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Edward S. Friedman, Michael E. Thase: Chapter 24. Depression-Focused Psychotherapies, in Gabbard’s Treatments of
Psychiatric Disorders, 4th Edition. Edited by Glen O. Gabbard. Copyright ©2009 American Psychiatric Publishing, Inc.
DOI: 10.1176/appi.books.9781585622986.256315. Printed 5/10/2009 from www.psychiatryonline.com
Gabbard’s Treatments of Psychiatric Disorders > Part V. Mood Disorders >
Chapter 24. Depression-Focused Psychotherapies
INTRODUCTION
The term depression-focused psychotherapy is used herein to describe the time-limited
psychosocial treatments that have been tested and found to be effective treatments of major
depressive disorder. In this chapter we will review the most influential of these forms of therapy:
interpersonal psychotherapy (IPT) (Klerman et al. 1984) and the cognitive-behavioral models of
therapy, including cognitive therapy (CT) (Beck et al. 1979) and cognitive-behavioral analysis
system of psychotherapy (CBASP) (McCullough 2000). Each of these models of psychotherapy
emphasizes the use of model-specific formulations, psychoeducation, and procedurally guided
interventions to help patients learn to cope with and, it is hoped, recover from depression. Another
feature in common is that each of these psychotherapies has been subjected to empirical study
using randomized clinical trials. In this chapter we describe the conceptual and pragmatic
underpinnings for the major forms of depression-focused psychotherapy and summarize evidence
concerning their efficacy in the treatment of major depressive disorder in the adult population,
building on the comprehensive review published by the Agency for Health Care Policy and Research
(Depression Guideline Panel 1993) and the “Practice Guideline for the Treatment of Patients With
Major Depressive Disorder” published by the American Psychiatric Association (2000). The
interested reader might also wish to consult the earlier version of this chapter for a more detailed
review of the older literature (Thase 2001).
This research was supported in part by grants MH-71799, MH-61587, NIMH-98-05-0001, and MH-30915 (MHIRC) from
the National Institute of Mental Health.
SHARED FEATURES OF DEPRESSION-FOCUSED PSYCHOTHERAPIES
The depression-focused psychotherapies are nontraditional in that they do not posit that depression
is the result of core unconscious or neurotic conflicts, nor do they consider the therapeutic
relationship to be the central vehicle for clarification and resolution of such conflicts (e.g., Beck et
- 1979; Klerman et al. 1984; Lewinsohn et al. 1984). Nevertheless, it would be incorrect to
surmise that these therapies discount the importance of the working alliance between patient and
therapist. Rather, a therapeutic alliance based on mutual respect, genuineness, and empathy is
understood as the foundation on which the specific tasks and methods of the therapy are based
(e.g., Beck et al. 1979; Klerman et al. 1984). Furthermore, McCullough (2000) has incorporated a
focus on interpersonal interactions, including those with the therapist, in his treatment for patients
with chronic depression.
The depression-focused psychotherapies share a number of other features (Table 24–1). First, each
model of treatment was initially developed as a short-term therapy, generally delivered over 2–4
months. The time-limited nature of therapy has been emphasized explicitly in terms of the goal to
achieve relief of depressive symptoms as rapidly as possible—that is, in order to be cost-effective in
comparison with pharmacotherapy. Furthermore, by emphasizing short-term goals, these therapies
capitalize on the acute nature of many episodes of depression.
Table 24–1. Shared elements of depression-focused psychotherapies developed for treatment of
major depression
- Time-limited format
- Acute-phase treatment (i.e., 8–16 weeks)Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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- Modifications for continuation- or maintenance-phase therapies
- Coherent theoretical model
- Behavioral
- Extinction of reinforcement
- Decreased self-efficacy
iii. Decreased problem solving
- Deficient social skills
- Cognitive
- Dysfunctional automatic thoughts
- Distorted information processing
iii. Pathological basic assumptions or schemas
- Interpersonal
- Pathological grief
- Interpersonal disputes
iii. Social role transitions
- Interpersonal deficits
- Procedurally specified methods of treatment
- Treatment manuals
- Theoretically guided types of interventions
- Reframing of symptoms of depression syndrome within the theoretical context of the specific model
- Feasibility of assessments of fidelity and adherence
- Suitability for nondoctoral therapists
- Specified and measurable outcomes
- Symptom reduction
- Improved global adjustment and enhanced quality of life
- Model-specific outcomes
- Behavioral (e.g., enhanced problem solving)
- Cognitive (e.g., decreased severity of dysfunctional thoughts)
iii. Interpersonal (e.g., improved social adjustment)
- Modules and provisions for training
- Compatibility with concurrent antidepressant medication
Other shared features of the depression-focused psychotherapies include their specific linkage of a
theoretical model of phenomenology with strategies for symptom reduction, with specification of
methods to facilitate training and enhance fidelity (Dobson and Shaw 1993; Luborsky and DeRubeis
1984), and with acceptance of the need to identify observable and measurable goals and outcomes.
The latter two qualities are crucial advantages for empirical studies because the type of therapy
(the independent variable) and symptom change (the dependent variable) can be readily defined to
ensure internal validity. The particular theoretical orientation of each model of treatment also
yields predictions about specific outcomes, such as the effects of CT on measures of dysfunctionalPrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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attitudes (e.g., Whisman et al. 1991) or IPT on measures of social adjustment (e.g., Weissman et
- 1981). Finally, these therapies share several pragmatic features, including their compatibility for
use in combination with pharmacotherapy and their suitability for use by therapists with a range of
backgrounds and training, after—of course—appropriate training.
INTERPERSONAL PSYCHOTHERAPY
At the most basic level, IPT aims to relieve depression by helping the patient to improve the quality
of his or her interpersonal world. Klerman et al. (1984) emphasized that depression occurs within
an interpersonal context regardless of its severity, phenomenology, or presumed etiology. The
authors further proposed that helping patients to improve their understanding of and ability to
modify the interpersonal context associated with depression facilitates the recovery process.
Additional long-term benefits were predicted to include improved social function and prophylaxis
against relapse. The original work using IPT also drew heavily on the methods and findings of social
casework. As a result, the therapy was always intended to be feasible for social workers and other
master’s degree–prepared mental health workers, as well as psychologists and psychiatrists.
The social milieu of the depressed person is central to the interpersonal therapist’s case
formulation. Of particular importance are the high rates of life stressors temporally associated with
the onset of unipolar depression, especially both acute and chronic marital difficulties.
Consequently, IPT often focuses on the relationship between attachment bonds and vulnerability to
depression. The apparent protective or “neutralizing” role of social support conversely may be
enhanced by helping the patient strengthen his or her intimate relationships. Another important
aspect of the depressed person’s social milieu is his or her performance in the workplace, with
friends and peer groups, and in neighborhood or community. Attention to social role performance
thus includes the individual’s current and long-term patterns of functioning in diverse situations, as
well as more recent or still-evolving role transitions (Klerman et al. 1984).
