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Charles L. Bowden: Chapter 36. Valproate, in The American Psychiatric Publishing Textbook of Psychopharmacology, 4th Edition. Edited by Alan F.
Schatzberg, Charles B. Nemeroff. Copyright ©2009 American Psychiatric Publishing, Inc. DOI: 10.1176/appi.books.9781585623860.431823. Printed
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Chapter 36. Valproate
HISTORY AND DISCOVERY
Valproic acid was first synthesized by Burton in the United States in 1882 and subsequently was used as an organic solvent. The
drug’s antiepileptic properties were discovered serendipitously by Meunier in 1963 in France. Meunier used valproic acid as a
vehicle for other compounds that were being screened for antiepileptic activity. He found that compounds that did not have
antiepileptic properties when administered alone inhibited seizure activity when dissolved in valproic acid and concluded that the
antiepileptic activity was due to the solvent, valproic acid, rather than to the test drugs (Bowden and McElroy 1995; Fariello and
Smith 1989; Meunier et al. 1975).
Valproate was the first alternative mood stabilizer to be studied, with Lambert’s first research published in 1966 (Lambert et al.
1966). Valproate was first introduced as an antiepileptic in France in 1967. It has been used in Holland and Germany since 1968
and in the United Kingdom since 1973, and it became available in the United States in 1978. An enteric-coated formulation,
divalproex sodium, was introduced to the U.S. market in 1983. A formulation consisting of a capsule containing coated particles
of divalproex sodium was introduced in 1989. An extended-release formulation of divalproex was approved for migraine in 2001
and mania in 2006. Valproate was approved for treatment of mania in the United States in 1995. Valproate, either as divalproex
or as other formulations, is now approved for treatment of mania in most developed countries.
STRUCTURE–ACTIVITY RELATIONS
Valproic acid (dipropylacetic acid) is an eight-carbon, branched-chain carboxylic acid that is structurally distinct from other
antiepileptic and psychotropic compounds (Bocci and Beretta 1976; Levy et al. 2002) (Figure 36–1). Although straight-chain
acids have little or no antiepileptic activity, other branched-chain carboxylic acids have potencies similar to that of valproate in
antagonizing pentylenetetrazole-induced seizures. However, increasing the number of carbon atoms to nine introduces marked
sedative properties. The primary amide of valproic acid, valpromide, has been reported to be about twice as potent as the parent
compound.
FIGURE 36–1. Chemical structure of valproic acid (2-propyl-pentanoic acid).
PHARMACOLOGICAL PROFILE
Valproate blocks pentylenetetrazole-induced and maximal electroshock seizures in a variety of animals and suppresses
secondarily generalized seizures without affecting focal activity in chemically lesioned animals (Fariello and Smith 1989).
Valproate also has antikindling properties, preventing the spread of epileptiform activity in cats without affecting focal seizures
(Leveil and Nanquet 1977).
Studies in epilepsy and bipolar disorder indicate that divalproex causes a reduction in plasma levels of -aminobutyric acid
(GABA) and that plasma GABA levels positively correlate with the degree of improvement in manic symptomatology (Brennan et
- 1984; Emrich et al. 1981). Animal studies also indicate that chronic valproate increases the expression of mRNA encoding the
67-kilodalton isoform of glutamate decarboxylase (GAD67) in the brain, thereby facilitating GABAergic transmission (Tremolizzo
et al. 2002). Valproate is incorporated into neuronal membranes in a saturable manner and appears to displace naturally
occurring branched-chain phospholipids (Siafaka-Kapadai et al. 1998). Chronic valproate reduces protein kinase C (PKC) activity
in manic patients (Hahn et al. 2005). Elevated PKC activity has been associated with manic patients and in animal models for
mania (Einat and Manji 2006). Valproate inhibits glycogen synthase kinase 3 (GSK-3) at concentrations present therapeutically.
The effect is indirect, linked to its capability to upregulate gene expression through inhibition of histone deacetylase (Harwood
and Agam 2003). In laboratory animals, valproate activates the extracellular signal-regulated kinase (ERK) pathway (Einat et al.
2003). Valproate increases the expression of the cytoprotective protein B-cell lymphoma/leukemia-2 gene ( bcl-2) in the central
nervous system in vivo and in cells of human neuronal origin (Gray et al. 2003). Valproate provided antioxidant effects, reversing
early DNA damage caused by amphetamine in an animal model of mania (Andreazza et al. 2007). Valproate and lithium both
reduce inositol biosynthesis. However, the mechanism of valproate action is unique, resulting from decreased myo-inositol
1-phosphate synthase inhibition (Shaltiel et al. 2004). Valproate and lithium both lengthen the period of circadian rhythms and
increase arrhythmicity in Drosophila. This action of the two drugs is of interest given recent data implicating sets of genes
associated with circadian rhythmicity in bipolar disorders (Dokucu et al. 2005). Therapeutic doses of either valproate or lithium
increase the antiapoptotic protein bcl-2 in anterior cingulate cortex, potentially providing a buffer against the destructive effects
of increased intracellular Ca2+ in bipolar disorder (Quiroz et al. 2008).
Despite primary differences in the initial modes of action of valproate and lithium, it is noteworthy that valproate and lithium
have substantial overlapping effects on neuronal systems involved in maintaining mood stability and alertness that have not
been observed in studies of similar systems with carbamazepine or atypical antipsychotic drugs. Whereas several of thePrint: Chapter 36. Valproate
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above-reviewed systems are impacted by both lithium and valproate, only valproate inhibits histone deacetylase, which in turn
results in a gradual increase in the phosphorylation of Akt and GSK-3 (Harwood and Agam 2003). Valproate enhances
acetylated histone content, thereby preventing methionine-induced reelin promoter hypermethylation and normalizing
behavioral responses in a mouse model for schizophrenia-like behavior (Tremolizzo et al. 2005). Recent study of valproate as a
cancer chemotherapeutic agent may also be stimulated by its effects on cell proliferation through inhibition of histone
deacetylase (Andratschke et al. 2001).
