such as stress (Moghaddam and
Jackson 2004), or epigenetic factors (E. Costa et al. 2003, 2006; Tsankova et al. 2007) also play an
important role in modulating the expression of the disease genes and, therefore, in the
development of particular schizophrenia phenotypes. This notion is highlighted by the observation
that the concordance rate for schizophrenia in monozygotic twins is far less than 100%; it usually
lies between 46% and 53% (Gottesman 1991). The environmental factors that have been
suggested to contribute to the pathophysiology of schizophrenia include in utero virus (Browne et
- 2000; Buka et al. 2001; Mednick et al. 1988), toxoplasmosis (Dickerson et al. 2007; Hinze-Selch
et al. 2007; Mortensen et al. 2007), malnutrition (A. S. Brown et al. 1996), cannabis use (Macleod
et al. 2006), and obstetric or perinatal complications (Cannon 1997; Cannon et al. 2000; Geddes
and Lawrie 1995). Although significant progress has been made in recent years toward
understanding the neural basis of schizophrenia, the exact cascade of events—for example, how
interactions between genes and environmental factors lead to the emergence of the illness—has yet
to be elucidated (Ross et al. 2006; Tsankova et al. 2007; Weinberger 1996).
Considerable progress has been made in the pharmacological treatment of schizophrenia since the
serendipitous discovery in the early 1950s of chlorpromazine as the first effective antipsychotic
medication (Lehmann and Hanrahan 1954). Many other antipsychotic agents, all sharing
chlorpromazine’s dopamine D2 receptor–blocking ability, were subsequently developed. These
“conventional,” or first-generation, antipsychotics are all effective in the treatment of positive
symptoms of psychosis, but they all have limited beneficial effects on negative symptoms and
cognitive deficits. Furthermore, these first-generation agents commonly produce extrapyramidal
side effects (EPS), including parkinsonism, akathisia, and tardive dyskinesia.
Since 1990, a second generation of antipsychotic drugs has become available in the United States.
These second-generation agents are also commonly referred to as “atypical” or “novel”
antipsychotics, largely because of their reduced propensity, compared with the conventional
agents, to cause EPS. It has been postulated that this unique property (i.e., the low risk of EPS)
may reflect the potent serotonin2A (5-HT2A) receptor antagonistic effects or, more specifically, the
high ratio of 5-HT2A to D2 receptor occupancy of these drugs (Meltzer 1989). More recently, it has
been proposed that the rapid dissociation (high dissociation constant) of these drugs from D2Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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receptors may be another very important pharmacological property that determines “atypicality”
(Kapur and Remington 2001; Seeman 2002).
With the introduction and widespread use of the second-generation antipsychotics, the focus of
treatment has been gradually expanding beyond targeting psychotic or positive symptoms of the
illness alone. Second-generation agents have been reported to improve some aspects of negative
symptoms and cognitive impairment—elements of the disorder not typically responsive to
first-generation antipsychotics, at least the high-potency ones (see below). An ability to ameliorate
cognitive deficits, in particular, would be important, because such deficits have been found to be
strong predictors of long-term functional outcome of the illness (M. F. Green 1996; M. F. Green and
Nuechterlein 1999). In fact, development of compounds that can improve cognition has rapidly
become one of the main foci in schizophrenia research in just the past few years (Fenton et al.
2003; Hyman and Fenton 2003; Marder 2006).
It should be stressed, however, as will be elaborated in this chapter, that although some of the data
on the efficacy of second-generation antipsychotics in the treatment of negative symptoms and
cognitive impairment are encouraging, they are by no means conclusive. It may be that rational
development of yet newer drugs with novel mechanisms may be necessary before negative
symptoms and cognitive deficits can be treated in a clinically meaningful manner (Carpenter and
Gold 2002; M. F. Green 2002). This drug discovery and development process is likely to rely
critically on an improved understanding of the neurobiological basis of both negative symptoms and
cognitive deficits.
In recent years, the field has developed a focused interest in early diagnosis and early intervention
in patients who are just becoming psychotic. Studies are under way to determine whether it is
possible to delay or even prevent the emergence of psychosis. In the years to come, it is likely that
this emphasis on early intervention will expand with further research on the treatment of
prodromal states, in an attempt to improve the overall course or perhaps even prevent the actual
onset of overt illness in individuals who appear likely to develop schizophrenia.
[The authors would like to acknowledge the contribution of Holly L.L. Pierce in the preparation of
this chapter.]
CLINICAL MANIFESTATIONS OF SCHIZOPHRENIA
There is a growing consensus, following the seminal work of several investigators (e.g., Andreasen
1985; Crow 1985), that schizophrenia can be conceptualized as a disorder with at least two more or
less orthogonal dimensions of symptomatology: positive and negative symptoms. Positive, or
psychotic, symptoms usually are the symptoms that first trigger psychiatric attention, and
traditionally, the onset of schizophrenia is clinically synonymous with the emergence of overt
psychosis. This concept, however, is gradually changing, because accumulating evidence indicates
that the schizophrenia disease process probably begins long before the onset of psychosis. For
example, existing evidence from animal studies suggests that brain insults occurring during the
first trimester of pregnancy and/or during the perinatal period could have late-occurring
detrimental effects on the normal functioning of the brain (Bertolino et al. 2002; D. A. Lewis and
Levitt 2002; O’Donnell et al. 2002; Waddington et al. 1998; Weinberger 1987). Interestingly, subtle
neurological abnormalities, as well as intellectual and cognitive difficulties, have been observed in
children who later show symptoms of schizophrenia (Walker et al. 1999). Finally, research suggests
that patients begin to experience a gradual decline in their level of social and cognitive functioning
for a period of up to 5 years before the onset of overt psychosis. During this time, they
characteristically have symptoms that are similar to the negative symptoms of schizophrenia
(Cannon et al. 2007; Hafner et al. 1994, 1999; Yung and McGorry 1996b). Furthermore, it appears
that during this prodromal stage of the illness, several regions of the cerebral cortex undergo
pronounced volumetric reduction (Borgwardt et al. 2007; Pantelis et al. 2003).
Positive Symptoms
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experience. They include hallucinations, delusions, and disorganized thinking, although
disorganization also can be conceptualized as an independent symptom dimension (Liddle et al.
1989). As a general rule, positive symptoms tend to respond to treatment with antipsychotic
medications; traditionally, they have been the focus of treatment with these medications. Although
positive symptoms are dramatic, and while in the midst of them, patients’ ability to function is
usually severely disrupted, studies have quite consistently shown that such symptoms do not
appear to bear any significant association with or predict the long-term functional outcome of the
illness (M. F. Green et al. 2000). It also should be emphasized that psychotic symptoms are not
specific to schizophrenia; they can occur in a wide spectrum of other psychiatric, neurological, and
medical disorders. Therefore, it is essential to rule out other possible causes of psychosis before a
diagnosis of schizophrenia is made.
Negative Symptoms
Negative symptoms represent a “loss” of functions or abilities that people without schizophrenia
normally possess. They include anhedonia, affective flattening, alogia, avolition, and asociality.
Negative symptoms are somewhat associated with intellectual and neurocognitive impairment
(Dickerson et al. 1996; Harvey et al. 1998), and they are better predictors of long-term functional
outcome and psychosocial functioning of schizophrenia patients than are positive symptoms
(Buchanan et al. 1994; Dickerson et al. 1996; Harvey and Keefe 1998). However, neurocognitive
deficits, as discussed below, remain the strongest predictors of outcome (M. F. Green 1996). As
mentioned above, negative symptoms may have developed long before the actual “onset” of the
illness (Hafner et al. 1994, 1999; Yung and McGorry 1996b), which is traditionally defined as the
beginning of psychosis. In fact, many prodromal symptoms of schizophrenia may be
phenomenologically indistinguishable from negative symptoms. Importantly, EPS produced by
antipsychotic medications can sometimes resemble negative symptoms of schizophrenia.
To clarify matters, the concepts of primary versus secondary negative symptoms have been
introduced (Carpenter et al. 1988). Thus, primary negative symptoms represent the core negative
symptoms reflecting the schizophrenia disease process. Secondary negative symptoms, on the
other hand, may resemble primary negative symptoms, but they are caused by or are secondary to
positive symptoms of psychosis or the antipsychotic medications themselves. This distinction has
important treatment implications. For example, a reduction in medication dosage may alleviate
some secondary negative symptoms, but this strategy is unlikely to have a beneficial effect on
primary negative symptoms.
DIAGNOSIS OF SCHIZOPHRENIA
According to DSM-IV-TR (American Psychiatric Association 2000), to make the diagnosis of
schizophrenia, there must be evidence of continuous symptomatic disturbance for at least 6 months
accompanied by a decline from the premorbid level of functioning. Thus, in line with the
Kraepelinian concept (Kraepelin 1919/1971), DSM-IV-TR emphasizes the longitudinal course of
deterioration of the illness. This 6-month period can include functional deterioration occurring
during the prodromal phase before the onset of overt psychosis. Within the 6-month period, the
patient must have two or more of the following symptoms for at least 1 month: delusions,
hallucinations, disorganized speech, grossly disorganized or catatonic behavior, and negative
symptoms. If the duration of psychotic symptoms is less than 1 month because of successful
treatment with antipsychotic medication, a diagnosis of schizophrenia still may be made. Of course,
before the diagnosis of schizophrenia is made, other medical or psychiatric conditions need to be
considered and ruled out.
NEUROCOGNITIVE DEFICITS IN SCHIZOPHRENIA
In the early Kraepelinian formulation of schizophrenia (or dementia praecox), cognitive
impairments represented core deficits (Kraepelin 1919/1971). This Kraepelinian concept was
somewhat displaced by an emphasis on psychotic symptoms in the diagnosis and treatment of
schizophrenia until recently, when the field of schizophrenia research witnessed substantial
resurgence of interest in neurocognitive dysfunction in schizophrenia. Research on cognition mayPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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facilitate the identification of endophenotypes (i.e., genetic traits) of schizophrenia and also may
have significant treatment implications: cognitive deficits are strong predictors of long-term
functional outcome of patients with schizophrenia, and unfortunately, they are also among the
features that are most resistant to treatment (M. F. Green 1996; M. F. Green et al. 2000). Further
research on cognitive deficits may result in the development of more effective pharmacological,
cognitive, and psychosocial interventions in the management and perhaps treatment of these
deficits.
Schizophrenia appears to be associated with a decline in general cognitive function at some point
during the course of the illness. Various studies have shown that this decline may either predate
the onset of psychosis (Aylward et al. 1984; David et al. 1997; Nelson et al. 1990; Russell et al.
1997; Simon et al. 2007) or occur concurrently with or subsequent to the first psychotic episode
(Nelson et al. 1990). It appears that after this initial decline, the level of cognitive impairment
follows a relatively stable course for several decades without evidence of further significant
deterioration (Elvevag and Goldberg 2000; Goldberg et al. 1993). Several aspects of cognitive
impairment that are well documented in schizophrenia are briefly discussed below.
Verbal Declarative Memory
Among the cognitive functions that are known to be disturbed in schizophrenia, verbal declarative
memory impairment, which can be manifested as disturbances in the encoding, storage, and
retrieval of mnemonic items, is one of the most consistent findings. It also represents one of the
most severe deficits (Saykin et al. 1991, 1994) that is independent of other cognitive impairment,
such as attentional deficits. Memory impairment may represent a core feature of the illness (Saykin
et al. 1991), one that is stable over time and relatively independent of clinical course (Censits et al.
1997; Gur et al. 1998). It does not appear to be an artifact of antipsychotic medications because
memory impairment occurs in drug-naive first-episode patients (Saykin et al. 1994). In addition, it
also occurs in otherwise psychiatrically healthy close relatives of schizophrenia patients (Toomey et
- 1998), suggesting that verbal memory impairment may be an endophenotype of schizophrenia.