IPT also is a psychoeducational intervention because, in addition to the strong social emphasis,
therapists teach patients about depression and its treatment. This includes providing practical
advice or recommendations to help patients better tolerate the symptoms of depression (Klerman
et al. 1984). Although less structured than CT, IPT similarly aims to help patients improve
management of the symptoms and impairments associated with the depressive state. These efforts
also serve to help lessen the demoralization and hopelessness experienced by most depressed
individuals. The therapy may be quite active in this regard, including providing assistance to
patients through the use of problem-solving strategies.
A course of IPT typically consists of weekly sessions for 12–16 weeks. Therapy begins with
psychoeducation, including an explanation of the diagnosis and the goals and methods of therapy.
Concurrently, the therapist establishes a working alliance and performs an assessment of current
interpersonal relationships. In fact, competent interpersonal therapy is highly correlated with the
therapist’s ability to be empathic and genuine (Klerman et al. 1984).
Next, the interpersonal therapist helps the patient to identify interpersonal problems that are
associated with the depressive episode. An interpersonal inventory is obtained to help guide
treatment for one or two key problem areas. Four common theme areas generally serve as the
focus for IPT: unresolved grief, role disputes, role transitions, and interpersonal deficits. The latter
category incorporates areas such as the maladaptive interpersonal patterns associated with
personality disorders, deterioration in the patient’s social role performance (the “sick” role), or
social isolation.
The manual of Klerman et al. (1984) guides therapeutic interventions. In cases of unresolved grief,
the patient is encouraged to mourn the lost loved one and begin to develop new relationships.
When IPT centers on social role disputes, the patient is encouraged to explore whether the
difficulties might be resolved by renegotiation (as when the conflict appears to be at an impasse) or
dissolution (as when options might include separation or divorce). In states of role transition, the
therapy centers on recognition of the transition’s impact and assistance in developing solutions toPrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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problems. When interpersonal deficits are paramount, overcoming social isolation and lack of
fulfillment is often emphasized.
Regardless of the key theme area, IPT also takes into account the role of personality patterns in the
genesis and maintenance of the problem. For example, the therapist may encourage the patient to
“try out” a different way of interacting and to compare the outcome with his or her more habitual
response (Klerman et al. 1984). Patients who are unable to maintain a strong therapeutic alliance
often have a harder time with IPT and, in turn, may elicit less competent interventions from
otherwise well-trained therapists (Barber and Muenz 1996).
Some evidence suggests that IPT may be perceived as more acceptable than either
pharmacotherapy or CT, at least by younger patients (Banken and Wilson 1992). It also has been
suggested that traditionally trained therapists may master IPT faster than CT (Thase 1994).
COGNITIVE THERAPY
The cognitive model of depression and the resulting therapy are largely the result of the seminal
work of Aaron T. Beck (Beck 1967, 1976). Beck posited that three types of problems in cognition
are associated with depression. The first is that depressed persons spend too much time thinking
unrealistically negative thoughts about themselves, the world, and their future (the cognitive
triad). Cognitions that are particularly relevant are those that occur almost instantaneously with
the worsening of dysphoric affect, which are referred to as automatic negative thoughts. These
negative cognitions provide the gateway for the cognitive therapist to understand the depressed
patient’s phenomenological world. The second type of cognitive dysfunction involves errors in
information processing, including overgeneralization, excessive personalization, selective
abstraction, emotional reasoning, and all-or-none thinking (for an expanded description, see Burns
1980). Such cognitive errors are characteristically state-dependent—that is, only apparent during
the depressive episode (Robins and Hayes 1993)—and may be heuristically understood as serving
to clarify and intensify the depressed person’s guiding beliefs (Thase and Beck 1993). Thus,
automatic negative thoughts dominate the depressed person’s state of mind and are reinforced by
mistaken conclusions resulting from errors in information processing. The third type of cognitive
dysfunction involves “deeper” levels of cognition, such as dysfunctional attitudes and
depressogenic schemas (Segal 1988; Young and Lindemann 1992). Schemas are basic organizing
cognitive structures. Although attitudes and schemas are unconscious, they can be accessed
through questioning, as illustrated by Beck’s (1976) use of the Socratic method or guided
discovery. The personal meaning revealed in a series of automatic thoughts is used to deduce the
patients’ beliefs and schemas. Dysfunctional attitudes are associated with more extreme or intense
reactions to life stress and may confer a greater risk of encountering new adversities (Simons et al.
1993).
These depressogenic structures are presumed to result from adverse early experiences (Beck 1976;
Segal 1988). In persons prone to depression, schemas representing excessive interpersonal
dependence or perfectionistic demands are theorized to be “silent” during times of a stable
romantic relationship or a high vocational attainment (Persons and Miranda 1992). However, they
are “activated” in response to specific matching adversities (e.g., Segal et al. 1992). The activation
of a pathological schema is hypothesized to induce mood-dependent changes in memory,
information processing, and automatic negative thoughts (Persons and Miranda 1992; Thase and
Beck 1993). Stress–diathesis interactions may explain why only some individuals become
depressed after a stressor such as divorce or unemployment.
Like IPT, CT was developed as a short-term model of treatment (Beck et al. 1979). Refinements in
the original manual have been made in case formulation (Persons 1989) and in treatment of
personality pathology (Beck et al. 1990; Young and Lindemann 1992) and more severe depression
(Wright et al. 1993). The technical fidelity and quality of CT sessions can be measured reliably with
the Cognitive Therapy Scale (Vallis et al. 1986).
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scheduling and graded task assignments, guided practice, and individualized homework
assignments. Explicit stepwise strategies are used to improve recognition of problem areas and
effect changes in thoughts, behaviors, and feelings. As with other types of therapy, therapists
employ core therapeutic skills, based on empathy, genuineness, and a strong therapeutic alliance to
facilitate a milieu conducive to learning and the mastery of targeted therapeutic tasks.
CT differs from most forms of behavior therapy with respect to its more elaborate theoretical
orientation and the detail of its guidelines for working with depressed patients (e.g., Beck et al.
1979; Thase and Wright 1991). These guidelines include a unique approach to the therapeutic
relationship, termed collaborative empiricism, which directs the therapist to assume the role of a
coach or teacher in addition to his or her provision of the more traditional nonspecific elements of
understanding and support. Through this model of interaction, the therapist and patient develop
stepwise goals to reduce symptoms, improve management of pressing day-to-day problems, and
increase morale. Collaboration is explicitly fostered via the liberal use of feedback and questioning
to ensure that the patient understands the material being covered. Compared with the process of
more traditional dynamic therapies, CT requires greater therapist activity (Jones and Pulos 1993),
which may foster a stronger working alliance (Raue et al. 1993). Paradoxically, an excessive focus
on correcting cognitive errors may strain the therapeutic alliance (Hayes et al. 1996).