Valproate increased corticotropin-releasing factor (CRF) mRNA expression in the cortex and reduced CRF type 1 receptor (CRF 1)
binding in the amygdala and cortex of nonstressed rats, suggesting that one of valproate’s effects in the brain is to dampen tone
in this pathway, which is associated with stress-linked psychopathology (Gilmor et al. 2003).
PHARMACOKINETICS AND DISPOSITION
Valproate is commercially available in the United States in five oral preparations: 1) divalproex sodium, an enteric-coated,
stable-coordination compound containing equal proportions of valproic acid and sodium valproate in a 1:1 molar ratio; 2)
valproic acid; 3) sodium valproate; 4) divalproex sodium sprinkle capsule (containing coated particles of divalproex sodium),
which can be ingested intact or pulled apart and contents sprinkled on food; and 5) an extended-release form of divalproex that
provides once-daily dosing and a substantially flatter peak-to-trough ratio. Sodium valproate is available for intravenous use
and, as such, has been demonstrated to provide reduction in manic symptoms within 1 day or less (Grunze et al. 1999).
Valproate can also be compounded in suppository form for rectal administration. The valproate ion is the common compound in
plasma.
The bioavailability of valproate approaches 100% with all preparations (Levy et al. 2002; Penry and Dean 1989; Wilder 1992). All
preparations taken orally, except divalproex sodium, are rapidly absorbed after oral ingestion. Sodium valproate and valproic
acid attain peak serum concentrations within 2 hours. Divalproex sodium reaches peak serum concentrations within 3–8 hours.
The extended-release form of divalproex has an earlier onset of absorption than divalproex sodium regular-release tablets and
approximately a 20% smaller difference in trough and peak serum levels than regular-release divalproex (Figure 36–2).
Absorption can also be delayed if the drug is taken with food.
FIGURE 36–2. Mean plasma valproate concentrations with different formulations.
aData derived from different studies after 500-mg doses.
DR = delayed-release; ER = extended-release.
Source. Abbott Laboratories, data on file.
Valproate is highly protein bound, predominantly to serum albumin and proportional to the albumin concentration. Although
patients with low levels of albumin have a higher fraction of unbound drug, the steady-state level of total drug is not altered.
Only the unbound drug crosses the blood–brain barrier and is bioactive. Thus, when valproate is displaced from protein-binding
sites through drug interactions, the total drug concentration may not change; however, the pharmacologically active unbound
drug does increase and may produce signs and symptoms of toxicity. Moreover, when the plasma concentration of valproate
increases in response to increased dosing, the amount of unbound (active) valproate increases disproportionately and isPrint: Chapter 36. Valproate
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metabolized, with an apparent increase in clearance of total drug, yielding lower-than-expected total plasma concentrations
(Levy et al. 2002; Wilder 1992) (Figure 36–3). In addition, valproate protein binding is increased by low-fat diets and decreased
by high-fat diets. Because of lower serum protein levels, women and elderly patients will generally have a higher proportion of
the active free moiety.
FIGURE 36–3. Total valproate (VPA) concentrations.
As the total concentration of VPA increases, protein-binding sites become saturated, and the percentage of unbound to bound VPA increases.
Source. Reprinted from Wilder BJ: “Pharmacokinetics of Valproate and Carbamazepine.” Journal of Clinical Psychopharmacology 12 (1,
suppl):64S–68S, 1992. Used with permission.
The concentration range generally required for good clinical effect in mania is approximately 45 to 125 g/mL (Bowden et al.
1996). Patients who tolerate higher serum levels, up to around 125 g/mL, may have greater improvement (Allen et al. 2006).
One open report suggests that patients with bipolar II conditions and cyclothymia may respond to serum valproate
concentrations of less than 50 g/mL (Jacobsen 1993).
Valproate is metabolized primarily in the liver by glucuronidation. In addition, oxidative pathways yield a large number of
metabolites, some of which have antiepileptic and/or toxic effects (Bocci and Beretta 1976; Levy et al. 2002; Penry and Dean
1989; Wilder 1992) (Figure 36–4). The oxidative pathways are mitochondrial -oxidation to 3-hydroxyvalproate,
3-oxo-valproate, and 2-en-valproate; and the cytochrome P450 microsomal metabolism to the toxic 4-en- and 2,4-en
metabolites. Less than 3% of valproate is excreted unchanged in the urine and feces. Valproate’s elimination half-life is typically
5–20 hours and can be altered by agents that affect the mitochondrial and/or microsomal enzyme systems responsible for its
metabolism.
FIGURE 36–4. Two pathways for metabolism of valproate (VPA).
VPA is metabolized within the mitochondria by the -oxidative pathway, which metabolizes medium- and long-chain fatty acids. This is the
major metabolic pathway used in patients taking VPA as monotherapy. VPA is also metabolized by the microsomal cytochrome P450 pathway,
which occurs outside the mitochondria; metabolism via this pathway is increased when VPA is administered in combination with
enzyme-inducing drugs (e.g., carbamazepine). 3 OH-VPA = 3-hydroxyvalproate; 3-OXO-VPA = 3-oxo-valproate; 2 VPA = 2-en-valproate
metabolite; 4 VPA = 4-en-valproate metabolite; 2,4 VPA = 2,4-en-valproate metabolite; t½ = half-life.
Source. Reprinted from Wilder BJ: “Pharmacokinetics of Valproate and Carbamazepine.” Journal of Clinical Psychopharmacology 12 (1,
suppl):64S–68S, 1992. Used with permission.
Treatment with valproate for bipolar disorder is usually begun at a dosage of 15–20 mg/kg/day. The drug can be “orally loaded”
at 20–30 mg/kg/day in patients with acute mania to induce more rapid response. The dosage of valproate is increased according
to the patient’s response and side effects, usually by 250–500 mg/day every 1–3 days, to serum concentrations of 45–125
g/mL. Of note, sedation, increased appetite, and reduction in white blood count and platelet count all become more frequent at
serum concentrations above 100 g/mL (Bowden 2000). During maintenance treatment, bipolar I patients whose serum levels
were between 75 and 100 g/mL had significantly longer time to intervention for a developing mood episode than did patients
with serum levels either lower or higher than this range (Keck et al. 2005).