Interestingly, an association between the degree of memory impairment and the severity of
negative symptoms has been found (Harvey et al. 1998; Zakzanis 1998). Like memory deficits,
negative symptoms also appear to be quite resistant to treatment and are relatively stable during
the course of the illness. Thus, memory impairment and negative symptoms in schizophrenia may
involve a shared neuroanatomical substrate. Because memory function is largely mediated by
medial temporal structures and negative symptoms are generally associated with prefrontal
deficits, information-processing disturbances between the prefrontal and the temporal cortices may
represent a prominent feature of schizophrenia (Gur et al. 1998; Heckers et al. 1998).
Working Memory
Working memory is the ability to hold information on-line when other perceptual, cognitive, or
mnemonic information is not immediately present in order to guide future behavior and action
(Baddeley 1986). This function is mediated by a neural system of which the prefrontal cortex is a
key component (Goldman-Rakic 1996). There have been robust findings of impaired performance of
schizophrenic patients on tasks that tap working memory (Park and Holzman 1992), impairments
that do not appear to be caused by antipsychotic medications (Goldberg and Weinberger 1996). The
fact that working memory impairment is also observed in many first-degree relatives of patients
with schizophrenia (Park et al. 1995) suggests that this feature, like verbal declarative memory
deficits, may conceivably represent an endophenotype of the illness. Finally, working memory has
been extensively studied in nonhuman primates, and the neural elements that support working
memory are relatively well understood (Fuster 2000; Goldman-Rakic 1996). Interestingly,
postmortem studies have found that many of these neural elements appear to be disturbed in
schizophrenia (D. A. Lewis and Lieberman 2000; D. A. Lewis et al. 2005).
Executive Function
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prefrontal cortex in the temporal organization, planning, and sequential execution of goal-directed
behavior based on representational information that is constantly being generated and updated
(Stuss and Benson 1986). Executive function deficits in schizophrenia, such as those tapped by the
Wisconsin Card Sorting Test (WCST), have been frequently described. In a series of well-controlled
experiments, Weinberger et al. (1986) showed that during the performance of the WCST, normal
control subjects differed from schizophrenic subjects by the selective activation of the dorsolateral
prefrontal cortex, as shown by a differential increase in the regional cerebral blood flow (rCBF) to
this part of the prefrontal cortex. The lack of action of the prefrontal cortex has been referred to as
“hypofrontality” (Ingvar and Franzen 1974). This observation was replicated in subsequent studies
when the prefrontal cortex was functionally challenged with the performance of cognitive tasks (K.
- Berman and Weinberger 1999; Carter et al. 1998), although negative findings also have been
reported (e.g., Frith et al. 1995; Manoach et al. 1999; Spence et al. 1998).
Attention
Attention plays a key role in mediating many cognitive processes. Attention deficits are well
documented in schizophrenia and may in part contribute to the many cognitive disturbances seen in
this illness (Braff 1993, 1999; Nuechterlein and Dawson 1984). For example, schizophrenic subjects
tend to perform poorly on the Continuous Performance Test, a commonly used task to tap sustained
attention. Attention deficit in schizophrenia may reflect an underlying “gating” deficit in which
patients have difficulties “filtering out” information that is context-irrelevant or distracting (Braff
1993). One of the most consistent findings in patients with schizophrenia is a deficit in the
phenomenon of prepulse inhibition (PPI). For example, a sound (prepulse) that occurs 30–500
msec before a sudden loud tone (i.e., a stimulus that normally triggers a startle response) will
prevent or reduce the amplitude of the startle response (Braff et al. 1992). However, in patients
with schizophrenia, this PPI of the response to the stimulus is diminished (Braff et al. 1992).
Interestingly, PPI deficits are also observed in unaffected relatives of patients with schizophrenia
(Cadenhead et al. 2000), a finding that is consistent with the notion that such deficits may serve as
a trait marker or an endophenotype of schizophrenia.
COURSE OF SCHIZOPHRENIA
Schizophrenia is a chronic illness with the onset of psychotic symptoms usually occurring around
late adolescence and early adulthood (D. A. Lewis and Lieberman 2000). The age at onset is
approximately 5 years later in women than in men (Angermeyer et al. 1990; Faraone et al. 1994;
Hambrecht et al. 1992; Szymanski et al. 1995). The onset of illness also tends to be more acute in
women, as compared with the typically more insidious onset in men, and women tend to have had a
higher level of premorbid functioning. Although there may be no clear sex differences in
cross-sectional symptomatology of the illness (Hafner et al. 1993; Szymanski et al. 1995), the
differences in the age at onset, tempo of onset, and level of premorbid functioning, all of which are
prognostic factors, are consistent with the fact that women in general tend to have a more
favorable outcome.
Accumulating evidence suggests that schizophrenia is a neurodevelopmental disorder (D. A. Lewis
and Levitt 2002; Murray 1994; Pilowsky et al. 1993; Waddington 1993; Weinberger 1987, 1996). It
has been postulated that disturbances in brain development during the first and second trimesters
may contribute to the pathophysiology of the illness (Waddington 1993). Other factors such as
obstetric complications may further alter the course of brain development (Cannon 1997; Cannon et
- 2000; Geddes and Lawrie 1995). Minor physical anomalies (Lane et al. 1997), neurological soft
signs (Browne et al. 2000; Lawrie et al. 2001; Rosso et al. 2000), and neuromotor abnormalities
(Walker et al. 1999) have been observed in children who later develop schizophrenia, consistent
with the notion that the pathophysiological process leading to schizophrenia appears to have begun
much earlier than the onset of psychosis.
For a period of 2–5 years before the onset of the first overt psychotic episode, up to three-quarters
of the patients who eventually develop schizophrenia show a wide spectrum of “prodromal”
symptoms (Docherty et al. 1978; Freedman and Chapman 1973; Hafner et al. 1992, 1993, 1994; G.Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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Huber et al. 1980; Lieberman 2006; Simon et al. 2007; Varsamis and Adamson 1971; Yung and
McGorry 1996a, 1996b). During the prodromal period, behavior changes, such as deterioration in
school, work, social, and interpersonal functioning, are often noted. Prodromal symptoms are
usually affective or cognitive in nature (e.g., depressed mood, social withdrawal, decreased
concentration and attention, decreased motivation, agitation, anxiety, and sleep disturbances).
Many of these symptoms are highly reminiscent of and, in fact, perhaps clinically indistinguishable
from the negative symptoms and cognitive deficits seen in schizophrenia itself. Other symptoms
occurring in the prodromal period, such as suspiciousness, magical thinking, and paranoia, may
resemble positive or psychotic symptoms but tend to be transient and not particularly complex;
these quasi-psychotic symptoms eventually coalesce into full-blown psychotic symptoms that
characterize the onset of the illness.
After the onset of the first episode of psychosis, the course of the illness is often characterized by a
gradual and at times continuous deterioration, especially in the first 2–5 years (McGlashan 1998).
Some evidence suggests that functional deterioration may be accompanied by a gradual loss of gray
matter volume of the cerebral cortex (DeLisi et al. 1997; Kasai et al. 2003a, 2003b; Salisbury et al.
2007; van Haren et al. 2007; Zipursky et al. 1992). In addition, there has been speculation that
these observations of functional and structural brain changes after the onset of psychosis may
reflect a neurodegenerative process (DeLisi 1999; DeLisi et al. 1997; Lieberman 1999). However,
the available evidence in support of the neurodegeneration hypothesis of schizophrenia remains
weak (Carpenter 1998; Weinberger and McClure 2002). Conventionally, the hallmark of
neurodegeneration is neuronal death, which is generally not believed to be occurring, at least not in
large scale, in schizophrenia (Selemon and Goldman-Rakic 1999). However, it is possible that, short
of leading to cell death, neuronal injury can be manifested as loss of dendrites and synapses, which
can contribute to the observation of progressive gray matter loss. Furthermore, gray matter volume
reduction can alternatively be explained as reflecting an exaggerated synaptic pruning process that
is normally occurring during the period of late adolescence and early adulthood (Huttenlocher
2002).
After an initial period of functional deterioration, symptoms tend to become more or less stabilized.
Some degree of amelioration of positive symptoms (and, to a lesser extent, of disorganization
symptoms) may not be uncommon in older patients (Davidson et al. 1995; Harding et al. 1987;
Pfohl and Winokur 1982; Schultz et al. 1997). However, findings of amelioration of psychotic
symptoms should be interpreted in light of the fact that these are also the symptoms most
responsive to treatment with antipsychotic medication, making it difficult to distinguish between
the natural course of the disorder and the accumulated response to treatment. Positive symptoms
usually respond to treatment, whereas negative symptoms are believed to be relatively treatment
resistant and may tend to become increasingly prominent during the course of the illness (Breier et
- 1991).
Many, but not all, studies (Ho et al. 2000) have implied that early intervention during the very first
episode of psychosis could be associated with better overall prognosis, as measured by fewer
relapses, shorter duration between initiation of antipsychotic treatment and response, and fewer
residual symptoms (Birchwood 1992; Haas et al. 1998; Johnstone et al. 1986; Loebel et al. 1992).
However, these same studies also have shown that the time between the onset of symptoms and
the patient’s first presentation to psychiatric care (i.e., the duration of untreated psychosis) is far
from optimal: the average duration of untreated psychosis is about 1–2 years. Thus, a major goal in
the treatment of schizophrenia is early recognition of illness and timely treatment.
MANAGEMENT OF SCHIZOPHRENIA
Acute Psychosis
The acute phase of schizophrenia is characterized by psychotic symptoms and often by agitation.
Affective symptoms such as depression and mania also may occur. The severity of symptoms may
vary widely, requiring careful evaluation to determine the most optimal treatment setting and
management strategy. The decision to hospitalize a patient usually is based on whether the patientPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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has the ability to care for him- or herself or whether he or she poses any risks of harm to self or
others. Regardless of whether treatment is provided in a hospital or in an outpatient setting, acute
psychosis requires use of antipsychotic medication.
Management of an acutely agitated and psychotic patient can pose a challenge. It may be necessary
to physically restrain the patient for his or her own safety and also for the safety of others.
Medications given orally or, in the event of severe agitation, parenterally may be indicated.
Although the practice patterns for treatment of acute psychosis are changing following the
introduction of atypical agents, for initial acute management of severe behavioral dyscontrol, many
physicians still use a high-potency first-generation antipsychotic either alone or in conjunction with
a benzodiazepine (such as lorazepam) and/or an anticholinergic drug (such as benztropine). Prior
to medicating a patient, it is important to inquire about a history of allergic or severe adverse
reactions to the medications to be prescribed. For example, the clinician should be particularly
cautious when deciding to prescribe a high-potency first-generation antipsychotic agent to a
patient with a history of acute dystonic reaction and should avoid such agents in a patient with a
history of neuroleptic malignant syndrome.
If the patient has a history of treatment with antipsychotic medications, one needs to ascertain
whether the current psychosis is the result of noncompliance or a “breakthrough” episode because
of loss of therapeutic response to the medications. Noncompliance with antipsychotic medications
is common and is one of the major causes of symptom exacerbation or full-blown relapse (Crow et
- 1986; Lieberman et al. 1993; Robinson et al. 1999). Causes of noncompliance vary, but the most
common reasons are side effects, lack of insight into the illness, delusional interpretations about
medication, substance abuse, and lack of a supportive environment (Kampman and Lehtinen 1999).
If the psychotic episode appears to result from medication noncompliance, the clinician may decide
to restart the same medications in the patient, but it is imperative to focus on improving adherence
by providing psychoeducation to the patient (and family, if available) and discussing with the
patient the reasons for nonadherence. Depot medications also should be considered if
noncompliance is a persistent or recurring problem. Of course, in the case of apparent
breakthrough psychosis, change in the patient’s medication regimen may be indicated. Other
causes of exacerbation of psychosis may include comorbid substance abuse or dependence and
comorbid depression, as well as psychosocial stressors including difficulties with housing,
employment, benefits, insurance, disability, family, and friends. Therefore, although medications
are undoubtedly the mainstay for initial treatment of psychosis, other treatment such as
psychotherapy, group therapy, family therapy, dual-diagnosis treatment, social skills training, and
case management are important adjuncts to pharmacological management.