The therapist introduces each new technique or intervention as a hypothesized means to help bring
about therapeutic change. Formal homework assignments and in-session demonstration of methods
and techniques are employed to facilitate the patient’s participation. Each session utilizes a
coherent structure in which an agenda is set, homework is reviewed, attention is given to one or
two key problem areas, and feedback is obtained. Some evidence indicates that the therapist’s
ability to structure and pace sessions and to consistently integrate homework assignments is
predictive of better outcomes (e.g., Bryant et al. 1999). Early in the course of therapy, particularly
with more severely depressed patients, there is typically a greater emphasis on behavioral
techniques. For example, daily monitoring of moods and activities is used to increase participation
in rewarding behaviors and to establish functional relationships between moods and automatic
thoughts. Similarly, stepwise graded task assignments are used to address problems that are
perceived as overwhelming. Slowly, and at a pace appropriate to the patient’s ability to use
abstract thought, the therapy moves toward eliciting and testing the accuracy of automatic
thoughts and developing rational alternatives. Therapeutic strategies, such as the use of written
responses to stereotypic automatic negative thoughts (“coping cards”) and a printed five-column
form known as the Daily Record of Dysfunctional Thoughts, are used to teach patients to begin to
challenge their negative cognitions. Patients are also encouraged to keep their thought records as
part of a journal or notebook so that a coherent summary of the course of therapy is readily
available. Each session ends with a new homework assignment that builds logically on the material
just covered. It is important to distinguish more simplistic models of cognitive intervention, such as
verbal persuasion, from the actual process of CT.
In contrast to persuasion, in which the “expert” advocates the “correct” position, CT emphasizes
guided discovery of logical errors and alternative interpretations. The fact that more positive
alternative conclusions can typically be identified and validated is at the heart of CT. Another
misconception about CT is that it minimizes affect and negates the personal significance of serious
setbacks, recommending Pollyanna-like optimism in the face of adversity. Rather, when CT is
conducted skillfully, the patient’s emotional reaction to a significant event is respectfully and
empathically understood in relation to his or her thoughts about self, world, and future (Thase and
Beck 1993). Through guided discovery, the therapist helps the patient elicit the chain of associated
thoughts in order to clarify a more realistic conclusion. CT thus differs from dynamic or experiential
therapies in that affect is specifically used to identify a cognitive process by which depressed
patients learn to solve problems and gain greater control over dysphoric moods (see, e.g., Jones
and Pulos 1993).
It is also believed to be incumbent on the cognitive therapist to help patients identify patterns and
themes associated with depressive vulnerability before terminating treatment. In this regard, thePrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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final sessions are devoted to “diagnosing” pathological schemas and specific skills deficits and
developing longer-range self-help plans to address these problems, which is proposed to convey a
more enduring prophylactic effect (Beck et al. 1979; Persons 1993; Thase 1993). It remains
controversial whether such decreased vulnerability is better understood as the result of
development of a compensatory set of skills (i.e., to offset a persistently pathological schema) or
the actual revision of schemas (Barber and DeRubeis 1989; Persons 1993).
TREATMENT EFFICACY
A large number of randomized clinical trials have compared the depression-focused
psychotherapies with both psychosocial and pharmacological control conditions. The published
literature through 2000 has been reviewed extensively elsewhere (Dobson 1989; Robinson et al.
1990; Thase 2000); updated summaries of published controlled trials are summarized in Tables
24–2 and 24–3.
Table 24–2. Randomized clinical trials comparing depression-focused psychotherapies and
nonpharmacological control conditions as acute-phase treatments of major depressive disorder
Treatment Study
N
Duration
(weeks)
Comparison of efficacy
Interpersonal
Weissman et al. 1979 96 16 IPT > nonscheduled treatment
Elkin et al. 1989 239 16 IPT placebo + CMA; IPT = CT
O’Hara et al. 2000 120 12
IPT > waiting listf
Cognitive
Shaw 1977 32 4 CT (group) > attentional control; CT (group) >
waiting list; CT (group) = BT (group)
Fleming and Thornton
1980
35 4
CT (group)b BT (group); CT (group)b = dynamic
psychotherapy (group)
Comas-Diaz 1981 26 4
CT (group)b > waiting list assessment
Gallagher and Thompson
1982 (geriatric patients)
37 12 CT = BT; CT dynamic psychotherapy
Wilson et al. 1983 25 8
CTb > waiting list; CTb = BT
Steuer et al. 1984
(geriatric patients)
33 36 CT (group) dynamic therapy (group)
Ross and Scott 1985 51 12 CT > waiting list; CT (group) = CT (individual)
Rude 1986 48 5
CTb > waiting list; CTb = BT
Beutler et al. 1987 56 20 CT (group) + placebo > supportive care + placebo
Covi and Lipman 1987 70 14 CT (group) > “traditional” process group
Thompson et al. 1987
(geriatric patients)
91 16 CT > waiting list; CT = dynamic psychotherapy;
CT = BT
Hogg and Deffenbacher
1988 (college students)
37 8
CT (group)b = waiting listc ; CT (group)b =
dynamic psychotherapy (group)
Elkin et al. 1989 239 16
CT placebo + clinical managementa ; CT =
interpersonal
- J. Scott and Stradling
1990, Study 1: primary
care setting
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Treatment Study
N
Duration
(weeks)
Comparison of efficacy
- J. Scott and Stradling
1990, Study 2: employee
assistance setting
36 12 CT (group) = CT (individual)
Selmi et al. 1990 36 6 CT = computerized CT; CT > waiting list
Jacobson et al. 1991 72 16
CTd BT (marital)
Beach and O’Leary 1992 45 15 CT > waiting list; CT = BT (marital)
Propst et al. 1992e
(devoutly religious
patients)
59 12 CT (“conventional”) > waiting list;
CT (“conventional”) = pastoral counseling;
CT (religious) > pastoral counseling;
CT (religious) CT (nonreligious)
Shapiro et al. 1994 117 16 CT psychodynamic interpersonal
Jacobson et al. 1996 149 16 CT = AT = BA
Note. IPT = interpersonal psychotherapy; AT = automatic thoughts; BA = behavioral activation; BT =
behavior therapy; CMA = clinical management; CT = cognitive therapy; “>” indicates more efficacy; ” “
indicates at least as much efficacy and sometimes more; “=” indicates equal efficacy.
aGeneral pattern of results favored active treatments over control, especially for IPT (relative to placebo) in
more severely depressed patients.
bCT condition is not fully representative of Beck’s (1976) model of treatment.
cWaiting-list group was not randomly assigned. Waiting-list subjects’ treatment was delayed by the Christmas
holiday break in classes.
dCT was more effective in couples whose marriages were not distressed.
e This included two forms of CT: “conventional” and a specially modified form integrating religious beliefs and
metaphors.
fAll patients in this study were women diagnosed with postpartum depression.
Source. Adapted and updated from Thase 1995.