INDICATIONS AND EFFICACY
The indications for valproate that are currently recognized by the U.S. Food and Drug Administration (FDA) are for the treatmentPrint: Chapter 36. Valproate
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of manic episodes associated with bipolar disorder; for sole and adjunctive therapy in the treatment of simple and complex
absence seizures; for adjunctive therapy in multiple seizure types, including absence seizures; and for prophylaxis of migraine.
Controlled studies have also shown that valproate is effective in prevention of recurrence of mania in bipolar disorder (Tohen et
- 2003) and in prolongation of the depression-free period compared with lithium (Gyulai et al. 2003). Controlled studies
additionally indicate that valproate is effective in generalized epilepsies, including generalized tonic–clonic and myoclonic
seizures, as well as in secondarily generalized tonic–clonic seizures, infantile spasms, photosensitive epilepsy, and febrile
seizures (Bourgeois 1989; Rimmer and Richens 1985).
Use in Bipolar Disorder
Acute Bipolar Mania
Numerous open studies and controlled trials (five placebo-controlled, one haloperidol-controlled, one lithium-controlled, and one
placebo- and lithium-controlled) indicate that valproate is effective in the treatment of acute mania (Bowden et al. 1994; McElroy
et al. 1993). In the controlled trials (Bowden et al. 1994, 2006; Brennan et al. 1984; Emrich et al. 1985; Freeman et al. 1992;
McElroy et al. 1996; Pope et al. 1991), valproate was superior to placebo and comparable to lithium and haloperidol in the
short-term treatment of acute mania. The most recent placebo-controlled study indicated that patients with more severe manic
symptoms experienced greater benefits from valproate relative to placebo compared with patients with milder manic
symptomatology (Bowden et al. 2006). In these studies, the antimanic response to valproate occurred as early as 5 days
following initiation of treatment.
In an open-label, rater-blind study of valproate administration via an oral loading dosage of 20 mg/kg/day to 19 patients with
acute mania, 10 (53%) of the patients had a significant response within 5 days of treatment, with minimal side effects (Keck et
- 1993). Similarly, in a controlled comparison study with haloperidol, divalproex administered at 20 mg/kg/day produced rapid
antimanic and antipsychotic effects comparable to those of haloperidol (McElroy et al. 1996). Valproate and carbamazepine were
compared in a small (n = 30) blinded, randomized study in acute mania (Vasudev et al. 2000). Valproate provided greater
reduction in mania scores, produced earlier response, and was associated with fewer adverse effects than carbamazepine.
Intravenous valproate infused as 600 mg over 20 minutes yielded rapid improvement in 4 of 5 manic patients (Grunze et al.
1999). In the aggregate, studies of the past decade have extended the evidence of the efficacy of valproate and the breadth of
circumstances in which it can be effectively employed. The area of weakness in studies for valproate, as well as other antimanic
agents, is that there have been only open case series for patients with hypomania or cyclothymia (Jacobsen 1993).
Adjunctive Regimens in Mania
Valproate has been studied in an add-on design in mania with consistent evidence that addition either of valproate to an
antipsychotic (Muller-Oerlinghausen et al. 2000) or of an antipsychotic (olanzapine, quetiapine, risperidone, haloperidol) to
valproate (or lithium) resulted in approximately 20% higher rates of antimanic response than with the antipsychotic or valproate
alone (Tohen et al. 2002; Yatham 2003, 2005).
Patients treated with valproate plus lithium were significantly less likely to relapse over the course of a year than were patients
treated with lithium. Side effects were more common with the combination regimen (Solomon et al. 1997).
One of the combination studies enrolled both patients who had received treatment with either valproate or lithium at an
adequate dose for 2 weeks or longer and were still manic and patients who were manic without treatment, in which case both
risperidone or haloperidol and either lithium or valproate were started concurrently. No advantage for the combination treatment
occurred in the cotherapy group, whereas patients who had demonstrated unresponsiveness to valproate or lithium showed the
advantage of the add-on therapy. The results suggest that in most circumstances combination therapy should be limited to
patients who fail to respond to a relatively short period of adequate treatment with a first drug before adding the second (Sachs
et al. 2002).
Maintenance Treatment of Bipolar Disorder
Several recent studies address the question of maintenance of effect in mania. A 12-week randomized, blinded comparison of
valproate and olanzapine showed equivalent efficacy on mania for the two treatments (Zajecka et al. 2002). A 47-week study of
the two drugs reported low rates of completion for both treatments (15% vs. 16%), with earlier symptomatic remission with
olanzapine but equivalent efficacy for the two drugs over the remaining portion of the study. For both drugs, patients who were
in remission at the end of week 3 of treatment were significantly more likely to complete the 47-week trial than those not in
remission (divalproex: 26.2% vs. 11.1%; olanzapine: 20.3% vs. 10.6%; P = 0.001). This finding indicates that acute treatment
response to a drug (either valproate or olanzapine) during a manic episode is predictive of effective treatment with the same
drug in maintenance therapy. In both studies, weight gain was greater with olanzapine than with divalproex, and divalproex was
associated with a significant reduction in cholesterol levels, compared with an increase in cholesterol levels with olanzapine
(Tohen et al. 2003; Zajecka et al. 2002).