First-Episode Psychosis
Emphasis on the early diagnosis and treatment of the first psychotic episode of schizophrenia arises
from the recent evidence from some, but not all (Ho et al. 2000), studies suggesting that the
duration of untreated psychosis may be associated with poorer overall outcome (Birchwood 1992;
Loebel et al. 1992; Wyatt 1991). One hypothesis to account for this observation is that shortening
of duration of untreated psychosis by early treatment with antipsychotics may decrease the
long-term morbidity of the illness. An alternative hypothesis is that prolonged duration of untreated
psychosis represents a different, more severe form of schizophrenia that, by itself, is associated
with poorer outcome (McGlashan 1999). For example, the delay in obtaining treatment may
indicate a more insidious course of onset of psychosis, which is thought to be associated with
increased long-term morbidity; alternatively, patients who seek treatment earlier may experience a
more acute form of psychosis, which has been suggested to be a predictor of better prognosis
(McGlashan 1999). This hypothesis, however, was not supported by a study in which the mode of
onset of psychosis, whether insidious or acute, was not correlated with outcome (Loebel et al.
1992). In summary, although some studies have indicated that duration of untreated psychosis is
correlated with outcome, whether a prolonged duration of untreated psychosis could be a marker or
a determinant of poor outcome remains to be elucidated (McGlashan 1999).Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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Because of the more favorable neurological side-effect profile—mainly the reduced risks of adverse
neurological events such as parkinsonism, akathisia, and tardive dyskinesia—the second-generation
antipsychotics are often considered for the initial treatment of first-episode psychosis. However, as
discussed below, many of these medications carry other medically important side effects, including
weight gain. Because patients are likely to require long-term treatment, clinicians should pay close
attention to antipsychotic side effects and to their potential morbidity. In general, a conservative
titration schedule is appropriate for first-episode patients, in part to minimize side effects but also
to take into account that these patients may require only low doses for the control and remission of
symptoms (Remington et al. 1998; Robinson et al. 1999; Schooler et al. 2005; Wyatt 1995).
After remission of an initial episode of psychosis in a patient with a diagnosis of schizophrenia,
potential discontinuation of medication, even if done very gradually, is controversial and often not
attempted. Any decision about this should be made in light of studies showing that the relapse rate
is very high after medication discontinuation in first-episode schizophrenia (Crow et al. 1986;
Johnson 1985; Kane et al. 1982; Robinson et al. 1999). Gitlin et al. (2001), using a low threshold to
define recurrence of symptoms, reported that the relapse rate in the first year after medication
discontinuation was 78% and increased to 98% by the end of the second year. Moreover, Robinson
et al. (1999) found that the relapse rate among self-selected first-episode patients who
discontinued their medication was five times the rate among those who continued taking
medication. Studies suggest that relapse rates may be lower if uninterrupted medication treatment
occurs for at least 1 year after the resolution of psychosis (Kissling et al. 1991).
If a decision is made to initiate a trial of medication discontinuation, the discontinuation should be
done very gradually, and the patient should continue to be monitored closely for an extended
period. Fortunately, in one study of medication discontinuation in recent-onset patients (Gitlin et al.
2001), the combination of close clinical supervision after medication discontinuation and rapid
reinstatement of treatment at the first signs of symptom exacerbation was able to prevent frank
psychosis and rehospitalization in most patients.
Choice of Antipsychotics
Since the early 1990s, second-generation antipsychotics have been used widely with the belief that
these agents were more effective, better tolerated, and ultimately more cost-effective than
first-generation antipsychotics. However, little data comparing first- and second-generation
antipsychotics existed. To address this knowledge gap, the National Institute of Mental Health
(NIMH) sponsored the Clinical Antipsychotic Trials of Intervention Effectiveness (CATIE) study
(Lieberman et al. 2005). The study was designed to compare the effectiveness of four
second-generation antipsychotics (olanzapine, quetiapine, risperidone, ziprasidone) and a
representative first-generation antipsychotic (perphenazine) in “real world” schizophrenia patients.
The primary outcome parameter was discontinuation of treatment. Of the 1,432 subjects who
received at least one dose, 74% discontinued study medication before 18 months: 64% of subjects
on olanzapine discontinued, compared with 74%–82% on perphenazine, quetiapine, risperidone,
and ziprasidone. More subjects receiving olanzapine discontinued due to weight gain and metabolic
effects, whereas more subjects assigned to perphenazine discontinued due to EPS (Lieberman et al.
2005). Interestingly, individuals assigned to olanzapine and risperidone who were continuing with
their baseline medication had significantly longer times until discontinuation than did those
assigned to switch antipsychotics (Essock et al. 2006). Phase 2 of the CATIE study included two
treatment pathways (efficacy and tolerability) with randomized follow-up medication based on the
reason for discontinuation of the previous antipsychotic drug (McEvoy et al. 2006; Stroup et al.
2006). For subjects who failed to improve with an atypical antipsychotic, clozapine was more
effective than switching to another atypical antipsychotic (McEvoy et al. 2006), and in patients who
failed to respond to perphenazine, olanzapine and quetiapine were more effective than risperidone
(Stroup et al. 2006). Moreover, in subjects who discontinued an atypical agent due to tolerability or
efficacy but who were unwilling to be randomized to clozapine, risperidone and olanzapine were
more effective than quetiapine or ziprasidone (Stroup et al. 2006). Finally, while the CATIE
cost-effectiveness analysis found perphenazine to be less costly and similarly effective (based onPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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quality adjusted life-years) than each of the atypical antipsychotics, the authors note that these
results cannot be generalized to all patient populations, and they suggest that these findings do not
warrant policies that would unconditionally restrict access to a particular medication (Rosenheck et
- 2006).
Similar to the NIMH-sponsored CATIE study, the United Kingdom’s National Health Service funded
the Cost Utility of the Latest Antipsychotic Drugs in Schizophrenia Study (CUtLASS). This study of
227 schizophrenia-spectrum patients randomly assigned to first- and second-generation
antipsychotics (other than clozapine) found no difference between the groups in quality of life,
symptoms, or health care costs at 1 year (P. B. Jones et al. 2006). The applicability of these results
to U.S. populations may be difficult as this study included several medications that are not available
in the United States.
Neither the CATIE nor the CUtLASS study addressed the comparative effects of oral and long-acting
injectable antipsychotics. Older mirror-image studies in which patients served as their own controls
provide evidence of substantial benefit for first-generation long-acting injectable (LAI)
antipsychotics over first-generation oral medications (Schooler 2003). Risperidone is the only
second-generation antipsychotic currently available in an LAI formulation. Further research
evaluating the comparative effects of risperidone LAI to oral atypical agents is needed.
Taken together, the CATIE and the CUtLASS studies indicate that antipsychotic medications are
generally effective but have a variety of shortcomings. Moreover, the effectiveness of a given
antipsychotic appears to vary according to clinical circumstances, suggesting the need for
individualized therapy based on differences in efficacy and tolerability and, perhaps, reflecting why
several medication trials may be necessary in the treatment of patients with schizophrenia (Stroup
et al. 2007). Additionally, this variation in effectiveness may underlie the increasing use of
antipsychotic polypharmacy, for which there is no empirical basis.
Physicians must thoroughly inquire about the patient’s past experience with medications and side
effects when selecting an antipsychotic, discuss risks and benefits of each treatment option, and
consider the patient’s preference. Attempts to optimize current medication regimens (e.g., dosage
adjustments or psychosocial interventions) may be useful before deciding to switch medications
(Essock et al. 2006). Clozapine should be considered for patients who have failed to respond to
other second-generation medications. LAI antipsychotics may be considered for patients with poor
adherence. Physicians need to be well informed about the differential tolerability of all
antipsychotics. First-generation agents clearly have the highest risk of EPS and tardive dyskinesia
(Glazer 2000b; Jeste et al. 1998; Tollefson et al. 1997). Risperidone and the newly available
paliperidone tend to elevate serum prolactin levels and may cause EPS at higher doses. Although
weight gain and metabolic disturbances are associated with all of the second-generation agents
(with the possible exception of ziprasidone and aripiprazole), olanzapine and clozapine appear to
have the highest likelihood of causing these side effects (Allison et al. 1999; American Diabetes
Association et al. 2004). Sedation is commonly observed in patients receiving quetiapine,
olanzapine, or clozapine. Both ziprasidone and paliperidone carry product labeling for QTc
prolongation and should be used with caution in patients at risk for QTc prolongation. Finally,
clozapine, because of its side effects of agranulocytosis, seizures, and myocarditis, is generally
reserved for patients with treatment-resistant illness or suicidality.
Maintenance Treatment
The major goals of maintenance treatment are prevention of relapse and improvement in
psychosocial and vocational function. The primary methods used to achieve these goals are, as at
all phases, an integration of optimal psychopharmacological and psychosocial treatments.
Treatment and prevention of other psychiatric comorbidities, such as substance abuse and
dependence, are important aspects of maintenance treatment. Also, with the use of the
second-generation antipsychotics in particular, treatment and prevention of medical comorbidities
that may be associated with these drugs, as well as those that may result from the lifestyle of some
patients with schizophrenia who are given these drugs, have become a very important part ofPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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long-term management.
Prevention of relapse improves long-term clinical outcomes (Wyatt et al. 1998) and reduces the
associated economic burden of the illness (Bernardo et al. 2006). With each relapse, the time it
takes to achieve clinical stability lengthens, with the possible consequence of ultimate
unresponsiveness to treatment (Lieberman et al. 1993; Wyatt et al. 1998). Several studies have
demonstrated that higher rates of relapse are associated with medication discontinuation (Beasley
et al. 2003; Carpenter et al. 1990; Herz et al. 1991; Jolley et al. 1990; Kramer et al. 2007; Muller et
- 1992; Pietzcker et al. 1993; Schooler et al. 1997). All available atypical antipsychotics have been
granted U.S. Food and Drug Administration (FDA) approval for the maintenance treatment of
schizophrenia. Moreover, some evidence suggests that atypical antipsychotics may be more
effective than conventional agents in forestalling relapse (Conley and Kelly 2002; Csernansky et al.
2002; Leucht et al. 2003a; Schooler 2006; Tran et al. 1998). While it is not clear whether this
apparent advantage for atypicals over conventional antipsychotics is related to better tolerability
and adherence (Leucht 2004), nonadherence to medication is a significant predictor of relapse
(Schooler 2006). LAI atypical antipsychotics have the potential to improve medication adherence
and thus improve long-term outcomes, but this requires further research. New research on
long-term clinical outcomes in patients with schizophrenia will be aided by the newly proposed and
validated remission criteria for the disorder (Andreasen et al. 2005; van Os et al. 2006).
An ongoing treatment alliance among the patient, the family, and the treating clinicians is a crucial
factor in maximizing medication and overall treatment adherence. Psychoeducation about illness,
relapse, and side effects, as well as specific strategies to manage or avoid particular side effects in
the context of an ongoing treatment partnership, helps to increase compliance. Medication
adherence is the cornerstone of treatment throughout all phases of schizophrenia.
Treatment-Resistant Schizophrenia
Within this chapter, we have emphasized the pervasive nature of negative symptoms and
neurocognitive deficits and their resistance to treatment. However, even if we focus only on
psychotic symptoms, which tend to respond favorably to antipsychotic medications, at least 30% of
patients still can be classified as having incomplete to poor response to antipsychotics, with
persistent psychotic symptoms (Kane et al. 1988, 2007; Tamminga 1999). Furthermore, patients
may show differential therapeutic response to medications; the fact that a patient fails to respond
to one or two antipsychotic medications does not necessarily imply that he or she will not respond
to a third agent. For research purposes, Kane et al. (1988) operationally defined treatment
resistance as 1) lack of significant response to at least three adequate trials of neuroleptics from at
least two different chemical classes in the past 5 years and 2) persistently poor social and
occupational functioning.