Table 24–3. Randomized controlled clinical trials comparing depression-focused psychotherapies
and pharmacotherapy as acute-phase treatments of major depressive disorder
Treatment Study
N
Duration
(weeks)
Comparison of efficacy
Interpersonal
Weissman et al. 1979 96 16 Combined > IPT = amitriptyline
Schneider et al. 1986 26 16 IPT = nortriptyline
Elkin et al. 1989 239 16
IPT > imipraminea
Schulberg et al. 1996 276 32 IPT = nortriptyline > TAU
Reynolds et al. 1999b 80 16 Nortriptyline > IPT = placebo
Cognitive
Rush et al. 1977 41 12 CT > imipramine
Rush and Watkins
1981
39 12
Combined (tricyclic)b CT
Blackburn et al. 1981 64 12
Combined = CT > tricyclicb (general practice
clinic setting)
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Treatment Study
N
Duration
(weeks)
Comparison of efficacy
Teasdale et al. 1984 34 15
CT + TAU >TAUd
Murphy et al. 1984 70 12 Combined = CT = nortriptyline
Beck et al. 1985 33 12 Combined (amitriptyline) = CT
Beutler et al. 1987 56 20 CT (group) + alprazolam > alprazolam alone
Covi and Lipman 1987 70 14 Combined (imipramine) = CT (group)
Elkin et al. 1989 239 16
CT imipraminea
Hollon et al. 1992 106 12
Combinedc CT = imipramine
McKnight et al. 1992 43 8
CT = amitriptylinee
Murphy et al. 1995 37 16 CT = RT > desipramine
Blackburn and Moore
1997
75 16
CT = antidepressantsb
Jarrett et al. 1999 108 10 CT = phenelzine > placebo
- B. Keller et al. 2000
DeRubeis et al. 2005
681
240
12
16
Combined > CT = nefazodone; CT =
antidepressant
Note. IPT = interpersonal psychotherapy; CT = cognitive therapy; TAU = treatment as usual; PST =
problem-solving therapy; “>” indicates more efficacy; ” ” indicates at least as much efficacy and sometimes
more; “=” indicates equal efficacy.
a Imipramine was more rapidly effective than either form of psychotherapy. Also, imipramine was more
effective than cognitive therapy in patients with Hamilton Rating Scale for Depression (Hamilton 1960) scores
> 20.
bThis indicates doctor’s choice of medication.
cAdvantage of combined treatment was limited to selected measures.
d Treatment as usual (TAU) was provided by primary care physician.
eMelancholic and hypercortisolemic patients in both cells had significantly poorer outcomes.
Source. Adapted and updated from Thase 1995.
Interpersonal Psychotherapy
Controlled Studies of Major Depressive Disorder
Acute-Phase Studies
An early study demonstrated that IPT was superior to a nonscheduled supportive contact and
comparable to acute-phase treatment with amitriptyline (DiMascio et al. 1979; Weissman et al.
1979).
In the second major study, the multicenter National Institute of Mental Health Treatment of
Depression Collaborative Research Program (TDCRP) (Elkin et al. 1989), IPT was compared with
CT, active imipramine plus clinical management, and inert placebo plus clinical management. The
efficacy of IPT was found to be comparable to that of both imipramine and CT by the end of a
16-week acute-phase protocol, although imipramine was more rapidly effective (Gibbons et al.
1993; J. T. Watkins et al. 1993). Unlike imipramine, IPT was as effective for patients with atypical
depression as for those with more classic neurovegetative profiles (Stewart et al. 1998). Within the
IPT group, patients with less pronounced interpersonal problems did better (Sotsky et al. 1991)
and patients with personality disorders did worse (Shea et al. 1990). Barber and Muenz (1996)
further examined specific personality traits and found that IPT—as compared with
cognitive-behavioral therapy (CBT)—was significantly more effective for patients withPrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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obsessive-compulsive traits and significantly less effective for those with avoidant traits. Two other
groups have subsequently reported an association between anxiety symptoms and poorer IPT
response (Brown et al. 1996; Feske et al. 1998).
Schulberg et al. (1996) tested IPT against both a standardized pharmacotherapy protocol
(nortriptyline, titrated against plasma levels) and an unstructured treatment-as-usual condition
among patients treated in four urban primary care clinics. Results indicated that nortriptyline was
significantly more rapidly effective but that IPT “caught up” during the latter half of the 8-month
trial; both interventions were significantly more effective than the treatment-as-usual control
condition (Figure 24–1). A subsequent analysis suggested that standardized pharmacotherapy with
nortriptyline was more cost-effective (Lave et al. 1998).
Figure 24–1. Course of depressive severity from baseline (M0) to month 8 (M8) among
intent-to-treat primary care cohorts randomized to interpersonal psychotherapy (IPT),
nortriptyline hydrochloride (NT), or usual care (UC).
HAM-D = 17-item Hamilton Rating Scale for Depression (Hamilton 1960).
Source. Reprinted from Schulberg HC, Block MR, Madonia M, et al.: “Treating Major Depression in Primary
Care Practice: Eight-Month Clinical Outcomes.” Archives of General Psychiatry 53:913–919, 1996. Copyright
- Used with permission.
IPT also is being studied in depression associated with pregnancy. For example, O’Hara et al.
(2000) compared women with postpartum depression who were being treated with IPT or a
wait-list condition. Compared with the control group, women receiving IPT showed significantly
reduced depressive symptoms and improved social adjustment.
Although the general equivalence of IPT and pharmacotherapy in elderly outpatients was reported
in an early study (Schneider et al. 1986; Sloane et al. 1985), a more recent study by Reynolds et al.
(1999b) found that IPT plus pill placebo was significantly less effective than pharmacotherapy with
nortriptyline and no more effective than pill placebo alone. This study was unique in that all
patients had bereavement-related depressive syndromes.
In a very intriguing recent study of bereavement-related depression, Shear et al. (2005) compared
conventional IPT with a targeted complicated grief treatment (CGT) that included CT techniques to
treat traumatic symptoms of disbelief, intrusive images, and avoidance behaviors. ThesePrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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researchers found that although both treatments produced improvement in complicated grief
symptoms, the response rate was greater for CGT versus IPT (51% vs. 28%), and time to response
was faster for CGT (number needed to treat was 4.3). This study supports the notion that the
treatment of bereavement requires specific interventions beyond those typically employed in IPT.
Relapse Prevention and Prophylactic Treatment Studies
Klerman et al. (1974) assigned patients who responded to pharmacotherapy to 8 months of
treatment in one of four conditions that included weekly sessions with either a prototypical form of
IPT (with or without active amitriptyline) or supportive management (with or without active
amitriptyline). IPT did not have a significant preventive effect after the withdrawal of amitriptyline;
however, after 1 year of follow-up, IPT resulted in a significant improvement in social adjustment
for those who did not relapse (Weissman et al. 1974).