One large (n = 372) double-blind, placebo-controlled maintenance monotherapy study of valproate has been published (Bowden
et al. 2000). Patients who recovered with open treatment with either divalproex or lithium were randomly assigned to
maintenance treatment with divalproex, lithium, or placebo. The divalproex group did not differ significantly from the placebo
group in time to any mood episode (P = 0.06), in part because the rate of relapse into mania with placebo was lower than
anticipated. On most secondary outcome measures, divalproex was superior to placebo, with lower rates of discontinuation for
either any recurrent mood episode or a depressive episode (Bowden 2004). Divalproex was superior to lithium on some
comparisons, including longer duration of successful prophylaxis in the study and less deterioration in depressive symptom
scores. Among the subset of patients treated with divalproex in the open acute phase, those subsequently randomized to
divalproex had significantly longer times to recurrence of any mood episode ( P = 0.05) or a depressive episode (P = 0.03), and
the proportion of patients who completed the 1-year study without developing either a manic or a depressive episode was
significantly higher for divalproex than for placebo (41% vs. 13%; P = 0.01). This is the only study published to date that hasPrint: Chapter 36. Valproate
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allowed a statistical test of the relationship between acute-episode response to treatment and maintenance treatment outcomes
(Bowden et al. 2000). A secondary post hoc review of the study employing relative risk analysis found that patients treated with
divalproex were significantly less likely than those treated with placebo to have prematurely left the study because of a mood
episode (relative risk [RR] = 0.63, 95% confidence interval [CI] = 0.44–0.90) (Macritchie et al. 2001). A post hoc analysis of
time to any mood episode or early discontinuation for any reason, a measure of effectiveness that has been incorporated in
recent maintenance studies in bipolar disorder, indicated a significant advantage for divalproex over lithium ( P >0.004) (Bowden
2003a).
A randomized open comparison of valpromide (the primary amide of valproic acid) and lithium for an 18-month period reported
good efficacy for both drugs, with somewhat more favorable results among valpromide-treated patients (Lambert and Venaud
1992). The mean number of recurrent affective episodes per patient during the maintenance period was 0.61 in the
lithium-treated group and 0.51 in the valpromide-treated group.
A separate study comparing valproate and lithium in a randomized, blinded trial of rapid-cycling patients reported that only
one-quarter of patients enrolled met criteria for an acute bimodal response to either drug, with fewer than 25% of those
randomized retaining benefits without relapse for the 20-month maintenance period. The results indicate that monotherapy
regimens with either mood stabilizer are unlikely to be effective in any more than a small minority of rapid-cycling patients
(Calabrese et al. 2005).
Acute Bipolar Depression
An 8-week randomized, placebo-controlled, blinded study reported that divalproex-treated subjects experienced significantly
greater improvement than placebo-treated patients in both depressive and anxious symptomatology, based on Hamilton Rating
Scale for Depression (Ham-D) and Hamilton Anxiety Scale (Ham-A) scores (Davis et al. 2005). In a 6-week randomized, blinded
study in bipolar depression, divalproex was superior to placebo, with a large effect size advantage (Cohen’s d = 0.81). Primary
improvement was on core mood symptoms rather than on anxiety or insomnia (Ghaemi et al. 2007). In an 8-week double-blind
study of bipolar I or II depressed patients, 43% of patients treated with divalproex recovered, compared with 27% of patients
treated with placebo. However, change in the total Ham-D score did not differ significantly between divalproex and placebo,
although the depressed mood item favored divalproex at weeks 2, 4, and 5 (Sachs et al. 2001). In a 1-year randomized,
double-blind study of initially manic bipolar patients, divalproex was more effective than lithium or placebo in delaying time to
clinical depression. In those subjects who developed depression, divalproex plus paroxetine or sertraline was superior to either
antidepressant alone in treatment of the depression (Gyulai et al. 2003).
In summary, several relatively small studies suggest some antidepressant properties for valproate both in acute depression and
in prophylaxis; however, adequately powered studies have not yet been conducted.
Bipolar Disorder in Children and Adolescents
Open trials of valproate report moderate to marked improvement in manic youth ages 8–18 years (Deltito et al. 1998; Mandoki
1993; Papatheodorou and Kutcher 1993; Wagner et al. 2002). Kowatch et al. (2000) studied 42 bipolar I manic patients (ages
9–18 years) who were treated for 6 weeks with divalproex, lithium, or carbamazepine in a randomized open study. Overall, 61%
achieved 50% or greater improvement, which did not differ significantly across the groups. The effect size for improvement was
greater for divalproex-treated patients than for lithium-treated or carbamazepine-treated patients (divalproex = 1.63, lithium =
1.06, carbamazepine = 1.00). A 6-month open study of valproate as monotherapy for 34 pediatric subjects with mixed mania
reported high treatment completion rates and effectiveness of the drug (Pavuluri et al. 2005). Because the available data are
limited to findings from open trials, valproate’s comparative efficacy and effectiveness remain to be established.
One double-blind, randomized, placebo-controlled study has been conducted in youth ages 8–10 years who met criteria for
oppositional defiant disorder or conduct disorder and had experienced temper and mood liability but did not meet the full criteria
for bipolar disorder. By the end of phase 1, 8 of 10 patients who received divalproex had responded, compared with none on
placebo. Of the 15 patients who completed both phases, 12 had superior responses to divalproex (Donovan et al. 2000).
Bipolar Disorder in the Elderly
Open trials (Narayan and Nelson 1997; Risinger et al. 1994) and one randomized, placebo-controlled study (Porsteinsson et al.
2001) reported benefits of valproate for irritable, agitated symptoms of dementia and for mania in elderly patients with bipolar
disorder (Kahn et al. 1988; McFarland et al. 1990). The studies are difficult to summarize, as the authors did not utilize consistent
terminology to report the behavioral disturbances of interest. For example, the terms behavioral disturbance, aggression,
agitation, hostility, and impulsivity have all been used to describe effects of valproate on a symptom set that deals with the
hyperactive and irritable dimensions of mania in the elderly (Narayan and Nelson 1997; Tariot et al. 1998). In a randomized,
blinded study of 56 nursing home patients with agitation and dementia treated with either placebo or individualized doses of
divalproex, when several covariates were taken into account, the drug/placebo difference in Brief Psychiatric Rating Scale
Agitation scores became statistically significant (P = 0.05). Sixty-eight percent of patients on divalproex were rated as showing
reduced agitation on the Clinical Global Impression Scale, versus 52% on placebo ( P = 0.06 in the adjusted analysis). Side
effects occurred in 68% of the divalproex group versus 33% of the placebo group ( P = 0.03) and were generally rated as mild.