Most of the available data suggest that clozapine is the most effective drug for treatment-resistant
schizophrenia (Kane et al. 2001; S. W. Lewis et al. 2006; McEvoy et al. 2006). However, because of
the serious side effects produced by clozapine and the requirement for frequent white blood cell
count monitoring, some patients and some psychiatrists are reluctant to use it, and some patients
are unable to tolerate it. However, whether the other second-generation agents even approach the
effectiveness of clozapine for the treatment of these chronically ill patients is unclear. In studies
that have compared the efficacy of risperidone and clozapine in treatment-resistant schizophrenia,
risperidone has been shown to be either as effective as (Bondolfi et al. 1998) or less effective than
(Breier et al. 1999; Volavka et al. 2002) clozapine. Moreover, patients with treatment-resistant
illness may require high doses of risperidone, increasing the likelihood of EPS. Some evidence has
indicated that olanzapine at higher dosages (e.g., 30 mg/day) may be as effective as clozapine in
improving both positive and negative symptoms (Tollefson et al. 2001; Volavka et al. 2002),
although not all studies agree (Buchanan et al. 2005). Other preliminary data also suggest the
possible utility of quetiapine, aripiprazole, and ziprasidone in treatment-resistant patients (Emsley
et al. 2000; Kane et al. 2006, 2007).
In summary, clozapine remains the primary medication for treatment-resistant schizophrenia,Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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although some studies suggest that other second-generation agents also may have a role in the
management of this disorder. Clinically, judicious combinations of antipsychotics from different
classes are sometimes used for patients who fail to respond to monotherapy (including those who
fail to respond to clozapine), as may the addition of other agents, such as mood stabilizers.
Unfortunately, however, no controlled data suggest that any specific combination is more effective
than others. Some of the more commonly used regimens include the combination of an atypical
agent with a high-potency conventional agent such as haloperidol and the combination of two
atypical agents. Clearly, more research is needed to guide treatment in such patients.
Neurocognitive Deficits
Neurocognitive deficits, especially disturbances in executive functioning, memory, and attention
(M. F. Green 1996; M. F. Green et al. 2000), are closely associated with the long-term functional
outcome of patients with schizophrenia. It appears that second-generation antipsychotics may
improve some aspects of cognition in schizophrenia, as found in a meta-analysis of 15 studies on
the cognitive-enhancing effects of these drugs (Bilder et al. 2002). In contrast, conventional
antipsychotics have usually been believed not to be efficacious in alleviating these deficits (Cassens
et al. 1990; Spohn and Strauss 1989), although findings from the CATIE study suggest that at least
some of them might be (Keefe et al. 2007). The therapeutic effects of the newer antipsychotics are
most notable in measures of verbal fluency and executive functioning, whereas improvement in
memory may be more limited. One recently published study suggested that clozapine, olanzapine,
and risperidone all showed superiority over haloperidol in the improvement in global
neurocognitive measures, including assessments of memory, attention, motor speed, and executive
functions (Bilder et al. 2002). However, it must be noted that the available studies are limited, and
many are methodologically compromised (Harvey and Keefe 2001). Thus, whether such
improvement represents a genuine amelioration of cognitive deficits as a result of correction of the
underlying neural system dysfunctions or rather simply epiphenomenal improvement resulting from
the differential side-effect profiles between the first- and the second-generation drugs remains
debatable (Carpenter and Gold 2002). Moreover, in contrast to the idea that second-generation
drugs are superior to the older drugs in the treatment of neurocognitive deficits, data obtained from
the CATIE trial (Keefe et al. 2007) show that at 18 months of treatment, perphenazine was actually
more effective than any of the second-generation drugs in improving all domains of neurocognitive
deficits (Keefe et al. 2007). The authors postulate that a number of factors could potentially explain
this unexpected finding, including sample size, differences between mid-potency drugs such as
perphenazine and high-potency drugs (e.g., haloperidol) that were commonly used in prior studies,
the “real-world” features of the CATIE sample, and prior drug trials before entering the study
(Keefe et al. 2007). Finally, regardless of the comparable efficacy of first- and second-generation
compounds, a critical question that remains unanswered is whether any of the apparent statistically
significant improvements in neurocognitive deficits measured in the laboratory can actually be
translated into improved functional outcomes, for example, in terms of employment, school
performance, or social role (for a discussion, see M. F. Green 2002).
PSYCHOSOCIAL TREATMENT OF SCHIZOPHRENIA
Despite the proven efficacy of antipsychotics in the treatment of schizophrenia, most patients
continue to have some degree of residual positive symptoms, negative symptoms, and cognitive
deficits, and many (even those who take their medications regularly) have difficulty attaining or
regaining their desired level of social and occupational functioning. Thus, the optimal treatment of
patients with schizophrenia requires the integration of pharmacotherapy with psychosocial
interventions that target functional goals. Treatment is ideally offered by a multidisciplinary team
that includes, at a minimum, a medication prescriber and a clinician who understands psychosocial
rehabilitation but may also include employment and housing specialists. Programs that utilize
clinical case managers to directly assist patients in accessing services and to provide the
psychosocial interventions are ideal (Rapp and Goscha 2004). To date, several different types of
psychosocial interventions have been empirically shown to reduce rates of relapse and
rehospitalization, and a variety of treatments may assist patients in acquiring social and vocationalPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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skills and possibly in managing residual psychotic symptoms (Bustillo et al. 2001; Lauriello et al.
1999; Penn and Mueser 1996). Furthermore, the interaction between pharmacological and
psychosocial treatments appears to be more than additive because each can enhance the effects of
the other and affect different domains of outcome (Marder 2000).
Relapse Prevention
It has long been noted that patients with highly critical or overinvolved family members (so-called
high-expressed-emotion [EE] families) have a higher risk of relapse (G. W. Brown and Rutter
1966). In a classic study, M. J. Goldstein et al. (1978) reported that a 6-week therapy focusing on
teaching families more effective communication dispute-resolution skills reduced relapse rates for
up to 6 months. Many other studies have since confirmed the efficacy of family psychoeducation
interventions (involving education, training in problem-solving techniques, and/or in cognitive and
behavioral management strategies) to prevent relapse and to improve other outcomes (Falloon et
- 1982; Pilling et al. 2002; Pitschel-Walz et al. 2001; Tarrier et al. 1988). In addition, the positive
impact of family interventions seems to persist beyond the time of intervention (Sellwood et al.
2001). Finally, despite the fact that families and patients at different stages of the illness may have
specific needs and preferences (e.g., first-episode patients may need more intensive and
personalized intervention, whereas families of patients with long-term illness may need continuous
long-term support [Montero et al. 2005]), the effectiveness of family psychoeducation in
preventing relapse has been found to be independent of either the specific form or the intensity of
the intervention (Bustillo et al. 2001).
Another psychosocial intervention that has been shown to be effective in preventing relapse or
rehospitalization in schizophrenia is assertive community treatment (ACT). This intervention, which
involves intensive multidisciplinary team management and service delivery in both community and
inpatient settings, is designed for individuals who experience intractable symptoms and high levels
of functional impairment. At least 30 studies of ACT have shown advantages over standard
community treatment in reducing symptoms, family burden, and hospitalization and in improving
independent living, housing stability, and quality of life (Mueser et al. 1998; Phillips et al. 2001;
Stein and Test 1980). However, it appears that the advantages of ACT do not persist after
discontinuation of the program, even after prolonged delivery of services. Finally, ACT also does not
have much effect on social adjustment or competitive employment.
Improvement of Psychosocial Functioning
Most patients with schizophrenia have personal goals that involve social and occupational
functioning in the community. Hence, psychosocial treatment of patients with schizophrenia targets
impairments in these areas. While past research (e.g., the Camarillo State Hospital Study [May et
- 1978]) showed that dynamic psychotherapy was unsuccessful in the treatment of patients with
schizophrenia, other forms of individual and group psychotherapy may improve social adjustment
and symptom management. In a 3-year study, Hogarty et al. (1997a) found that weekly individual
personal therapy, in which an incremental psychoeducational approach based on the patient’s
phase of recovery was used, had a significant advantage over supportive therapy, family therapy,
and combined treatment in improving social adjustment. Yet personal therapy did not appear to be
more effective than the other treatments in preventing relapse (Hogarty et al. 1997b).
Interestingly, cognitive-behavioral therapy (CBT) may have a role in the management of persistent
psychotic symptoms, particularly delusions, in patients with schizophrenia (Chadwick et al. 1994;
Granholm et al. 2005; Tarrier et al. 2000). CBT involves the use of techniques such as distraction,
cognitive reframing of psychotic beliefs or experiences, and verbal challenge followed by reality
testing (Penn and Mueser 1996). Review and meta-analyses of CBT for psychosis suggest a positive
effect, although not for reducing relapse (Bellack 2004; C. Jones et al. 2004; Pilling et al. 2002).
Further study is needed to demonstrate the efficacy of this treatment paradigm for the
management of psychotic symptoms.
Social skills training (SST) is one treatment strategy to help individuals acquire interpersonal
disease management and independent living skills that can be delivered in the context of aPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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comprehensive treatment approach. Reviews of SST (Bellack and Mueser 1993; Kopelowicz et al.
2006) have described three models of SST: basic, social problem solving, and cognitive
remediation. Within the basic model, complex social scenarios are broken down to simpler
components, the therapist models correct behaviors, and the patient learns through repeated
role-play. This model has been shown to be potentially effective in improving specific social skills
for 1 year (Bellack and Mueser 1993). Additionally, the combination of this form of SST with
antipsychotic medication appears to be more effective than medication alone in reducing relapse,
provided weekly SST is maintained (Hogarty et al. 1986). However, despite skill acquisition, this
learning does not appear to generalize to improved social competence within the community (Dilk
and Bond 1996).
The social problem-solving model focuses on impaired information processing, which is thought to
cause social skills deficits, in hopes of achieving a generalized improvement in social adjustment.
This model targets symptom and medication management, recreation, basic conversation, and
self-care in educational modules, and it has been shown to be effective in enhancing skills (Eckman
et al. 1992), although improvements in adaptive functioning within the community are still modest
(Liberman et al. 1998; Marder et al. 1996). To enhance generalization to community functioning,
interventions that utilize cueing and support in everyday community interactions by “indigenous
supporters” such as clinicians, friends, or family seem to improve transfer of newly learned social
skills to everyday community interactions (e.g., Glynn et al. 2002).
Finally, the cognitive remediation model of SST targets more fundamental cognitive deficits, in
areas such as attention, memory, and planning, with the aim of supporting more complex cognitive
processes used in learning social skills. Although initial studies following this model have shown
some benefit on basic cognitive processes (Brenner et al. 1992), small studies of more complex
cognitive and social skills have been mixed (Hodel and Brenner 1994; Spencer et al. 1994; Wykes et
- 1999). One study of cognitive enhancement therapy, an integrated approach to the concomitant
training of neurocognitive and social cognitive abilities as well as social skills, showed improvement
in social adjustment (Hogarty et al. 2004) that persisted over 3 years (Hogarty et al. 2006).
Recent work to improve social functioning has focused on social cognition, the capacity to perceive
the intentions and dispositions of others (Penn et al. 2006). Interventions targeting social cognition
attempt to improve areas that are problematic in individuals with schizophrenia: 1) theory of mind
(the ability to represent the mental states of others and make inferences about another’s
intentions); 2) attributional style; and 3) the ability to perceive facial affect in others. A preliminary
study of social cognition and interaction training during 18 weekly sessions comprised of emotion
training, figuring out situations, and integration of skills into real life suggests that this may be a
promising approach for improving interpersonal functioning and for directly managing symptoms of
psychosis (Combs et al. 2007).
Illness management and recovery (IMR) is a manualized package of empirically supported
approaches (psychoeducation, cognitive-behavioral approaches for medication adherence, relapse
prevention planning, SST, and coping skills training) delivered in weekly group or individual
sessions that are utilized with a recovery focus that targets each individual’s personal life goals
(Mueser et al. 2006). Preliminary research shows that this combination of approaches results in
improved symptoms and community functioning (Mueser et al. 2006).