Subsequently, Frank et al. (1990) studied the manualized form of IPT in patients with highly
recurrent major depressive disorder in a maintenance-phase trial. Among 225 patients who began
therapy, 128 achieved and maintained a clinically significant remission for at least 4 months on
combined treatment and entered the 3-year experimental phase of this protocol. Patients were
randomized to one of five maintenance conditions: continued monthly IPT in combination with
active imipramine, monthly IPT in combination with placebo, monthly IPT alone, imipramine with
supportive management, and placebo with supportive management. Monthly sessions of
maintenance IPT produced a significant prolongation of well time compared with the placebo with
supportive care condition. However, outcome was superior in both conditions in which patients
received active maintenance pharmacotherapy. Beyond a nonsignificant trend during the first 9
months of maintenance therapy, there was no prophylactic advantage for patients receiving the
combination of IPT and maintenance pharmacotherapy compared with patients receiving treatment
with medication alone.
Subsequent analyses revealed two interesting correlates of longer-term IPT response. Patients
were found to have a more favorable outcome with maintenance IPT if their sleep profile showed a
more normal pattern of slow-wave sleep. An assessment of the quality of IPT also showed a large
effect on treatment outcome (Frank et al. 1991). Patients who participated in above-average
therapist-patient dyads showed a substantially lower risk of recurrent depression than did those
who participated in below-average dyads. In fact, the below-average IPT dyads showed a rate of
recurrence after discontinuance of medication that was almost identical to the rate of recurrence in
the placebo and clinical management group. Spanier et al. (1996) subsequently evaluated the
potential interaction of these two response modifiers. They found that the best outcomes were in
the patients with normal slow-wave sleep who participated in higher-quality therapy dyads, and the
worst outcomes were in the group characterized by decreased slow-wave sleep and membership in
a below-average therapy dyad (Figure 24–2). Thus, higher-quality therapy partly offset the
increased vulnerability associated with diminished slow-wave sleep.
Figure 24–2. Relationship of treatment specificity and delta ratio to time to recurrence.Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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Note. High delta ratio/high focus, n = 13; low delta ratio/high focus, n = 8; high delta ratio/low focus, n =
13; and low delta ratio/low focus, n = 7.
Source. Reprinted from Spanier C, Frank E, McEachran AB, et al.: “The Prophylaxis of Depressive Episodes in
Recurrent Depression Following Discontinuation of Drug Therapy: Integrating Psychological and Biological
Factors.” Psychological Medicine 26:461–475, 1996. Copyright 1996. Used with permission.
Reynolds et al. (1999a) completed a parallel study of preventive therapy with IPT and
pharmacotherapy in elderly patients with recurrent major depression. Patients were first stabilized
on the combination of IPT and pharmacotherapy; after 4 months of sustained remission, 107
patients were randomized to one of four maintenance treatment conditions: nortriptyline and
clinical management, combination therapy, IPT alone, and placebo and clinical management. Both
groups receiving IPT attended monthly therapy sessions. Results indicated that the combined
condition had the best preventive effect, with both of the monotherapies being superior to the
placebo plus clinical management condition (Figure 24–3). The advantage of the combined
condition over the monotherapies was particularly evident in the patients age 70 years and older.
In comparison with the midlife study of Frank et al. (1990), older patients showed a relatively
poorer protective effect with antidepressant monotherapy and hence a relatively greater long-term
benefit from the addition of IPT.
Figure 24–3. Survival function of four treatment groups stratified by age at current major
depressive episode.Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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Note. Kaplan-Meier tests of survival function were significant for subjects ages 60–69 years (log rank = 25.9;
df = 3; P = 0.001) and subjects 70 years or older (log rank = 9.05; df = 3; P = 0.03). Pairwise contrasts
within each age stratum were not performed due to small sample sizes. IPT = interpersonal psychotherapy.
Source. Reprinted from Reynolds CF III, Frank E, Perel JM, et al.: “Nortriptyline and Interpersonal
Psychotherapy as Maintenance Therapies for Recurrent Major Depression: A Randomized Controlled Trial in
Patients Older Than 59 Years.” JAMA 281:39–45, 1999a. Copyright 1999. Used with permission.
In summary, there is now reasonably broad empirical support for the utility of IPT for treatment of
major depressive disorder. Overall, these effects are similar in magnitude to acute-phase
antidepressant pharmacotherapy, although the time course of symptom reduction appears to bePrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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slower and IPT may be less effective for patients with prominent anxiety. Such patients may do
better if they are treated with the combination of IPT and pharmacotherapy. The combination of
IPT and pharmacotherapy is an effective longer-term treatment for prevention of recurrent
depression. For both midlife and late-life patients, monthly sessions of IPT have some preventive
value after withdrawal of antidepressants, particularly for those in higher-quality therapy dyads.
The value of longer-term therapy for patients who respond to IPT alone during the acute phase has
not been established.
Cognitive Therapy
CT is the best-studied psychological treatment of major depression (Clark et al. 1999; Friedman et
- 2003; Gloaguen et al. 1998). CT has been extensively studied in comparison with both wait-list
control conditions and other forms of psychotherapy (see Table 24–2), as well as pharmacotherapy
(see Table 24–3). However, despite such intensive study, only three published trials of CBT have
included a placebo plus clinical management condition (DeRubeis et al. 2005; Elkin et al. 1989;
Jarrett et al. 1999).
Studies Comparing Cognitive-Behavioral Therapy With Wait-List or Placebo
Conditions
There is no doubt about the efficacy of CBT as an acute-phase treatment compared with wait-list
control conditions (Beach and O’Leary 1992; Depression Guideline Panel 1993; Neimeyer et al.
1989; Propst et al. 1992; Ross and Scott 1985; Rude 1986; M. J. Scott and Stradling 1990; Selmi et
- 1990; Thompson et al. 1987).
Studies Comparing Cognitive Therapy, Placebo, and Antidepressants
Two of the three placebo-controlled trials of CT unequivocally yielded positive results (DeRubeis et
- 2005; Jarrett et al. 1999). In the third study, the TDCRP (Elkin et al. 1989), CT surpassed
placebo only on some secondary analyses and was less effective than pharmacotherapy in some
analyses of more severely depressed subsets of patients. Jarrett et al. (1999) found CBT to be equal
to phenelzine and superior to pill placebo in a well-controlled 10-week double-blind study of 108
patients with atypical depression (58% intent-to-treat response rates, compared with 28% in the
pill placebo group) (Figure 24–4). The most recent study (DeRubeis et al. 2005) reports on a
16-week placebo-controlled trial comparing the efficacy of CT and clinical management with either
paroxetine or placebo in moderate to severely ill depressed outpatients. The trial is unique in that
the placebo group only received 8 weeks of double-blind therapy, and nonresponders in the
paroxetine group could receive augmentation with desipramine or lithium at week 8. They found
response rates of 50% for pharmacotherapy, 43% for CT, and 25% for the placebo plus clinical
management group. Using continuous score analysis, both active treatments pairwise contrasts
show a significant advantage for medication treatment compared with placebo plus clinical
management (P = 0.006) and a nonsignificant trend in favor of CT compared with placebo plus
clinical management (P = 0.09). Interpretation of these findings is complicated by a significant
site-by-treatment interaction. Specifically, an advantage for pharmacotherapy was evident at the
Vanderbilt site, whereas CT tended to be more effective at the Philadelphia site.