This placebo-controlled study, despite some limitations, suggests possible short-term efficacy, tolerability, and safety of
divalproex for agitation in dementia and supports further placebo-controlled studies (Porsteinsson et al. 2001). Patients with
dementia are most frequently institutionalized for agitation and behavioral disturbances. A smaller randomized,
placebo-controlled study using a fixed dose (valproate 480 mg/day) that may have been inadequate failed to find any difference
between valproate and placebo groups.
Bipolar Disorder With Alcoholism
Bipolar disorder is often associated with comorbid substance use disorders, particularly alcoholism. In the largest prospective,
blinded, placebo-controlled study, 59 bipolar I patients with alcohol dependence were treated with lithium carbonate andPrint: Chapter 36. Valproate
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psychosocial interventions for 24 weeks, with half randomly assigned to receive adjunctive valproate. The addition of valproate
was associated with significantly fewer heavy drinking days, fewer drinks per heavy drinking day, and fewer drinks per drinking
day. Higher serum valproate concentrations were correlated with improved alcohol use outcomes. Both manic and depressive
symptoms improved equivalently (Salloum et al. 2005).
In a 12-week double-blind, placebo-controlled trial, divalproex was associated with a significantly smaller percentage of
individuals relapsing to heavy drinking, but there were no significant differences in other alcohol-related outcomes. There were
significantly greater decreases in irritability in the divalproex-treated group and a trend toward greater decreases on measures
of lability and verbal assault. There were no significant between-group differences on measures of impulsivity (Brady et al.
2002).
Bipolar Disorder Comorbid With Borderline Personality Disorder
Frankenburg and Zanarini (2002) conducted a placebo-controlled, double-blind study of divalproex sodium in 30 female subjects
ages 18–40 years who met Revised Diagnostic Interview for Borderlines (Zanarini et al. 1989) and DSM-IV (American Psychiatric
Association 1994) criteria for borderline personality disorder and DSM-IV criteria for bipolar II disorder. Subjects were randomly
assigned to divalproex or placebo in a 2:1 manner. Treatment duration was 6 months. Divalproex was significantly superior to
placebo in diminishing interpersonal sensitivity and anger/hostility as well as overall aggression. Adverse effects were
infrequent (Frankenburg and Zanarini 2002).
Potential Predictors of Positive Response to Valproate Versus Lithium
Mixed mania
Patients treated with divalproex who had mixed manic presentations had greater improvement in manic symptoms with
divalproex than with lithium treatment in two randomized studies, one of which was placebo controlled (Bowden 1995; Freeman
et al. 1992; Swann et al. 1997). Patients with mixed manic and pure manic symptoms who received divalproex had equivalent
improvement, thereby indicating a lack of differential effectiveness of divalproex for the two subtypes (Swann et al. 1997). By
contrast, during maintenance treatment, patients with mixed mania had equivalent responses to divalproex or lithium, with
evidence of higher adverse effects as a function of illness features of mixed mania, compared with rates of adverse effects in
patients with euphoric mania (Bowden et al. 2005). The results suggest that mixed manic states require more complex regimens
than monotherapies for effective long-term management.
Mania with irritability
Results from a large randomized, double-blind study of manic patients showed that valproate was significantly superior to
placebo in reducing symptoms of hostility, whereas lithium was not. Similarly, among patients with an irritable subtype of mania,
divalproex reduced overall manic symptomatology, whereas lithium did not. By contrast, both valproate and lithium were
effective in reducing impulsivity and hyperactivity (Swann et al. 2002). These results are consistent with studies of valproate for
irritability in patients with personality disorders and for secondary manic states (Hollander et al. 2003; Kavoussi and Coccaro
1998; Noaghiul et al. 1998).
Irritability in manic patients has been associated with greater likelihood of response to divalproex than to lithium (Swann et al.
2002) and carbamazepine (Vasudev et al. 2000). Irritability has been the most consistently differentiating symptom favoring
divalproex benefit in patients with disorders other than bipolar disorder—namely, Cluster B personality disorders (including
borderline personality disorder) and schizophrenia (Casey et al. 2003; Frankenburg and Zanarini 2002; Hollander et al. 2003;
Swann et al. 2002).
Prior nonresponse to lithium
Manic patients with a history of nonresponse to lithium who were randomly assigned to divalproex showed significantly greater
improvement than patients who were randomized to lithium (Bowden et al. 1994). These data are consistent with reports of the
efficacy of divalproex among patients selected for nonresponse to lithium (Pope et al. 1991).
High lifetime number of episodes
Divalproex was significantly more effective than lithium among manic patients with more than 10 episodes of illness (Swann et
- 1999) or more than 2 depressive episodes (Swann et al. 2000).
Rapid cycling
One blinded, randomized study reported that manic patients with a rapid-cycling illness course showed improvement in manic
symptoms that was similar to the improvement seen in the entire patient cohort (Chamberlain et al. 1987).
In an open study of valproate in patients with rapid-cycling bipolar I or II disorder who were followed for a mean of 17.2
months, 52 of 58 (90%) had a marked or moderate antimanic response, 88 of 94 (94%) had a prophylactic antimanic response,
13 of 15 (87%) had an acute anti–mixed state response, and 17 of 18 (94%) had a prophylactic anti–mixed state response
(Calabrese et al. 1993). A comparison of bipolar I rapid-cycling patients treated with divalproex, lithium, or the combination
found that both drugs were highly effective acutely among patients entering into a manic episode but only moderately effective
among initially depressed patients (Calabrese et al. 2005). As discussed in the section on maintenance treatment, a longer-term
maintenance study comparing divalproex and lithium reported low rates of response (both acute and sustained) for both
treatments (Calabrese et al. 2005). Although reasons for the somewhat discrepant responses reported by the same group of
investigators are not clear, in the aggregate the data suggest that rapid-cycling bipolar disorder is difficult to treat effectively
with any monotherapy regimen.
In a double-blind, placebo-controlled trial of valproate in acutely manic bipolar patients, the 12 patients whose symptoms
responded to valproate did not differ with respect to frequency of rapid cycling from the 5 valproate-treated patients whoPrint: Chapter 36. Valproate
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showed no response (McElroy et al. 1991).