Whereas family psychoeducation, CBT, SST, and IMR may improve symptoms and/or social
functioning, they do not appear to affect employment status. In addition, traditional vocational
rehabilitation programs have assisted with transitional and sheltered employment, but they have
not been successful in helping patients with schizophrenia to obtain and maintain competitive
employment (Lehman 1995). However, more than 14 studies suggest that supported employment
programs, which use rapid job searches, on-the-job training, continuous job support, and
integration with mental health treatment, are more effective than traditional methods in helping
patients obtain competitive employment (Bond 2004). Research is currently under way to
investigate modifications of supported employment, the role of cognitive remediation (McGurk et al.Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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2007), and other strategies to improve the ability of supported employment to help patients
maintain employment.
In addition to employment, the ability to maintain a residence in the community is an important
marker of community functioning and a frequently voiced personal goal of patients with
schizophrenia. A variety of approaches have been studied to help these patients obtain and
maintain stable community residential tenure. Simple provision of access to affordable housing by
Section 8 certificates improves housing stability (Hurlburt et al. 1996b). Supported housing,
broadly defined as access to independent housing of the patient’s choice (often supported with
housing subsidies) that is coupled with access to community mental health and support services,
improves residential stability and reduces hospitalization (Rog 2004). ACT for homeless individuals
has also been shown to reduce homelessness (Coldwell and Bender 2007).
As multiple effective psychosocial interventions exist and are still being developed, the choice of
which intervention to apply should depend not only on therapeutic efficacy but also on each
individual’s goals and preferences. Patients and their families need to be given information about
treatment options and should be engaged in discussions with their treatment providers about how
treatments can be useful in the context of an individual’s symptoms, comorbidities, and needs and
preferences.
MANAGEMENT OF MEDICAL COMORBIDITY
Obesity, Metabolic Syndrome, and Diabetes Mellitus
Medication side effects, as well as lifestyle and disease factors, place patients with schizophrenia at
increased risk of developing obesity and metabolic side effects, including glucose intolerance, type
2 diabetes, diabetic ketoacidosis, and hyperlipidemia (Dixon et al. 2000; Meyer and Koro 2004;
Wirshing et al. 2002, 2003). While clinically significant weight gain occurs in a substantial
proportion of patients receiving an antipsychotic medication (Baptista 1999), a convincing body of
evidence indicates that certain atypical antipsychotics cause more weight gain than other agents
(Allison et al. 1999; Lieberman et al. 2005; Wirshing et al. 1999). A large meta-analytic study of
atypical and typical antipsychotics (Wirshing et al. 1999) found a mean weight gain of 9.8 lbs with
clozapine, 9.1 lbs with olanzapine, and 4.6 lbs with risperidone, compared with 2.4 lbs with
haloperidol, while the atypical antipsychotic ziprasidone was associated with a less than 1-lb
weight gain. Furthermore, the CATIE study demonstrated a greater than 7% weight gain from
baseline in 30% of patients receiving olanzapine, 16% of those receiving quetiapine, 14% of those
receiving risperidone, 12% of those receiving perphenazine, and 7% of those receiving ziprasidone
(Lieberman et al. 2005).
Weight gain induced by antipsychotic medication is usually most rapid early in treatment and may
plateau after 1–2 years (Allison et al. 1999; Stanton 1995). Young patients and those with a low
baseline body mass index may be at increased risk for weight gain (Kinon 1998). This noticeable
and often unacceptable side effect of antipsychotics may contribute to medication noncompliance
and increase the risk of obesity-related comorbidities, such as diabetes and adverse serum lipid
profile (Allison et al. 1999; A. I. Green et al. 2000).
Diabetes mellitus is estimated to occur two to four times more frequently in patients with
schizophrenia compared to the general population (Dixon et al. 2000; Goff et al. 2005; Henderson
et al. 2000; Mukherjee et al. 1996; Wirshing et al. 1998). While the risk of diabetes in schizophrenia
is likely multifactorial, accrued evidence indicates that atypical antipsychotics are associated with
glucose dysregulation (Jin et al. 2004). Several case reports (Koller and Doraiswamy 2002; Koller
et al. 2001, 2003), retrospective studies (Dixon et al. 2000; Wirshing et al. 2002), epidemiological
investigations (Gianfrancesco et al. 2002), and limited prospective studies (Henderson et al. 2000)
of hyperglycemia, new-onset diabetes mellitus, and diabetic ketoacidosis led to heightened
attention to and concern over the metabolic effects of atypical antipsychotics, resulting in the
issuance of warnings by regulatory authorities and class labeling (Jin et al. 2004). Moreover, in
2004 the American Psychiatric Association, together with the American Diabetes Association,Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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published consensus guidelines on monitoring and described the differential risk of metabolic
effects for the atypical antipsychotics (American Diabetes Association et al. 2004). Clozapine and
olanzapine are described as having the greatest effect on weight (with increased risk for diabetes),
whereas risperidone and quetiapine are described as having an effect on weight (but with unclear
risk for diabetes). Aripiprazole and ziprasidone are described as having small or no effect on weight
and without risk for diabetes.
Certain atypical antipsychotics (particularly clozapine, olanzapine, and quetiapine) and low-potency
conventional agents have been shown to be associated with hyperlipidemia (Henderson et al. 2000;
Meyer and Koro 2004; Osser et al. 1999), whereas ziprasidone and aripiprazole do not appear to
carry this adverse effect (Kingsbury et al. 2001; Meyer and Koro 2004). The co-occurrence of
atherogenic dyslipidemia with abdominal adiposity, insulin resistance, impaired fasting glucose or
overt diabetes mellitus, and hypertension constitutes the cluster of clinical features known as the
metabolic syndrome, or syndrome X. Given the well-established and close relationship between
metabolic syndrome and coronary heart disease (Isomaa et al. 2001) and the growing awareness of
a range of metabolic issues in patients with schizophrenia, researchers and clinicians are now
focusing on identifying the metabolic syndrome in patients with schizophrenia. Baseline data from
the CATIE study indicated that more than 40% of subjects had metabolic syndrome. Moreover, the
CATIE males were 138% more likely to have metabolic syndrome than matched controls, and the
CATIE females were 251% more likely to have metabolic syndrome than matched controls (McEvoy
et al. 2005).
To minimize iatrogenic medical problems and to ensure optimal treatment outcome, prevention and
management of weight gain and obesity-related conditions in patients with schizophrenia are
essential. In addition to receiving ongoing education about the potential for weight gain, patients
should be counseled about dietary choices, encouraged to exercise, and weighed frequently. In a
recent review of behavioral interventions for weight management, the authors concluded that such
interventions may prevent further weight gain and in some cases may result in weight loss (Loh et
- 2006).
Centrally acting weight-loss drugs that have the potential to increase biogenic amine activity could
theoretically exacerbate symptoms of psychosis in this population. However, anecdotal reports
suggesting the utility of nizatidine, citmetadine, metformin, topiramate, sibutramine, and
amantadine in the prevention or treatment of antipsychotic-associated obesity exist (Werneke et al.
2002) but have not been substantiated with well-controlled trials. Orlistat, the non–centrally acting
weight-control drug, may theoretically have a role in helping patients with schizophrenia lose
weight, although no clinical trials have been reported to date (A. I. Green et al. 2000). One case
series (Hamoui et al. 2004) suggested that bariatric surgery was as effective in promoting weight
loss in patients with schizophrenia as it is in other obese patients.
The differential propensity of the various agents to cause weight gain, and glucose and lipid
dysregulation, should be taken into consideration when treating individuals at increased risk.
Clinicians should employ monitoring, such as that recommended by the American Diabetes
Association–American Psychiatric Association consensus panel (American Diabetes Association et
- 2004). Patients who develop glucose intolerance or diabetes may require treatment with
hypoglycemic agents, and those with hyperlipidemia may require lipid-lowering agents in
collaboration with an internist. Although to the best of our knowledge no studies of the long-term
effects of these simple interventions in minimizing the overall morbidity of this patient population
have been done, such interventions may be important in the lowering of long-term morbidity.
Cigarette Smoking
Reports indicate that up to approximately 90% of patients with schizophrenia smoke cigarettes,
over three times the rate seen in the general population (S. Brown et al. 2000; Dalack et al. 1998;
Meyer and Nasrallah 2003). Heavy cigarette smoking contributes to the risk of coronary heart
disease, which accounts for over 50% of the mortality in patients with schizophrenia (Hennekens et
- 2005). Beyond health, tobacco use results in financial consequences, with some schizophreniaPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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patients spending nearly a third of their disability income on cigarettes (Steinberg et al. 2004). It
has been proposed that the high rates of smoking may relate to abnormalities in brain reward
circuitry (including presynaptic nicotinic acetylcholine receptors within mesolimbic and
mesocortical dopamine pathways) and self-medication of clinical symptoms and cognitive deficits
(George and Vessicchio 2001; Knott et al. 2006; Ripoll et al. 2004; Sacco et al. 2005). Indeed, such
hypotheses and observations may provide insight into the neurobiology of schizophrenia and
targets for treatment of both schizophrenia and nicotine addiction (Meyer and Nasrallah 2003).
Treatment of nicotine addiction in the schizophrenia population has been met with limited success
and appears to be even more difficult for this patient population compared with both the general
and other psychiatric populations (Covey et al. 1994). Nonetheless, evidence suggests that a
multimodality approach, which integrates motivation-based treatment, addiction treatment, and
tobacco dependence treatment into mental health settings, may be beneficial (Ziedonis et al. 2003).
Group therapy, when combined with a nicotine patch, may help reduce smoking (George et al.
2000), and bupropion in combination with psychotherapy may reduce tobacco use in patients with
schizophrenia (Evins et al. 2005; Weiner et al. 2001). Additionally, in a case series of patients
previously unable to quit smoking despite tobacco dependence treatment, use of nicotine nasal
spray was associated with substantial reduction in or abstinence from smoking in 9 of 12 patients
(J. M. Williams et al. 2004). Interestingly, whereas typical antipsychotic medications may be
associated with an increase in smoking (McEvoy et al. 1995a), treatment with clozapine may lead to
a decrease (George et al. 1995; McEvoy et al. 1995b). Finally, some other atypical antipsychotic
medications may facilitate the ability of the nicotine patch itself to decrease smoking (George et al.
2000).
HIV and Hepatitis Risks
Patients with schizophrenia, especially those with substance abuse, are at high risk for HIV and
hepatitis B and C (Cournos and Bakalar 1996; Meyer and Nasrallah 2003; Rosenberg et al. 2001). A
cross-sectional Medicaid claims analysis found that patients with schizophrenia spectrum illnesses
were 1.5 times as likely to have a diagnosis of HIV compared to recipients without a diagnosis of
serious mental illness (Blank et al. 2002). Additionally, recent retrospective evaluations of both
large Department of Veterans Affairs and civilian populations indicate that patients with
schizophrenia or severe mental illness have rates of hepatitis C virus (HCV) seropositivity of
approximately 20% (Huckans et al. 2006; Meyer and Nasrallah 2003) and that the rate of HCV
infection in patients with schizophrenia is 11 times higher than found in the general population
(Osher et al. 2003; Rosenberg et al. 2001). Risk factors such as unsafe sexual practices, combined
with multiple partners, place patients with schizophrenia at heightened risk for sexually
transmitted diseases (Sewell 1996). Patients should be asked about their sexual practices and,
when indicated, tested for HIV and hepatitis. Discussions that provide education about safe sex are
important. For those schizophrenic patients with HIV/AIDS or hepatitis, a close collaboration with a
medical specialist is essential, as treatment may be complicated by poor adherence,
neuropsychiatric consequences of antiviral therapies (e.g., interferon), and drug–drug and
drug–disease interactions.