Figure 24–4. Symptomatic responses to cognitive therapy and phenelzine sulfate
pharmacotherapy were not significantly different, and both treatments were superior to
administration of placebo.Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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HAM-D = Hamilton Rating Scale for Depression (Hamilton 1960).
Source. Reprinted from Jarrett RB, Schaffer M, McIntire D, et al.: “Treatment of Atypical Depression With
Cognitive Therapy or Phenelzine: A Double-Blind, Placebo-Controlled Trial.” Archives of General Psychiatry
56:431–437, 1999. Copyright 1999. Used with permission.
In comparisons with pharmacotherapy conducted in primary care clinics, results of five trials
indicated that CT, either alone (Blackburn et al. 1981) or in combination with treatment as usual
(Ross and Scott 1985; C. Scott et al. 1997; M. J. Scott and Stradling 1990; Teasdale et al. 1984),
was significantly more effective than control conditions. Like the findings of DeRubeis et al.
(2005)—and unlike those of the TDCRP (Elkin et al. 1989)—most studies conducted in psychiatric
outpatient settings have documented parity between CT and pharmacotherapy (see Thase (2000). A
mega-analysis that focused on more severely ill patients in four of the earlier studies showed no
benefit of pharmacotherapy over CT (DeRubeis et al. 1999). Results from studies utilizing more
rigorous pharmacotherapy conditions (the psychiatric clinic settings of Blackburn and Moore 1997;
Blackburn et al. 1981; Elkin et al. 1989; Hollon et al. 1992; Jarrett et al. 1999; McKnight et al. 1992;
and Murphy et al. 1984 have yielded more consistent evidence of parity (see Table 24–3).
Exceptions to such parity include an initial study by Beck’s group, in which results favored CT over
imipramine hydrochloride (Rush et al. 1977); Murphy et al.’s (1995) small study of depressed
outpatients, in which both CT and relaxation training were significantly more effective than
desipramine; Markowitz et al.’s (1998) study of mildly depressed HIV-seropositive men, in which
imipramine was more effective than CT; and, as noted earlier, the TDCRP (Elkin et al. 1989). Some
have questioned the quality of CT in the TDCRP (Jacobson and Hollon 1996a), the role of site effects
on outcomes in multisite study designs (DeRubeis et al. 2005), and whether CBT and IPT as
performed in this study were truly separate and distinct treatments (Ablon and Jones 2002).
Studies Comparing Cognitive Therapy With Other PsychotherapiesPrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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CT has generally been found to have an efficacy comparable to that of other active psychotherapies,
including behavioral marital therapy, behavior therapy, IPT, brief dynamic therapy, pastoral
counseling, and nondirective group therapy (see Table 24–2). Published comparative studies have
similarly documented a slight advantage for individual CT compared with group CT (see Table
24–2). In fact, Ravindran et al. (1999) found that group CT added little symptomatic benefit when
combined with sertraline in a study of 97 patients with primary dysthymic disorder.
Inpatient Applications of Cognitive Therapy
CT is the only form of individual psychological treatment to be specifically modified for treatment of
hospitalized depressed patients (Stuart and Thase 1994; Wright et al. 1993). Poorer outcomes have
been observed among inpatients with significant comorbidity (Thase 1994) and/or a history of
nonresponse to antidepressant medication (Thase and Howland 1994). In two controlled studies of
combined treatment (Bowers 1990; Miller et al. 1989), CT plus antidepressants was generally more
effective than antidepressants alone, although the studies were small and the observed advantages
were not always statistically significant.
Cognitive-Behavioral Analysis System of Psychotherapy Modifications
As noted earlier, McCullough (2000) adapted CT to deal with common problems that he found to
arise in the treatment of people with more long-standing depressive disorders, including dysthymia
and the so-called double depression. McCullough had been impressed by chronically depressed
patients’ relative passivity and ineffective approaches to social problem solving and their
difficulties in developing and maintaining a productive therapeutic relationship. To address these
problems, CBASP includes a greater focus on the patients’ interactions with significant others
(including the therapist) and systematic use of a stepwise situational analysis of interpersonal
interchanges to help patients better clarify their goals and develop more effective methods of
obtaining their goals.
To date, only the study of M. B. Keller et al. (2000) has systematically evaluated CBASP. This large
multicenter trial compared CBASP and the antidepressant nefazodone, singly and in combination, in
more than 600 patients with chronic forms of major depression. The two monotherapies were
comparably effective at week 12, although nefazodone was more rapidly effective. The combination
of CBT and pharmacotherapy was markedly more effective than both of the monotherapies (e.g.,
intent-to-treat response rates: CBT alone, 48%; nefazodone alone, 48%; in combination, 73%).
Analyses of the rates of change in symptom measures suggested that the combined condition
benefited by having both the early symptom effects of nefazodone and the later emerging symptom
effects of psychotherapy. Subsequent analyses indicated that combined therapy was particularly
helpful for insomnia and anxiety (compared with CBASP alone), whereas CBASP was particularly
helpful (compared to nefazodone alone) among patients with a history of early trauma (i.e., sexual
or physical abuse or neglect) (Nemeroff et al. 2003; Ninan et al. 2002; Thase et al. 2002).
Follow-Up Studies of Cognitive Therapy and Related Therapies
During naturalistic follow-up, patients treated with CT generally fared better over 1- or 2-year
follow-ups than patients who were treated with treatment-as-usual interventions (Hensley et al.
2004; Ross and Scott 1985; M. J. Scott and Stradling 1990) or those who were withdrawn from
antidepressant pharmacotherapy (Blackburn et al. 1986; Evans et al. 1992; Hollon et al. 2005;
Kovacs et al. 1981; Simons et al. 1986). However, in the TDCRP study (Elkin et al. 1989), no
appreciable difference in relapse rates was found among patients who responded to CT compared
with those who were treated with imipramine or placebo (Shea et al. 1992). Given that CT was not
particularly effective in this study, this finding is not too surprising. Comparability in survival rates
among several forms of active psychotherapy has been observed in four follow-up studies
(Gallagher and Thompson 1982; Gallagher-Thompson et al. 1990; Jacobson et al. 1993; Shea et al.
1992).