Migraine in bipolar disorder
The prevalence of migraine is increased in persons with bipolar disorder, particularly bipolar II disorders. Valproate has been
shown to be effective in the prophylaxis of migraine. The dosage of valproate is lower for migraine than for bipolar disorders,
generally in the range of 500–1,000 mg/day (Freitag et al. 2002).
Other Potential Uses
Cotherapy in Schizophrenia
The use of valproate among patients with schizophrenia has increased, with one report indicating that over a third received
valproate during hospitalization (Citrome et al. 2000; Wassef et al. 2000, 2001). A 4-week randomized, double-blind study of 242
schizophrenic patients who received risperidone or olanzapine alone, or divalproex plus the antipsychotic drug, indicated
significantly greater improvement in Positive and Negative Syndrome Scale (PANSS)—Total and PANSS positive subscale scores
among combination therapy patients from day 3 through day 21, but not at day 28. Platelet count was lower with combination
therapy, and cholesterol levels increased with olanzapine or risperidone, compared with the significantly lower levels seen with
antipsychotic plus divalproex. Weight gain did not differ between olanzapine and divalproex plus olanzapine; weight gain was
greater with divalproex plus risperidone (7.5 pounds) than with risperidone (4.2 pounds) (Casey et al. 2003). A small ( n = 12)
randomized, blinded study also indicated greater global improvement and improvement in negative symptoms for patients who
were receiving divalproex plus haloperidol than for those who were receiving haloperidol alone (Wassef et al. 2000). Divalproex
appeared to be effective as adjunctive therapy for schizoaffective disorder in a retrospective study of 20 patients with
schizoaffective disorder, bipolar type (Bogan et al. 2000).
Substance Use Disorders
Open-label studies have demonstrated the efficacy of valproic acid in reducing both cocaine craving and rates of relapse. The rate
of relapse to cocaine in 55 patients treated with valproic acid was related to serum levels: patients who had serum levels of >50
g/ml had lower rates of relapse as compared to those whose levels were <50 g/ml. A direct relationship was also noted
between serum levels and a decrease in number of days of cocaine use and improved levels of subjective functioning (Myrick et
- 2003).
Mania Secondary to Head Trauma or Organic Brain Syndromes
Evidence suggesting that secondary or complicated mania responds well to valproate is mixed. In an open study of 56
valproate-treated patients with mania, response was associated with the presence of nonparoxysmal abnormalities on the
electroencephalogram but not with neurological soft signs or abnormalities on computed axial tomography scans of brain
(McElroy et al. 1988). Nevertheless, there was a trend for responders to have histories of closed-head injury antedating the
onset of their affective symptoms (Pope et al. 1988). Furthermore, case reports described successful valproate treatment of
organic brain syndromes with affective features (Kahn et al. 1988) and mental retardation in patients with bipolar disorder or
bipolar symptoms (Kastner et al. 1990; Sovner 1989).
Impulsive Aggression
Valproate has been reported to be effective in reducing impulsive aggression among patients with personality disorders. In the
one randomized, placebo-controlled, double-blind study that has been reported, 249 patients with Cluster B personality
disorders, intermittent explosive disorder, or posttraumatic stress disorder were treated for 12 weeks with divalproex or
placebo. Divalproex did not differ from placebo among all subjects, but among the 96 Cluster B patients, aggression and
irritability scores were improved significantly over the course of the study (Hollander et al. 2003). These results are consistent
with smaller open trials of valproate for impulsive aggression (Kavoussi and Coccaro 1998).
SIDE EFFECTS AND TOXICOLOGY
Valproate has been extensively used over several decades; thus, its adverse-effect profile is well characterized (DeVane 2003;
Prevey et al. 1996). Patients treated for epilepsy are more likely to experience adverse events than patients being treated for
migraine or mania, consequent to generally higher doses of valproate and more complex drug regimens in epilepsy (DeVane
2003). In a large 1-year placebo-controlled study in bipolar disorder, tremor and reported weight gain were the only symptoms
more commonly seen with divalproex than placebo (Prevey et al. 1996).
Gastrointestinal Effects
The most common gastrointestinal effects include nausea, vomiting, diarrhea, dyspepsia and anorexia. These are dose
dependent, are usually encountered at the start of treatment, and are often transient (DeVane 2003). Immediate-release
formulations of valproate are more likely to cause adverse events compared with the extended-release and enteric-coated
formulations (Horn and Cunanan 2003; Zarate et al. 2000).
Tremor
Tremor consequent to valproate resembles benign essential tremor and is more frequently seen in patients with seizure disorder
than in patients with bipolar disorder (DeVane 2003). Tremor may respond to a reduction in dosage or treatment with
propranolol. Extended-release or enteric-coated formulations may lessen the frequency of tremor (Wilder et al. 1983; Zarate et
- 2000).
Sedation
Mild to moderate sedation is common, usually at the initiation of treatment. This adverse event is dose dependent and may be
minimized by dosage reduction, slower titration, use of extended-release formulations, and taking all medication at bedtime.Print: Chapter 36. Valproate
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Hair Loss
Loss of hair can occur with valproate, possibly consequent to chelation of trace metals by valproate in the intestines and to its
effects on histone deacetylase, which result in interference with rapidly dividing cells. As with many other characteristic side
effects, lowering dosage can control this effect in some patients. Valproate ingestion should be spaced several hours before or
after ingestion of vitamin preparations, supplemental zinc, folate, and biotin, which appear able to reverse this adverse effect in
some patients (Bowden 2003b; Hurd et al. 1984).
Pancreatitis
Valproate is associated with infrequent idiosyncratic acute pancreatitis. In three migraine trials, the rates of elevation of amylase
were similar between the valproate and placebo groups (Pellock et al. 2002). Therefore, precautionary amylase levels provide
little benefit in predicting pancreatitis. Psychiatrists should be guided by clinical symptoms of pancreatitis.