Extrapyramidal Side Effects
The term extrapyramidal side effects (EPS) describes a spectrum of adverse reactions, including
akathisia, parkinsonism, and acute dystonia, induced in some patients by antipsychotic
medications. Parkinsonism and acute dystonia are associated with the degree of dopamine D2
receptor occupancy in the striatum (Kapur and Remington 1996). Thus, high-potency
first-generation antipsychotics, such as haloperidol, have the greatest propensity (especially at
high doses) to cause these side effects, but many second-generation agents, such as risperidone,
olanzapine, and ziprasidone, also may cause EPS in a dose-dependent manner. The CATIE study
found that the rate of drug discontinuation due to reported EPS was 8% in the patient group
treated with the typical antipsychotic perphenazine, with rates of 4% for ziprasidone, 3% for
risperidone and quetiapine, and 2% for olanzapine (Lieberman et al. 2005). Among thePrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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second-generation agents, quetiapine and clozapine do not appear to produce clinically significant
parkinsonism or dystonia. In addition, aripiprazole has a low propensity to cause EPS (Ohlsen and
Pilowsky 2005), although there are case reports of akathisia (Cohen et al. 2005) and parkinsonism
(Cohen et al. 2005; Sharma and Sorrell 2006; Ziegenbein et al. 2006) occurring with this drug.
Akathisia, a disturbing sense of inner restlessness and the inability of the patient to stay still, is
associated with seemingly purposeless movements (such as tapping or pacing) that may be
noticeable to the examiner. The restlessness of akathisia may be misdiagnosed as an increase in
psychosis, one that worsens when treated by higher doses of antipsychotic medication. Like other
EPS, akathisia appears less likely to occur with second-generation agents (Glazer 2000b). Although
lowering the dose of the antipsychotic is an obvious treatment for akathisia, addition of a -blocker
(e.g., propranolol) is often effective. Anticholinergic drugs and benzodiazepines are generally not
that effective but can be tried in patients who fail to respond to -blockers, and anticholinergics
also may be useful in patients with coexisting parkinsonism.
Parkinsonism (Osser 1999), characterized by tremor, rigidity, and bradykinesia, can occur early in
treatment, usually within the initial weeks or months. Bradykinesia includes generalized slowing of
movement and a mask-like face (with a loss of facial expression); it may be confused with
depression or negative symptoms. One variant of parkinsonism, akinesia, can coexist with
bradykinesia (but without tremor or rigidity) and may be associated with symptoms of apathy and
fatigue. The “rabbit syndrome” (Casey 1999), occurring after months or years of antipsychotic drug
treatment, is also a variant of parkinsonism and is characterized by a perioral and jaw tremor. As
with other forms of EPS, the second-generation antipsychotics appear less likely to cause
parkinsonism than the older agents (Glazer 2000b), although the rate of parkinsonism may be dose
related with some of the newer agents. Anticholinergic medications are the treatment of choice and
usually are effective. Lower doses of antipsychotics and a switch to an agent less likely to produce
EPS also may be helpful.
Acute dystonia occurs most commonly during the week after initiation of antipsychotics or following
an abrupt and rapid dose increase (Ayd 1961; Barnes and Spence 2000; Remington and Kapur
1996). Age is an important risk factor; dystonia occurs most commonly in children and young
adults, especially in males. The dystonia may appear as torticollis, trismus, tongue protrusion,
pharyngeal constriction, laryngospasm, blepharospasm, oculogyric crisis, or abnormal contractions
of any part of the body. Clinically, in addition to the dystonic muscular contractions that may be
immediately noticeable, the patient may complain of tongue thickening, throat tightening, and
difficulty speaking or swallowing. Acute treatment with either an anticholinergic agent or an
antihistamine is usually highly effective but may need to be repeated at intervals if acute dystonia
recurs (before the dose of the anticholinergic is stabilized). Should respiratory difficulty develop,
medications may need to be given parenterally.
Tardive Dyskinesia and Tardive Dystonia
Tardive dyskinesia, which is a syndrome of potentially irreversible involuntary movements, and
tardive dystonia, which is characterized by sustained muscle contractions, can gradually emerge
after a prolonged period of treatment with antipsychotic medications. Accumulating evidence
suggests that the second-generation antipsychotics are less likely to cause these tardive syndromes
than the first-generation drugs (Jeste et al. 1998; Kane et al. 1993; Marder et al. 2002; Margolese
et al. 2005; Shirzadi and Ghaemi 2006; Tarsy and Baldessarini 2006; Tollefson et al. 1997).
However, since many patients have had exposure to more than one second-generation agent, it is
difficult to determine the risk associated with individual agents. It appears that compared with the
first-generation agents, collectively the second-generation drugs carry one-fifth to one-twelfth the
risk of causing tardive dyskinesia and tardive dystonia (Correll et al. 2004; Kane 2004; Leucht et al.
2003b; Margolese et al. 2005; Tarsy and Baldessarini 2006).
The most common form of tardive dyskinesia involves dyskinetic movements of the orofacial and
buccolingual musculature, manifesting as grimacing, facial tics, lip smacking, chewing, and
wormlike movements of the tongue. Involvement of the neck, axial, and extremity musculature alsoPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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may occur in the form of choreoathetoid movements, which on rare occasions may involve
laryngopharyngeal and respiratory muscles. Tardive dystonia may occur earlier in treatment than
tardive dyskinesia and is characterized by slow, sustained twisting movements of the head, neck,
trunk, and extremities; blepharospasm, torticollis, facial grimacing, back arching, and
hyperextension and rotation of the limbs may also be seen (Simpson 2000).
Among the risk factors for tardive dyskinesia, age appears quite important; elderly individuals have
an incidence five to six times higher than that in younger people (Kane 2004). Tardive dyskinesia
occurs more frequently in older female patients (Jeste 2000; Saltz et al. 1991), whereas tardive
dystonia is more common in younger patients and males. Other risk factors for tardive dyskinesia
include mood disorders (Keck et al. 2000), race/ethnicity (African American) (Keck et al. 2000),
high doses of medication (Glazer 2000a, 2000c), previous evidence of parkinsonian side effects
from antipsychotics (Keck et al. 2000), early onset of extrapyramidal syndromes (Kane 2004), and
substance abuse (Miller et al. 2005).
Although no treatment has been proven to be effective for tardive dyskinesia, several management
strategies may be clinically useful. Clinicians should screen patients taking antipsychotic
medications on a regular basis. If tardive dyskinesia develops, switching from a first-generation to
a second-generation drug may be helpful. For those patients who are taking a second-generation
agent, a switch to another second-generation drug may be considered. Among the
second-generation drugs, evidence suggests that clozapine may reduce symptoms of tardive
dyskinesia (Glazer 2000a; Lieberman et al. 1991). Symptoms may also be suppressed, at least
temporarily, by increasing the dosage of the antipsychotic medications that produce tardive
dyskinesia; however, this strategy runs the risk of causing or worsening EPS and possibly
increasing tardive dyskinesia over time. Patients with tardive dyskinesia who are taking
anticholinergic medications should have these medications discontinued, because they can worsen
tardive dyskinesia. Finally, the symptoms of tardive dystonia may be alleviated by reducing the
dosages of the antipsychotics, by switching from first-generation to second-generation agents
(including clozapine), by using anticholinergics, and/or by administering dopamine-depleting
agents, such as reserpine or tetrabenazine (Simpson 2000).
Neuroleptic Malignant Syndrome
Neuroleptic malignant syndrome (NMS), which occurs in about 1%–2% of patients receiving typical
antipsychotic medication and is potentially fatal in up to 20% of the cases (without treatment), has
been reported to occur during treatment with both the typical (Caroff and Mann 1993) and the
atypical (Ananth et al. 2004; Hasan and Buckley 1998; Wirshing et al. 2000) antipsychotics. Several
factors may increase risk, including intramuscular injections, rapid escalation of high doses of
antipsychotic medication, dehydration, restraint use, and high temperatures. Catatonia and severe
disorganization are clinical symptoms that may be associated with a high risk for NMS (Berardi et
- 2002). Symptoms of NMS include hyperpyrexia, altered consciousness, muscle rigidity and
dystonia, autonomic nervous system dysfunction, and laboratory tests indicating elevated creatine
phosphokinase, liver enzymes, and white blood cell count. Early detection and rapid treatment of
this medical emergency are crucial and include discontinuation of the antipsychotic, treatment in a
medical setting that can support vital functioning, and in some cases the use of a dopamine agonist
such as bromocriptine or dantrolene, a muscle relaxant (Koppel 1998; Susman 2001).
Hyperprolactinemia
Antipsychotic medications—particularly typical agents, risperidone, and paliperidone—can produce
an increase in serum prolactin levels (Dickson and Glazer 1999; Marder et al. 2004). Although early
studies reported few negative consequences of long-term prolactin elevation (Meltzer 1985), this
topic has received increased attention in recent years. It is well known that hyperprolactinemia
secondary to medical disorders (e.g., pituitary tumor) can produce galactorrhea, hypogonadism
(evidenced by sexual and menstrual dysfunction and diminished gonadal hormone levels), and
osteoporosis, all of which have also been reported in patients with schizophrenia (Abraham et al.
1996; Ghadirian et al. 1982; Riecher-Rossler et al. 1994; Windgassen et al. 1996; Yazigi et al.Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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1997). Yet the relationships between antipsychotic-induced hyperprolactinemia and these
conditions, perhaps with the exception of galactorrhea (Windgassen et al. 1996), remain unclear,
with conflicting reports in the literature (Canuso et al. 2002; A. M. Costa et al. 2007; Hummer et al.
2005; Kinon et al. 2006; Kleinberg et al. 1999; O’Keane and Meaney 2005). Interestingly, several
reports suggest that hypoestrogenism in schizophrenia occurs in women with and without
hyperprolactinemia (Bergemann et al. 2005; Canuso et al. 2002; T. J. Huber et al. 2004). Thus,
while prolactin-related hypogonadism may contribute to the increased risk of these conditions, it
appears that patients with schizophrenia may be at inherent risk for hypogonadism. The important
question of whether drug-induced hyperprolactinemia increases long-term breast cancer risk has
also been raised. Although a large claims database analysis found a 16% increase in the risk of
breast cancer in women exposed to dopamine antagonists, the authors concluded that these results
are preliminary and potentially confounded and should not necessarily lead to changes in treatment
strategies (Wang et al. 2002). Finally, a recent retrospective review of pharmacovigilance data
suggested that treatment with potent D2 receptor antagonists, such as risperidone, may be
associated with increased risk for pituitary tumors (Szarfman et al. 2006). Prospective studies are
needed to confirm this association.
Clinicians should inquire about possible adverse effects of hyperprolactinemia and aim to diminish
them. If a patient is symptomatic, prolactin levels should be obtained and medical causes of
hyperprolactinemia ruled out. Prolactin elevation associated with galactorrhea, or sexual and
menstrual dysfunction, may be minimized by dosage reduction or by a medication change to an
atypical antipsychotic with less prolactin-elevating potential (Canuso et al. 1998; Dickson and
Glazer 1999). Because patients with schizophrenia generally require chronic treatment with
antipsychotics, those who have had prolonged hyperprolactinemia may be at an increased risk for
osteoporosis (Abraham et al. 1996) and may be appropriate candidates for screening with bone
densitometry. Female patients should have routine mammography in accordance with the screening
guidelines set forth for all women.
PSYCHIATRIC CONDITIONS COMORBID WITH SCHIZOPHRENIA AND
THEIR TREATMENT
Substance-Related Disorders
Nearly one-half of the patients with schizophrenia are reported to have a lifetime history of an
alcohol or a substance use disorder, compared with 16% of the general population (Regier et al.
1990). Alcohol is the most commonly abused substance in chronically ill patients, followed by
cannabis and cocaine (Selzer and Lieberman 1993; Sevy et al. 1990); first-episode patients appear
more likely to abuse cannabis over other substances (Rolfe et al. 1999). As in the general
population, men with schizophrenia are more likely to abuse substances than are women (Mueser
et al. 1995).