In the naturalistic studies of Blackburn et al. (1986) and Simons et al. (1986), relapse after CT or
pharmacotherapy was heralded by high levels of residual symptoms and/or high residual scores onPrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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a measure of dysfunctional attitudes. These findings were replicated by Thase et al. (1992) during a
controlled 1-year follow-up of CT responders. In this latter study, the relapse rate at 1-year
follow-up was only 10% among patients who terminated 16 weeks of individual CT after having
achieved at least 2 months of symptom remission. By contrast, patients without a sustained
remission had a relapse rate of more than 50%. Recently, Hollon et al. (2005) reported on a
12-month naturalistic follow-up of patients who responded to either CT or medication (paroxetine
plus or minus adjuncts) in a randomized controlled trial (DeRubeis et al. 2005). One-half of the
medication responders were randomized to receive continuation-phase pharmacotherapy; the
remainder were withdrawn from the antidepressant. Patients withdrawn from CT during
continuation were less likely to relapse than patients withdrawn from medication, and the relapse
rate following CT was about the same as the relapse rate of those patients who continued
medication. Several early studies evaluating CT as a continuation- or maintenance-phase therapy
(Baker and Wilson 1985; Blackburn et al. 1986; Kavanaugh and Wilson 1989) were equivocal. On
the other hand, Jarrett and Kraft (1997) observed that an 8-month course of continuation-phase CT
(10 sessions) reduced relapse rates by about 50% compared with a historical control group that
received only acute-phase therapy. In the first randomized trial comparing CT with and without a
continuation phase in responders to CT, Jarrett et al. (2001) found that a continuation phase plus
CT significantly reduced relapse. This was especially true for those subjects with early onset of
depression and those with unstable remission after acute-phase treatment.
Fava et al. (1994) developed a form of CBT for patients with residual depressive symptoms despite
adequate pharmacotherapy. In the initial trial, they randomized 40 incompletely remitted patients
to either 10 sessions of CBT (in addition to ongoing pharmacotherapy) or continued
pharmacotherapy alone. CBT had a significant effect in reducing residual symptoms (Fava et al.
1994), and across 4 years of follow-up, the risk of relapse/recurrence and the likelihood of being
able to be withdrawn from antidepressants were significantly improved in comparison with the
group that did not receive medication (Fava et al. 1996, 1998).
This approach has been independently replicated in a larger group of incompletely remitted patients
receiving ongoing pharmacotherapy (Paykel et al. 1999). Subsequent analyses indicated that this
model of CBT reduced relapse via modification of dysfunctional information processing (Teasdale et
- 2002), was cost-effective (J. Scott et al. 2003), and conveyed protection against relapse for
more than 1 year after therapy was terminated (Paykel et al. 1999).
Fava et al. (1998) also studied the utility of their model of CBT as an alternative to extended
pharmacotherapy for patients with highly recurrent depression. They conducted a pilot study of 40
patients who had been in remission for at least 10 weeks on antidepressants. Half were randomly
assigned to receive 10 sessions of CBT and half received standard clinical management; all were
withdrawn from antidepressants. They observed that CBT had highly significant effects, offering a
level of protection against recurrent depressive episodes that is comparable to maintenance
antidepressant therapy (Figure 24–5).
Figure 24–5. Recurrence rates after antidepressant discontinuation among patients who received
either cognitive-behavioral therapy (CBT) or clinical management.Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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Note.The difference between groups was highly significant (log rank 2 = 11.98, P < 0.001).
Source. Reprinted from Fava GA, Rafanelli C, Grandi S, et al.: “Prevention of Recurrent Depression With
Cognitive Behavioral Therapy: Preliminary Findings.” Archives of General Psychiatry 53:816–820, 1998.
Copyright 1998. Used with permission.
Correlates of Cognitive-Behavioral Therapy Response
One advantage of the relatively large number of studies of CT is that evidence about correlates or
predictors of response has emerged (see Whisman 1993 for a detailed review of earlier studies).
Specifically, single or unmarried status, high pretreatment levels of dysfunctional attitudes,
chronicity, increased initial symptom severity, and higher rates of comorbid Axis I disorders have
been associated with poorer outcomes after 10–16 weeks of treatment with CBT (Barber and Muenz
1996; DeRubeis et al. 2005; Jarrett et al. 1991a, 1991b; K. Keller 1983; McKnight et al. 1992; Rush
et al. 1978; Simons et al. 1995; Sotsky et al. 1991; Stewart et al. 1993; Thase 1993; Thase et al.
1991, 1992, 1994a, 1994b, 1996). Men and women appear to be equally responsive to CT
(DeRubeis et al. 2005; Jarrett et al. 1991a; Thase et al. 1994a), although more severely depressed
women may have somewhat poorer outcomes (Thase et al. 1994a). Patients with certain comorbid
personality disorders appear to respond as well to CT as do patients with no personality disorders
(Shea et al. 1990; Stuart et al. 1992), although Barber and Muenz (1996) found that those with
obsessive-compulsive traits were less responsive to CT than to IPT. It should be noted that
research trials of major depressive disorder typically have excluded patients with more severe Axis
II psychopathology, such as those with antisocial and/or borderline personality disorders. It is
noteworthy that several groups have found that comorbid personality disorders do not predict
poorer response to CT (Persons et al. 1988).
Positive correlates of CT outcome may include high pretreatment levels of learned resourcefulness
(Burns et al. 1994; Simons et al. 1985), self-efficacy (Kavanaugh and Wilson 1989), optimism
(Seligman et al. 1988), motivation (Fennell et al. 1987; Marmar et al. 1989), and homework
compliance (Bryant et al. 1999; Burns and Nolen-Hoeksema 1991; Neimeyer and Feixas 1990;
Persons et al. 1988; Primakoff et al. 1986). The relationship between learned resourcefulness andPrint: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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CT outcome has not been replicated by all groups (Beckham 1989; Jarrett et al. 1991b) and may be
relevant to only more severely depressed patients (Burns et al. 1994). High levels of therapist core
skills have been associated with favorable outcomes in some (Burns and Nolen-Hoeksema 1992;
DeRubeis et al. 2005) but not in others (DeRubeis and Feeley 1990; Schmaling et al. 1986). Years
of therapeutic experience (Burns and Nolen-Hoeksema 1992) and technical competence in
structuring therapy (Bryant et al. 1999; DeRubeis et al. 1990) have also been associated with
better outcomes. Nevertheless, this line of research warrants further attention, particularly in
trying to understand the results of studies such as the TDCRP (Elkin et al. 1989) and DeRubeis et al.
(2005), in which the performance of CT varied across sites (DeRubeis et al. 2005; Jacobson and
Hollon 1996b; Thase 1994).
DEPRESSION-FOCUSED PSYCHOTHERAPIES FOR BIPOLAR DISORDER
Psychotherapies based on IPT and CT have been adapted to the treatment of bipolar disorder. All of
these psychotherapies have several characteristics in common. First, they are designed to be
adjunctive to optimal pharmacotherapy. They incorporate an educational component to teach
patients (and their families) about bipolar illness. Furthermore, the promotion of medication
compliance and treatment adherence is recognized to be a central goal of the psychotherapy. In
summary, all these therapies attempt to reduce symptoms, enhance functioning, prevent relapse,
and decrease the risk of recurrence.