Hematological Effects
Leukopenia and thrombocytopenia are directly related to higher valproate serum level, usually 100 g/mL (Acharya and Bussel
1996). Thrombocytopenia is usually mild and rarely associated with bleeding complications. Management consists of dosage
reduction. Platelet counts below 75,000/mm (Casey et al. 2003) should also be regularly reassessed, since levels below this are
more often associated with bruising or bleeding.
Hepatotoxicity
The risk of liver toxicity is largely limited to patients younger than 2 years of age, because hepatic function is immature until age
- In long-term study of divalproex, full-dosage regimens for 1 year were associated with improvements in laboratory indices of
hepatic function, and no hepatotoxicity was reported in the 187 patients treated with divalproex (Bowden et al. 2000). Similar
results were reported in a 47-week study of divalproex in bipolar disorder (Tohen et al. 2003).
A risk factor for the development of hepatotoxicity is the concomitant administration of anticonvulsants such as carbamazepine,
which cause induction of enzymes involved in the metabolism of valproate, leading to increased concentrations of an active and
hepatotoxic metabolite, 2-propyl-4-pentenoic acid.
Weight Gain
Weight gain ranging from 3–24 pounds is seen in 3%–20% of patients treated with valproic acid over a time course that has
ranged from 3 to 12 months (Bowden 2003b). In a 47-week study, divalproex (dosage range = 500–2,500 mg/day) resulted in
less weight gain in manic and mixed-manic patients than olanzapine (1.22 kg vs. 2.79 kg) (Tohen et al. 2003). In a 3-week trial
in manic patients, weight gain as a side effect was seen in 10% of valproate-treated patients and in 25% of olanzapine-treated
patients (Zajecka et al. 2002). Valproate serum levels greater than 125 g/mL are more likely to cause weight gain than those
below this level (Bowden et al. 2000). If increased appetite and weight gain occur, valproate dosage should be lowered so long
as clinical effectiveness is maintained, or alternatively should be discontinued and replaced by regimens without risks of weight
gain.
Cognitive Dulling
Valproate has infrequent adverse effects on cognitive functioning, and it improves cognition in some patients (Prevey et al.
1996). In a 20-week randomized, observer-blinded, parallel-group trial, the addition of valproate to carbamazepine resulted in
improvement on short-term verbal memory (Aldenkamp et al. 2000). No adverse cognitive effects with the use of valproate were
seen in a group of elderly patients (mean age = 77 years) (Craig and Tallis 1994).
Lipid-Lowering Effects
Several studies indicate that valproate reduces total cholesterol and low-density lipoprotein (LDL) and high-density lipoprotein
(HDL) cholesterol levels and protects against the adverse effects of some antipsychotic drugs on lipid function. An open case
series found no changes in lipid profiles in children receiving long-term valproate (Geda et al. 2002). Valproate significantly
lowered total and LDL cholesterol in comparison with phenobarbital and carbamazepine in a study of children with epilepsy
(Ylmaz et al. 2001). In a 47-week study in manic and mixed-manic patients, valproate reduced cholesterol levels (Tohen et al.
1995). In patients with schizophrenia, valproate adjunctive to olanzapine or risperidone resulted in lowered cholesterol levels
(Casey et al. 2003). The cholesterol-lowering effect of valproate is apparent even in short 3-week trials in acute mania. For the
full sample in the randomized, blinded study, total cholesterol decreased significantly more in the divalproex group than in the
placebo group (–13.47 mg/dL vs. –2.46 mg/dL; P = 0.001). Stratification by baseline total cholesterol levels ( 200 mg/dL vs.
<200 mg/dL) indicated that reduction with divalproex compared with placebo was limited to the stratum with higher mean
baseline values (–18.6mg/dL vs. –6.5 mg/dL, respectively) (Bowden et al. 2006). In a 12-week comparison of divalproex and
olanzapine in bipolar disorder patients, cholesterol and LDL levels fell with valproate use, compared with significant increases in
olanzapine-treated patients (Zajecka and Weisler 2000).
Polycystic Ovarian Syndrome
Polycystic ovarian syndrome (PCOS) occurs in 4%–12% of women and is the leading cause of ovulatory infertility. PCOS appears
to have a higher incidence in women with epilepsy; PCOS was found in 20% of 50 women with temporal lobe epilepsy and in
25% of 20 women with complex partial seizures, most of whom were unmedicated (Ernst and Goldberg 2002).
The prevalence of menstrual disturbances is high in women with bipolar disorder, irrespective of medication received, probably
representing a dysfunction of the hypothalamic-pituitary-gonadal axis. A study of 10 lithium-treated, 10 valproate-treated, and 2
carbamazepine-treated women with bipolar disorder found a high frequency of menstrual dysfunction in all groups. Ultrasound
identified an increased number of ovarian follicles in 1 of the lithium-treated patients but no increases in any valproate-treated
patient. PCOS did not occur in any of the patients. Hormonal assessment of estrone, luteinizing hormone, follicle-stimulatingPrint: Chapter 36. Valproate
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hormone, testosterone, and dehydroepiandrosterone (DHEA) yielded no abnormal values in any patient (Rasgon et al. 2000).
In the cross-sectional National Institute of Mental Health Systematic Treatment Enhancement Program for Bipolar Disorder
(STEP-BD) program, new-onset menstrual cycle irregularities and hyperandrogenism occurred in 10.5% of 86 women treated
with valproate as a component of their prior treatment regimen before entering the STEP-BD study (Joffe et al. 2006a). A
follow-up study of 7 women who had developed valproate-associated PCOS reported that PCOS reproductive features remitted in
3 of the 4 patients who discontinued valproate and persisted in all 3 patients who remained on valproate (Joffe et al. 2006b). No
changes in polycystic ovarian morphology were associated with valproate in either study.
A study evaluating four groups of women with epilepsy—an untreated group, a carbamazepine-treated group, a valproate-treated
group, and a group receiving more than one antiepileptic agent—found no differences in rates of PCOS among the drug-treated
groups (Bauer et al. 2000). Valproate did not alter endocrine measures indicative of PCOS in a 12- to 15-month study in rhesus
monkeys (Ferin et al. 2003). Obesity may be a mechanistic pathway whereby valproate (and potentially other drugs) predisposes
women to PCOS. It is advisable to treat weight gain as a risk factor for possible development of PCOS and intervene as needed to
avoid clinically significant weight gain.