The use of alcohol, marijuana, cocaine, and other substances can cause serious problems for
patients with schizophrenia. Comorbid substance use has a deleterious effect on both physical
health and the long-term course of schizophrenia itself (Grech et al. 1999); use of even small
amounts can produce negative effects (D’Souza et al. 2005; Drake et al. 2001). Patients with
schizophrenia and substance abuse are at increased risk for infectious diseases such as HIV,
hepatitis B, and hepatitis C (Rosenberg et al. 2001); in addition, alcohol and substance use is
associated with clinical worsening, poor functioning, and an increased rate of hospitalizations and
homelessness (Dixon et al. 1990; Drake and Mueser 1996; Hurlburt et al. 1996a; Negrete et al.
1986; Soni and Brownlee 1991). In some studies, more than 50% of the first-episode patients have
been reported to have cannabis use disorder (Rolfe et al. 1999), often complicating the diagnosis of
a psychotic disorder (Addington 1999). Comorbid alcohol and substance use often has an
overwhelmingly negative effect on the ability of patients to function at their highest possible level
(Dickey and Azeni 1996).
Given the negative consequences of substance abuse in these patients, investigators have tried to
understand the basis of such use. One theory, the “self-medication” hypothesis, suggests thatPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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alcohol and substances of abuse help to decrease negative symptoms of schizophrenia and the EPS
produced by antipsychotic medications (Glynn and Sussman 1990; Khantzian 1985; Siris 1990).
However, although alcohol and substances of abuse may in fact transiently alleviate negative
symptoms and EPS, our group has suggested that the existence of negative symptoms or EPS of
antipsychotics may not be causally related to the substance use (A. I. Green et al. 1999). Some
studies indicate that patients with few negative symptoms may actually use substances more than
do those with more negative symptoms (Buchanan et al. 1997; Lysaker et al. 1994). Also,
first-episode patients, who have not yet been exposed to antipsychotic medication and who
therefore could not have EPS, are quite likely to use alcohol or substances (A. I. Green et al. 2004).
We (A. I. Green et al. 1999; Roth et al. 2005) have introduced a neurobiological formulation, based
on animal studies (Svensson et al. 1995), suggesting that a deficiency in the dopamine-mediated
mesocorticolimbic brain reward circuit of patients with schizophrenia may underlie the use of
alcohol and substances in these patients. This formulation posits that alcohol and substances of
abuse may ameliorate this deficiency by improving the “signal detection” capability of
dopamine-rich systems, by which they reduce negative symptoms and EPS while enhancing the
reward system (Fadda et al. 1989; Goeders and Smith 1986; A. I. Green et al. 1999). A related
neurobiological formulation also has been proposed by Chambers et al. (2001).
Although obtaining information from patients about the use of substances of abuse should be a
standard part of a medical history, alcohol or substance abuse is often underrecognized and
undertreated in mental health settings (Ananth et al. 1989). Because patients often deny the use of
alcohol and drugs, clinicians also should pursue collateral reports from family members, case
managers, and others involved in the delivery of services to patients. Unfortunately, the traditional
separation of mental health and substance abuse services compounds the problems of detection.
Patients with schizophrenia and a comorbid alcohol or substance use disorder require specialized
treatment for both disorders (Bellack and DiClemente 1999), optimally in programs that provide
integrated mental health and substance abuse treatment, as well as medication management
(Drake and Mueser 2001; Minkoff 1989; Osher and Kofoed 1989). Drake and Mueser (2001)
reported that the treatment of comorbid substance abuse requires long-term comprehensive
services (Osher and Kofoed 1989), including individual treatment planning tailored to the patient’s
ability to engage in treatment and assertive outreach (Drake and Mueser 2000; Ziedonis et al.
2000), with interventions within the social support system. The specific integrated interventions for
substance abuse in patients with schizophrenia with the most evidence are group counseling with
cognitive-behavioral and motivational components (Bellack et al. 2006; Weiss et al. 2007),
contingency management (Drebing et al. 2005; Ries et al. 2004), and, for patients who do not
respond to less intensive interventions, long-term residential programs (Brunette et al. 2004).
Although there is no agreed-upon pharmacological treatment approach for patients with
schizophrenia and comorbid alcohol or substance use disorders (A. I. Green et al. 2007, 2008;
Wilkins 1997), some investigators have been interested in the potential role of atypical
antipsychotics in these patients. The atypical antipsychotic that has been studied most in this
population is clozapine. Three preliminary studies—a naturalistic study (Drake et al. 2000) and two
retrospective studies (A. I. Green et al. 2003; Zimmet et al. 2000)—reported a large reduction in
alcohol use in patients taking clozapine; evidence also was found for a reduction in cannabis and
cocaine use. Two other studies (Buckley et al. 1999; Lee et al. 1998) also have reported this
beneficial effect of clozapine in patients with schizophrenia and comorbid substance use disorder.
Clozapine was also associated with reduced rates of relapse to substance abuse in patients who had
been in remission (Brunette et al. 2006). Randomized trials of clozapine needed to confirm these
preliminary studies are currently under way.
The data concerning the potential effect of the other atypical antipsychotics are even more
preliminary. Reports on risperidone appear to be conflicted (Albanese 2000; A. I. Green et al.
2003), although a report by Smelson et al. (2000) found that cocaine-abusing schizophrenic
patients treated with risperidone experienced less craving, had fewer relapses, and remained in
treatment longer than did those treated with typical antipsychotics. Recently, Rubio et al. (2006)Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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reported that the new LAI form of risperidone was more effective in improving substance abuse
than a depot form of the typical agent zuclopenthixol (which is not available in the United States),
but the difference was small and probably not clinically significant. However, a report of data from
a large Veterans Administration treatment group showed no advantage for either risperidone or
olanzapine compared with typical antipsychotics on clinical substance abuse measures (Petrakis et
- 2006). Two other open prospective studies of olanzapine treatment noted improvements in
substance use, but one of them (Noordsy et al. 2001), which might have been limited by statistical
power, did not find significant advantages of olanzapine over typical antipsychotic treatment
(Littrell et al. 2001; Noordsy et al. 2001). Two randomized trials of olanzapine’s impact on cocaine
craving and use compared to typical antipsychotics also reported conflicting results (Sayers et al.
2005; Smelson et al. 2006). Preliminary research on quetiapine and aripiprazole is promising. Two
open studies of quetiapine (E. S. Brown et al. 2003; Potvin et al. 2006) and of aripiprazole
(Beresford et al. 2005; E. S. Brown et al. 2005) suggest that these medications may be helpful for
alcohol and/or cocaine use disorders in patients with schizophrenia. No research has assessed the
impact of ziprasidone.
Other possible pharmacological options for treatment of alcohol or substance use disorder in
schizophrenia include the following: 1) disulfiram (Kofoed et al. 1986), which one randomized,
placebo-controlled trial (Petrakis et al. 2005) and one open trial (Mueser et al. 2003) suggest is
effective for alcohol dependence in patients with schizophrenia but requires monitoring (Kofoed et
- 1986); 2) naltrexone, which was found to decrease alcohol use among patients with
schizophrenia in two randomized, placebo-controlled trials (Petrakis et al. 2004, 2005); 3) the
tricyclic antidepressants desipramine or imipramine for the treatment of comorbid cocaine
disorders (Siris et al. 1993; Ziedonis et al. 1992); and 4) bupropion for the treatment of nicotine
dependence in these patients (George et al. 2002). Acamprosate, although shown to be effective for
alcohol dependence in placebo-controlled trials, has yet to be studied in patients with
schizophrenia. Clearly, more studies need to be undertaken to develop optimal pharmacological
strategies for the treatment of these comorbid disorders.
Depression
Schizophrenia is often associated with depressive states, from dysphoria to major depression. The
Epidemiologic Catchment Area study suggests that those with schizophrenia have a 14-fold greater
risk of depression than the general population (Fenton 2001). At various times, depression has
been viewed as an aspect of schizophrenia (McGlashan and Carpenter 1976; Sax et al. 1996), as a
response to psychosis (McGlashan and Carpenter 1976; Sax et al. 1996), or as a state occurring
after the cessation of frank psychotic symptoms (Birchwood et al. 2000). Depressive symptoms can
occur throughout the course of schizophrenia, including in first-episode patients (Hafner et al.
2005; Koreen et al. 1993), but in chronically ill patients in particular, these symptoms appear to be
associated with risk of relapse (Mandel et al. 1982) and suicide (Drake et al. 1986).
Assessing patients with schizophrenia for the presence of depression requires knowledge of the
types of depressive states in patients with schizophrenia and the conditions, such as negative
symptoms and EPS, that can be confused with depression. In detecting depression, the presence of
a core depressed mood and related neurovegetative symptoms should be distinguished from
flatness of affect and anhedonia (McGlashan and Carpenter 1976). Depression occurring during an
exacerbation of psychosis may remit with treatment of the psychosis (Birchwood et al. 2000;
Koreen et al. 1993; Tollefson et al. 1999). However, postpsychotic depression classically develops
after the resolution or improvement of psychotic symptoms, particularly in first-episode patients
(Birchwood et al. 2000; Koreen et al. 1993). Moreover, dysphoria and demoralization frequently
occur in patients with schizophrenia (Iqbal et al. 2000; Siris 2000a), as patients struggle with
illness-related disability, but these symptoms may not be associated with the classical
neurovegetative symptoms of depression (Bartels and Drake 1988).
Treatment of depression in patients with schizophrenia may include both psychopharmacological
and psychosocial components (Siris 2000b). Because depression may presage an increase in Print: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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psychosis, the adequacy of pharmacological treatment of psychotic symptoms should be assessed.
Treatment of depression in acute psychosis may be accomplished through the use of antipsychotic
medication alone, especially the atypical antipsychotics (Banov et al. 1994; Levinson et al. 1999;
Marder et al. 1997; Tollefson et al. 1998). However, major depression developing after the
remission of psychosis often requires more specific intervention, such as treatment with
combinations of antipsychotics and antidepressants or mood stabilizers (Levinson et al. 1999).
Postpsychotic depression may benefit from the addition of tricyclic antidepressants or serotonin
reuptake inhibitors to the antipsychotic medication (Hogarty et al. 1995; Kirli and Caliskan 1998;
Siris et al. 1987). However, demoralization and dysphoria do not appear to be responsive to
antidepressants (Iqbal et al. 2000; Levinson et al. 1999); rather, appropriate psychosocial
interventions (e.g., stress management, job training, cognitive therapy, support) may be most
helpful (Siris 2000b).
Suicide
Suicide is the leading cause of premature death in patients with schizophrenia, who have a 10%
lifetime risk of suicide. Nearly 50% of the patients with schizophrenia attempt suicide during their
lifetime (Black et al. 1985; Tsuang et al. 1999a). The risk of suicide is as high in patients with
schizophrenia as in patients with mood disorder and is 10-fold higher than in the general population
(Baxter and Appleby 1999). Several factors are associated with an increased risk of suicide in
patients with schizophrenia: depression and the diagnosis of schizoaffective disorder
(Harkavy-Friedman et al. 2004; Radomsky et al. 1999), social isolation (Drake et al. 1986; G.
Goldstein et al. 2006; Potkin et al. 2003), and feelings of hopelessness and disappointment over
failure to meet high self-expectations (Kim et al. 2003; Westermeyer et al. 1991). Patients with a
higher level of insight and awareness of their illness may be at increased risk (Amador et al. 1996;
Bourgeois et al. 2004; Crumlish et al. 2005), as may patients with a poor level of functioning
(Kaplan and Harrow 1996).
A history of suicide attempts is one of the strongest predictors of suicide in patients with
schizophrenia (Rossau and Mortensen 1997; Roy 1982a). In a large 2-year prospective study of 980
schizophrenia and schizoaffective disorder patients at high risk for suicide, multivariate analysis
found the number of lifetime suicide attempts, number of hospitalizations to prevent suicide in the
previous 3 years, history of alcohol or substance abuse, baseline anxiety scale score, and severity
of parkinsonism to be the strongest predictors of suicide (Potkin et al. 2003). Moreover, a recent
meta-analysis of 29 case–control and cohort studies indicated that suicide risk factors included
previous depressive disorders, drug abuse, agitation or motor restlessness, fear of mental
disintegration, poor adherence to treatment, and recent loss (Hawton et al. 2005).