Basco and Rush (1996) formulated a CBT approach to bipolar disorder that focused on intervening
in the mutually reinforcing cycle of symptomatic relapse, impairment of cognition, worsening
psychosocial function, and increasing level of stress. CBT adherents attempt to target the cognitive,
behavioral, and affective changes in depression and mania, helping patients to effectively manage
bipolar illness by stopping the progression of episodes (Basco et al. 2004). CBT begins with
psychoeducation about the disorder and pharmacological treatments and the ways in which lifestyle
and interpersonal interactions affect the patient’s cognitions and behaviors. A second goal of
treatment is relapse prevention, which includes learning to identify and monitor symptoms for signs
of relapse. The third goal of treatment is to improve adherence to pharmacotherapy and to
introduce lifestyle modifications, such as sleep and exercise hygiene. The fourth goal of treatment
examines the cognitive and behavioral strategies for symptom control. The final goal of CBT
treatment focuses on the reduction of psychosocial stressors (e.g., relationships, financial
problems, vocational and occupational problems) (Basco et al. 2004).
There have been only a few studies examining the efficacy of CBT for patients with bipolar disorder.
Cochran (1984) studied a 6-week intervention targeting bipolar patients’ thoughts and beliefs that
interfered with lithium compliance. The CBT group was found to be significantly more compliant
with medication regimen than the control patients at the end of treatment and at 6-month (but not
at 3-month) follow-up. The CBT patients were less likely to terminate treatment against medical
advice and had fewer hospitalizations and fewer noncompliance-associated relapses. Lam et al.
(2003) compared a CBT intervention consisting of 12–20 sessions focused on symptom
identification and symptom management with a treatment-as-usual condition consisting of
standard outpatient maintenance treatment. The CBT-treated patients demonstrated a reduction in
the rate of relapse, improved medication adherence, improved psychosocial functioning, fewer days
in a bipolar episode, and fewer hospital admissions. These benefits have persisted after 2 years of
follow-up (Lam et al. 2005). These results support the more preliminary findings of J. Scott et al.
(2001), who—using a mirror image design—found a benefit for CBT in relapse prevention.
Zaretsky et al. (1999) have specifically studied CBT as an adjunctive treatment for the depressed
phase of bipolar illness. They compared bipolar patients taking mood stabilizers and receiving CBT
to a group of unipolar depressed patients receiving only CBT. All patients were moderately
depressed and reported histories of recurrent depressive episodes. Despite similar significant
reductions in depressive symptoms over the course of 20 sessions of treatment, the bipolar group
did not demonstrate significant reduction in underlying negative beliefs as was seen in the unipolar
patients.Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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Although these studies are limited by the lack of control groups and small sample size, they support
the notion that CBT may be a useful adjunct treatment for patients with bipolar disorder.
Frank et al. (1994) have expanded on their work on unipolar depression by modifying IPT for
patients with bipolar disorder by increasing the attention paid to the stabilization of biological and
social rhythms. They hypothesize that stressful life events alter the stability of social and biological
rhythms, which leads to somatic disturbances, symptom exacerbation, and affective illness (Ehlers
et al. 1988). Key elements of interpersonal and social rhythm therapy (IPSRT) include 1) social
rhythm therapy to regularize daily routines and 2) IPT to educate patients to link their moods to life
events and to address interpersonal problem areas (grief, role transition, role dispute,
interpersonal skills deficit). Frank et al. (2005) randomly assigned acutely ill bipolar I patients to
one of four treatment strategies: acute and maintenance IPSRT, acute IPSRT and maintenance
intensive clinical management (ICM), acute ICM and maintenance IPSRT, or acute ICM followed by
maintenance IPSRT. All participants received pharmacotherapy according to a guideline-based
protocol. The investigators used survival analysis and found that patients assigned to acute IPSRT
survived significantly longer without a new mood episode. Subjects entering the study in a mixed
state suffered a recurrence more quickly, and those with a high medical comorbidity burden and
those with lifetime anxiety disorders survived longer in the ICM condition. The authors conclude
that the ICM sessions may have provided increased attention to somatic concerns, which would be
beneficial in patients with high medical comorbidity, anxiety, and greater illness burden, whereas
subjects in good health did better if they received acute IPSRT. Frank and colleagues conclude that
optimal care for those suffering from bipolar I disorder will require individualized treatment plans
that take into account the biological, psychosocial, and health needs of patients to successfully
treat this complex illness.
CONCLUSION
The depression-focused psychotherapies, as exemplified by IPT and CT, are practical and effective
outpatient treatments of mild to moderately severe major depressive disorder. From differing
vantage points, each therapy assesses the depressed patients’ current state and problem areas,
provides psychoeducation, explicitly instills hope, and guides the selection of model-specific
strategies to help patients “work out” of the depressive episode. No one form of psychotherapy has
emerged as superior to the others; interest, aptitude, and opportunities for supervised training may
have more to do with a therapist’s choice of a model than empirical evidence. In fact, some have
argued that the distinctions between the leading depression-focused therapies may not be valid.
Ablon and Jones (2002) examined IPT and CT sessions from the TDCRP (Elkin et al. 1989) and
found that the compared interventions were similar in treatment process. It remains to be seen if
an eclectic model of psychotherapy for depression will emerge, one that fuses the more clinically
germane aspects of IPT, behavior therapy, and CT (e.g., Karasu 1990). Caution should be exercised
before automatically adopting such integrated therapies, however, because several studies have
established that combinations of various behavioral, marital, and cognitive strategies are not more
effective than single models of treatment (e.g., Jacobson et al. 1991, 1996).
The depression-focused psychotherapies probably do best alone, without concomitant
pharmacotherapy, for more acutely depressed patients with higher levels of premorbid functioning
and adequate social support (e.g., Safran et al. 1993). This indication should not be trivialized as a
nonspecific response, because these psychotherapies have been consistently shown to be superior
to wait-list or low-contact control conditions.
The depression-focused psychotherapies should be conducted by appropriately trained clinicians
and, ideally, should be preferentially recommended for patients who are motivated to participate in
a psychosocial treatment. When these therapies are used as the primary treatment of major
depressive disorder, clinicians would be wise to follow the Agency for Health Care Policy and
Research (Depression Guideline Panel 1993) suggestion to reevaluate the need for
pharmacotherapy after several months of therapy. For example, our group found that more than
70% of IPT nonresponders responded to a sequential trial of imipramine or fluoxetine (Thase et al.Print: Chapter 24. Depression-Focused Psychotherapies http://www.psychiatryonline.com/popup.aspx?aID=256319&print=yes…
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1997).
The depression-focused psychotherapies remain relatively underused treatments within the
mainstream of American psychiatry. Greater emphasis on the training of psychiatric residents and
current practitioners and further research to help better define the boundaries of efficacy will lead
to a fuller capitalization of the benefits of these useful treatments.
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Copyright © 2009 American Psychiatric Publishing, Inc. All Rights Reserved.
Course Content
Introduction to Depression Therapy: Understanding Key Concepts
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Understanding Depression: Symptoms and Diagnosis
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Theories and Models of Depression
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Introduction to Psychotherapeutic Approaches
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Quiz: Key Concepts in Depression
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The Role of the Therapist in Depression Treatment
Core Psychotherapeutic Techniques: Foundations and Applications
Advanced Cognitive-Behavioral Strategies for Depression
Integrating Mindfulness and Acceptance in Therapeutic Practice
Course Conclusion: Synthesizing Techniques for Effective Depression Treatment
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