Use During Pregnancy and Lactation
Birth Defects
Valproate is associated with an increased incidence of birth defects, including neural tube defects, craniofacial anomalies, limb
abnormalities, and cardiovascular anomalies, if infants are exposed to valproic acid in the first 10 weeks of gestation (Kinrys et
- 2003; Samren et al. 1997). Neural tube defects, the most serious of the congenital anomalies, occur in 1%–4% of such
infants. Prenatal exposure to valproate prior to the closure of the neural tube, during the fourth of week of gestation, leads to a
prevalence of spina bifida in 1%–2% of infants, a 10–20 times greater rate than in the general population (Kinrys et al. 2003).
Most of the available data involved patients with epilepsy, who are generally treated with higher doses of valproate than the
doses employed for bipolar disorder and migraine and who are often concurrently treated with other teratogenic anticonvulsants
(Bowden 2003b). The risk of malformations is increased with higher dosages and higher serum levels of valproate, as well as
with concomitant use of other anticonvulsants (due to higher concentration of 2-propyl-4-pentenoic acid, a teratogenic agent); is
possibly decreased with supplemental folic acid; and is definitely reduced with lower dosages of valproate (Bowden 2003b).
Because alternate treatment strategies lacking teratogenic risk may work to effectively manage bipolar symptoms, valproate
should generally be discontinued if conception is desired and during the early course of pregnancy if it occurs.
Breast-Feeding
Valproate is minimally present in breast milk. Piontek et al. (2000) reported that among six mother–infant pairs, serum valproate
levels in the infants ranged from 0.9% to 2.3% of the mother’s serum level, with absolute serum levels of 0.7–1.56 g/mL. The
valproate concentration in an infant was 1.5% of the maternal concentration (Wisner and Perel 1998).
Overdose
Regarding overdose, recovery from coma has occurred with serum valproate concentrations of greater than 2,000 g/mL. In
addition, serum valproate concentrations have been reduced by hemodialysis and hemoperfusion, and valproate-induced coma
has been reversed with naloxone (Rimmer and Richens 1985). It is generally not necessary to perform routine blood monitoring
of hematological and hepatic function in patients receiving valproate (Willmore et al. 1991). Superior to routine laboratory
screening is educating the patient about the signs and symptoms of organ system dysfunction and instructing the patient to
report these symptoms if they occur, in conjunction with careful monitoring of the patient’s clinical status.
DRUG–DRUG INTERACTIONS
Because valproate is highly protein bound and extensively metabolized by the liver, a number of potential drug–drug interactions
may occur with other protein-bound or metabolized drugs (Fogel 1988; Levy et al. 2002; Rall and Schleifer 1985; Rimmer and
Richens 1985). Thus, free fraction concentrations of valproate in serum can be increased and valproate toxicity can be
precipitated by coadministration of other highly protein-bound drugs (e.g., aspirin) that can displace valproate from its
protein-binding sites.
Because valproate tends to inhibit drug oxidation—it is the only major antiepileptic that does not induce hepatic microsomal
enzymes—serum concentrations of a number of metabolized drugs can be increased by the coadministration of valproate.
Valproate has been reported to increase serum concentrations of phenobarbital, phenytoin, and tricyclic antidepressants.
Conversely, the metabolism of valproate can be increased, and valproate serum concentrations subsequently decreased, by
coadministration of microsomal enzyme–inducing drugs such as carbamazepine. Drugs that inhibit metabolism may increase
valproate concentrations in serum. Fluoxetine, for instance, has been reported to boost valproate concentrations (Sovner and
Davis 1991).
The competitive inhibition by valproate of excretion of lamotrigine via glucuronidation requires that lamotrigine be started at a
lower dosage, usually 25 mg every other day, and increased more cautiously. Steady-state dosage of lamotrigine used with
valproate is also generally lower, but not in all patients.
CONCLUSION
The broad spectrum of efficacy in bipolar spectrum disorders and generally good tolerability of valproate make it a foundation of
treatment for many patients with bipolar disorders. For optimal results, most patients should be treated with a formulation that
permits single daily dosing and has the lowest peak-to-trough serum level, which in the United States currently is
extended-release divalproex. Although onset of action of valproate is prompt with loading-dose strategies, given the paramount
importance of tolerability and adherence of bipolar patients to long-term treatment regimens, gradual dosage increase is
preferable for all but severely manic states.Print: Chapter 36. Valproate
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During maintenance treatment, it is often important to reduce dosage if adverse effects persist. Valproate alleviates and is
prophylactic principally for manic symptoms, although prophylactic benefits for depression are now relatively well established. A
history of many episodes or current irritability may be a particularly strong indicator of a favorable response to valproate.
Although some patients may have acute and sustained remission with valproate monotherapy, many patients are more
effectively treated with combinations, including other mood stabilizers and adjunctive medications. All current medications with
established or putative roles can be combined with valproate.
Although valproate is now approved for mania in most countries, well-designed studies that advance clinical knowledge continue
to be conducted with this drug. Additionally, scientific information coming from studies in patients with migraine, epilepsy, and
other psychiatric disorders will continue to provide useful, reliable information, especially regarding prescribing practices and
adverse-effect profiles and management.
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Copyright © 2009 American Psychiatric Publishing, Inc. All Rights Reserved.
Course Content
Introduction to Valproate: History and Pharmacology
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The Origins of Valproate: A Historical Perspective
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Understanding the Pharmacodynamics of Valproate
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Pharmacokinetics of Valproate: Absorption, Distribution, Metabolism, and Excretion
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Quiz: Historical and Pharmacological Insights into Valproate
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Clinical Applications of Valproate
Mechanisms of Action and Therapeutic Uses
Clinical Guidelines for Valproate Prescription
Managing Side Effects and Drug Interactions
Advanced Case Studies and Treatment Optimization
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