Gender also appears to be a risk factor (Rossau and Mortensen 1997); men with schizophrenia
commit suicide at an earlier age than do women with schizophrenia (Roy 1982a). An increased risk
of suicide is present in the early phase of the illness (Drake et al. 1985; Kuo et al. 2005; Ran et al.
2005), especially in those patients with an earlier age at onset of schizophrenia (Gupta et al. 1998).
The risk of suicide appears to peak immediately after admission and shortly after discharge (Qin
and Nordentoft 2005; Rossau and Mortensen 1997), especially in patients who are hospitalized for
short periods (Qin and Nordentoft 2005) and in those who return to a socially isolated environment
(Drake et al. 1986). Patients in an active phase of the illness (Heila et al. 1997) or with positive
symptoms (Kelly et al. 2004) may be at risk, especially if they have prominent symptoms of
suspiciousness and delusions (Fenton et al. 1997).
A national clinical survey conducted in Great Britain, based on a 4-year (1996–2000) sample of
people who died by suicide, found that the deaths of schizophrenia patients were characterized by
more violent methods: they were more likely than others to be young, male, unmarried, and from
an ethnic minority, with high rates of unemployment (Hunt et al. 2006). Moreover, rates of previous
violence and drug abuse were high, and suicide victims were proportionally more likely to be
inpatients at the time of death and to have been noncompliant with medication (Hunt et al. 2006).
In another study (Roy 1982b), half of all patients who committed suicide had been seen in thePrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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week prior, and in another study (Heila et al. 1997), between 49% and 96% of the patients had
been seen within 3 months of the suicide.
The treating clinician should regularly evaluate the patient’s condition, assess for suicide risk
factors, and aim to enhance protective factors such as social support and positive coping skills
(Montross et al. 2005). Patients who present with suicidal thoughts or behavior require close
follow-up and intensive outreach. For the isolated or newly diagnosed patient, a clear aftercare plan
(often in a day treatment center) should be in place before discharge from the hospital (Drake et al.
1986; Harkavy-Friedman and Nelson 1997). Improved ward safety, effective substance abuse
treatment, affective symptom control, and ensured medication adherence are all measures that
may prevent suicide (Hawton et al. 2005; Hunt et al. 2006). Additionally, evidence suggests that
community programs for early detection of schizophrenia may reduce suicidality risk (Melle et al.
2006).
Psychopharmacological treatment plays a crucial role in the prevention of suicide. In one study,
more than half of the patients who committed suicide were either medication noncompliant or
prescribed inadequate doses of antipsychotics, and 23% of the sample were thought to be
nonresponsive to treatment (Heila et al. 1999). Moreover, a landmark study of nearly 1,000
patients with schizophrenia and schizoaffective disorder who were at risk for suicide (but who were
not necessarily classically treatment resistant) indicated that treatment with clozapine was more
likely to decrease suicidality than was treatment with olanzapine (Meltzer et al. 2003).
Obsessive-Compulsive Symptoms
Obsessive-compulsive symptoms are seen in 8.8%–30% of patients with schizophrenia (I. Berman
et al. 1995a; Byerly et al. 2005; Cassano et al. 1998; Ongur and Goff 2005). Although
obsessive-compulsive symptoms may be difficult to distinguish from delusions (Eisen et al. 1997),
they are important to identify because they may indicate a poor prognosis, yet they may be
responsive to specialized treatment regimens. Most studies have indicated that
obsessive-compulsive symptoms are associated with unfavorable outcomes—with increased social
isolation, longer hospitalizations, greater psychopathology, and poor treatment response (Fenton
and McGlashan 1986; Hwang et al. 2000; Ongur and Goff 2005). By contrast, a more recent study
(N = 58) suggested that the presence of obsessive-compulsive symptoms does not impact clinical
outcomes (Byerly et al. 2005). The obsessive-compulsive symptoms in schizophrenia are similar to
those found in obsessive-compulsive disorder (Tibbo et al. 2000), although they may not be
ego-dystonic in patients with schizophrenia.
Treatment of obsessive-compulsive schizophrenia may require the use of a tricyclic antidepressant
or a serotonin reuptake inhibitor with a typical antipsychotic (I. Berman et al. 1995b; Chang and
Berman 1999; Poyurovsky et al. 2000). The data regarding the role of atypical agents in these
patients are mixed (Fenton 2001). Some reports suggest that atypical antipsychotics may
exacerbate obsessive-compulsive symptoms, whereas others suggest that they may be helpful
(Baker et al. 1992, 1996; Kopala and Honer 1994; Morrison et al. 1998; Ongur and Goff 2005;
Strous et al. 1999). Although the addition of a serotonin reuptake inhibitor to an atypical
antipsychotic may decrease obsessive-compulsive symptoms in these patients (as the addition of a
serotonin reuptake inhibitor to some typical agents does), the combined use of serotonin reuptake
inhibitors with clozapine, especially, may require care because of the possible increase in blood
levels of clozapine.
FUTURE DIRECTIONS
Novel Pharmacotherapeutic Treatment
Although all existing antipsychotic medications have effects on the dopamine system, other
neurotransmitter systems are increasingly being recognized as possible therapeutic targets. For
instance, the glutamate hypothesis of schizophrenia (Coyle 1996; Goff and Coyle 2001; Javitt and
Zukin 1991; Olney and Farber 1995) suggests that modulation of glutamatergic activity could be a
potential target for pharmacological treatment of schizophrenia. The glutamate hypothesis is, to aPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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large extent, derived from the observation that treatment of healthy subjects with
N-methyl-D-aspartate (NMDA) antagonists, such as ketamine and phencyclidine (PCP), produces
symptoms reminiscent of schizophrenia (Adler et al. 1998; Newcomer et al. 1999). Most important,
in addition to the psychotic symptoms, which can be induced by a variety of central nervous system
stimulants or hallucinogens, NMDA antagonists uniquely produce many of the cognitive deficits
associated with schizophrenia (Krystal et al. 1994) and symptoms that resemble the negative
symptoms of the illness (Abi-Saab et al. 2001). Thus, it would follow that drugs that enhance NMDA
receptor function might be beneficial in the treatment of negative symptoms of schizophrenia
(Javitt 2006; Javitt and Coyle 2004).
Because of the possible risks of neurotoxicity as a result of direct stimulation of NMDA receptors,
drugs that indirectly enhance NMDA neurotransmission by modulating other binding sites on the
NMDA receptor complex have been studied. For example, D-cycloserine (a partial agonist) (Goff et
- 1999), D-serine (Tsai et al. 1998), D-alanine (Tsai et al. 2006), glycine (Heresco-Levy et al.
1996a, 1996b; Javitt et al. 2001), agonists of the glycine binding site (located adjacent to the
NMDA ion channel), and sarcosine (a glycine transporter-1 inhibitor) (Tsai et al. 2004) have been
shown to have therapeutic potential. Preliminary data are quite promising, in that all of these
agents appear to be effective in improving negative symptoms of schizophrenia, although their
effects on positive symptoms, if any, tend to be very modest (Goff and Coyle 2001; Tsai et al.
1998), and it appears that they may not be effective in patients treated with clozapine (Goff et al.
1996; Potkin et al. 1999); but see Javitt et al. 2001).
Non-NMDA glutamate receptors may also be potential targets for treatment. For example, a recent
preliminary study demonstrated that a selective agonist of metabotropic glutamate 2/3 (mGlu2/3)
receptors, used as monotherapy, was efficacious in reducing both positive and negative symptoms
in 196 patients with schizophrenia (Patil et al. 2007). MGlu2/3 agonists, which blunt the effects of
PCP in animals, are thought to work in part by modulating glutamate release (Patil et al. 2007).
This study suggests that agents that do not directly block dopamine receptors may have therapeutic
potential in schizophrenia.
Another novel approach to the treatment of schizophrenia is the development of drugs that act as
partial dopamine agonists. These drugs bind to dopamine receptors, including the presynaptic
autoreceptors, with high affinity but with variable intrinsic activity, depending on the activity level
of the target system (Tamminga 2002). Because of this, they exert a wide range of modulatory
effects on the dopaminergic system. The first FDA-approved drug with this mechanism is
aripiprazole.
Given the increasing evidence suggesting that neurocognitive deficits are pervasive in patients with
schizophrenia and that they are important determinants of long-term functional outcome, there has
been considerable interest in developing compounds that target these deficits. Drugs that may be
effective, at least in theory, in the treatment of neurocognitive deficits include muscarinic agonists,
alpha 7 nicotinic receptor agonists (Martin et al. 2007), ampakines (agonists of the AMPA
[amino-3-hydroxy-5-methyl-4-isoxazole propionic acid] class of glutamate receptors) (Goff and
Coyle 2001), class I metabotropic glutamate receptor agonists (Moghaddam 2004), dopamine D1
receptor agonists (G. V. Williams and Castner 2006), and alpha 2 -aminobutyric acid (GABA) type
A (GABAA) receptor agonists (D. A. Lewis and Gonzalez-Burgos 2006). Although clinical experience
with these drugs is quite limited, there are ongoing clinical trials to test the possible efficacy of at
least some of these compounds.
Early Intervention and Prevention of Schizophrenia
As emphasized earlier in this chapter, some investigators have suggested that early detection and
treatment of first-episode psychosis may improve the long-term prognosis of schizophrenia. In
recent years, there have even been attempts to identify individuals who are in the prodromal phase
of schizophrenia but have not yet developed psychosis (Yung and McGorry 1996b), with the notion
that intervention, including psychopharmacological treatment, during this period of the illness mayPrint: Chapter 55. Treatment of Schizophrenia http://www.psychiatryonline.com/popup.aspx?aID=423573&print=yes…
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be able to prevent the onset of full-blown psychosis (McGorry et al. 2002). However, as has been
discussed in this chapter, many of the prodromal symptoms, among which depression and anxiety
are common manifestations, are not specific to schizophrenia and are not uncommonly observed in
otherwise healthy adolescents (McGorry et al. 1995). The issue of misidentification of individuals
who are not at risk for psychosis must be considered. The current challenge is to establish the
predictive validity of specific traits or prodromal symptoms of the diagnosis or recognition of the
prodrome as a syndrome. However, even if these individuals can be reliably identified, the modes of
treatment, including the specific classes of medications, that may be most effective in preventing
the onset of psychosis are at present virtually unknown (Cannon et al. 2007; McGlashan et al.
2007).
Another concept that may help clarify prodrome is the notion of schizotaxia, which was originally
put forward by Meehl (1962, 1989) and reformulated by Faraone et al. (2001) to describe a
constellation of negative symptoms and neuropsychological deficits present in 20%–50% of the
first-degree relatives of patients with schizophrenia. Preliminary findings from treatment of six
such relatives meeting criteria for schizotaxia with low-dose risperidone (up to 2 mg) for 6 weeks
suggested that this treatment may improve the deficits associated with this condition (Tsuang et al.
1999b). If the validity of schizotaxia as a “preschizophrenic” trait could be established (Tsuang et
- 2000), it would be important to determine whether treatment of schizotaxia in individuals with
prodromal symptoms could actually be associated with a decrease in the incidence of
schizophrenia.
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Copyright © 2009 American Psychiatric Publishing, Inc. All Rights Reserved.
Course Content
Introduction to Schizophrenia and Current Treatment Paradigms
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Understanding Schizophrenia: An Overview
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Historical Perspectives and Evolution of Schizophrenia Treatment
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Current Pharmacological Treatments
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Psychosocial Interventions and Their Role
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Quiz: Foundations of Schizophrenia and Treatment Approaches
Understanding the Neurobiology of Schizophrenia
Pharmacological Interventions: From Antipsychotics to Novel Therapies
Integrating Psychosocial and Cognitive-Behavioral Approaches
Future Directions in Schizophrenia Treatment and Management
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